R M DAVIS INC
Adviser information for R M DAVIS INC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maine, United States |
Employees
| Total Number of Employees | 57 |
|---|---|
| Investment Advisory/Research | 24 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 19 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5,678 | $6.3B |
| Non-Discretionary | 2 | $8.7M |
| Total | 5,680 | $6.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,256 | $864.3M |
| HNW Individuals | 1,011 | $5.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 12 | $60.2M |
| Charitable organizations | 54 | $208.5M |
| State or municipal gov entities | 6 | $12.6M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 21 | $111.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
24 CITY CENTERPORTLAND
ME
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 207-774-0022, Fax: 207-774-0023
Chief Compliance Officer
CALEB C. B. DUBOIS
VICE PRESIDENT, GENERAL COUNSEL
24 CITY CENTER
PORTLAND
ME
United States
Tel:
207-774-0022
Fax:
207-774-0023
C******@**********M
(Full email address available in API data)
Regulatory Contact
SCOT DRAEGER
PRESIDENT
24 CITY CENTER
PORTLAND
ME
United States
Tel:
207-774-0022
Fax:
207-774-0023
S*******@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NOYES, BRIAN, HOWARD | Individual | – | CHAIRMAN OF BOARD OF DIRECTORS, OWNER, DIRECTOR | 01/1993 | 25-50% |
| LAIDLAW, WENDY, ALLARD | Individual | – | CFO, DIRECTOR, OWNER | 01/2002 | 5-10% |
| ALEXANDER, GEOFFREY, KNIGHT | Individual | – | CEO, DIRECTOR, OWNER | 01/2004 | 25-50% |
| FERNANDEZ, MARK, ANDREW | Individual | – | OWNER, DIRECTOR | 01/2004 | 10-25% |
| DRAEGER, SCOT, ERIC | Individual | – | PRESIDENT, OWNER, GENERAL COUNSEL, DIRECTOR | 01/2017 | < 5% |
| WALKER, DEAN, E | Individual | – | OWNER, DIRECTOR, COO, VP-TRADING | 12/2017 | < 5% |
| DOUGHTY, JOHN, DAVID | Individual | – | CIO, OWNER, DIRECTOR | 12/2019 | < 5% |
| MCFARLAND, MATTHEW, ALAN | Individual | – | OWNER, DIRECTOR | 12/2019 | < 5% |
| WOOD, MICHAEL, PHILIP | Individual | – | OWNER, DIRECTOR | 12/2020 | < 5% |
| DUBOIS, CALEB, CHASE BOOTHBY | Individual | – | CCO, VICE PRESIDENT, DEPUTY GENERAL COUNSEL | 09/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M Co | COM | 386K | 4K | – |
| Abbott Laboratories | COM | 3M | 28K | – |
| Abbvie Inc | COM | 3M | 19K | – |
| Accenture Plc | COM | 41M | 136K | – |
| Adobe Systems Inc | COM | 576K | 1K | – |
| Advanced Micro Devices Inc | COM | 752K | 5K | – |
| Aflac Inc | COM | 232K | 3K | – |
| Air Products & Chemicals Inc | COM | 578K | 2K | – |
| Allstate Corp | COM | 260K | 2K | – |
| Alphabet Inc-A | COM | 168M | 924K | – |
| Alphabet Inc-C | COM | 28M | 151K | – |
| Altria Group Inc | COM | 400K | 9K | – |
| Amazon.com Inc | COM | 113M | 584K | – |
| American Express Co | COM | 352K | 2K | – |
| American Tower Corp | COM | 59M | 302K | – |
| American Water Works Co Inc | COM | 44M | 344K | – |
| AMETEK Inc | COM | 55M | 330K | – |
| Amgen Inc | COM | 1M | 4K | – |
| Amphenol Corp | COM | 102M | 2M | – |
| Ansys Inc | COM | 27M | 85K | – |
| Aon PLC | COM | 34M | 117K | – |
| AppFolio Inc | COM | 245K | 1K | – |
| Apple Inc | COM | 229M | 1M | – |
| Applied Materials Inc | COM | 793K | 3K | – |
| Arista Networks Inc | COM | 280K | 800 | – |
| ASML Holding NV | COM | 53M | 52K | – |
| AT&T Inc | COM | 577K | 30K | – |
| Automatic Data Processing Inc | COM | 8M | 32K | – |
| Axon Enterprise Inc | COM | 397K | 1K | – |
| Bank of America Corp | COM | 19M | 470K | – |
| Becton Dickinson & Co | COM | 1M | 5K | – |
| Berkshire Hathaway Inc-A | COM | 612K | 1 | – |
| Berkshire Hathaway Inc-B | COM | 104M | 256K | – |
| BlackRock Inc | COM | 720K | 915 | – |
| Blackstone Inc | COM | 613K | 5K | – |
| Boeing Co | COM | 504K | 3K | – |
| BorgWarner Inc | COM | 6M | 197K | – |
| Bristol-Myers Squibb Co | COM | 389K | 9K | – |
| Broadcom Inc | COM | 2M | 1K | – |
| Brown Forman Corp-B | COM | 253K | 6K | – |
| Canadian National Railway Co | COM | 298K | 3K | – |
| Caterpillar Inc | COM | 1M | 3K | – |
| Charles Schwab Corp | COM | 1M | 14K | – |
| Chevron Corp | COM | 5M | 29K | – |
| Chipotle Mexican Grill | COM | 439K | 7K | – |
| Chubb Ltd | COM | 64M | 251K | – |
| Cigna Group | COM | 260K | 787 | – |
| Cisco Systems Inc | COM | 932K | 20K | – |
| Clorox Co | COM | 208K | 2K | – |
| CME Group Inc | COM | 20M | 100K | – |
| Coca Cola Co | COM | 994K | 16K | – |
| Cognizant Tech Solutions Corp | COM | 862K | 13K | – |
| Colgate Palmolive Co | COM | 16M | 165K | – |
| Comcast Corp | COM | 3M | 68K | – |
| ConocoPhillips | COM | 45M | 391K | – |
| Constellation Brands Inc-A | COM | 21M | 81K | – |
| Consumer Discretionary Select | COM | 7M | 36K | – |
| Cooper Companies Inc | COM | 510K | 6K | – |
| Corning Inc | COM | 459K | 12K | – |
| Corteva Inc | COM | 272K | 5K | – |
| Costco Wholesale Corp | COM | 90M | 106K | – |
| CrowdStrike Holdings Inc-A | COM | 807K | 2K | – |
| Crown Castle Intl Corp-REIT | COM | 208K | 2K | – |
| CSX Corp | COM | 483K | 14K | – |
| Cullen/Frost Bankers Inc | COM | 2M | 17K | – |
| CVS Health Corp | COM | 217K | 4K | – |
| Danaher Corp | COM | 82M | 330K | – |
| Deere & Co | COM | 18M | 47K | – |
| Dow Inc | COM | 407K | 8K | – |
| Du Pont de Nemours Inc | COM | 515K | 6K | – |
| Duke Energy Corp | COM | 399K | 4K | – |
| Eaton Corp PLC | COM | 64M | 203K | – |
| Ecolab Inc | COM | 30M | 126K | – |
| Eli Lilly & Co | COM | 29M | 33K | – |
| Emerson Electric Co | COM | 2M | 14K | – |
| Enbridge Inc | COM | 237K | 7K | – |
| Enterprise Products Partners L | COM | 544K | 19K | – |
| Equinix Inc | COM | 28M | 37K | – |
| Estee Lauder Companies-A | COM | 245K | 2K | – |
| Exxon Mobil Corp | COM | 46M | 399K | – |
| Fastenal Co | COM | 203K | 3K | – |
| Financial Select Sector SPDR E | COM | 907K | 22K | – |
| First Trust Dow Jones Internet | COM | 667K | 3K | – |
| First Trust NASDAQ Cybersecuri | COM | 455K | 8K | – |
| Fox Corp | COM | 577K | 17K | – |
| General Dynamics Corp | COM | 480K | 2K | – |
| General Electric Co | COM | 623K | 4K | – |
| Globe Life Inc | COM | 1M | 13K | – |
| Goldman Sachs Group Inc | COM | 478K | 1K | – |
| Health Care Select Sector SPDR | COM | 1M | 7K | – |
| Henry Schein Inc | COM | 292K | 5K | – |
| Hershey Co | COM | 26M | 141K | – |
| Hewlett Packard Enterprise Co | COM | 233K | 11K | – |
| Hologic Inc | COM | 349K | 5K | – |
| Home Depot Inc | COM | 51M | 149K | – |
| Honeywell International Inc | COM | 2M | 7K | – |
| Hubbell Inc | COM | 367K | 1K | – |
| Idexx Labs Corp | COM | 50M | 103K | – |
| Illinois Tool Wks Inc | COM | 1M | 6K | – |
| Industrial Select Sector SPDR | COM | 380K | 3K | – |
| Intel Corp | COM | 767K | 25K | – |
| Intl Business Machines Corp | COM | 1M | 8K | – |
| Intuit Inc | COM | 93M | 141K | – |
| Intuitive Surgical Inc | COM | 677K | 2K | – |
| Invesco QQQ Trust Series 1 ETF | COM | 2M | 4K | – |
| Invesco S&P 500 Equal Weight E | COM | 2M | 15K | – |
| Invesco S&P 500 Equal Weight T | COM | 951K | 26K | – |
| IQ Hedge Multi Strategy Tracke | COM | 203K | 7K | – |
| Iron Mountain Inc | COM | 510K | 6K | – |
| iShares Core Dividend Growth E | COM | 276K | 5K | – |
| iShares Core MSCI EAFE ETF | COM | 542K | 7K | – |
| iShares Core S&P 500 ETF | COM | 3M | 5K | – |
| iShares Core S&P M/C ETF | COM | 167M | 3M | – |
| iShares Core S&P S/C ETF | COM | 2M | 20K | – |
| iShares Core S&P Total U.S. St | COM | 630K | 5K | – |
| iShares Expanded Tech-Software | COM | 436K | 5K | – |
| iShares MSCI EM ETF | COM | 201K | 5K | – |
| iShares MSCI India ETF | COM | 418K | 8K | – |
| iShares Russell 1000 ETF | COM | 18M | 59K | – |
| iShares Russell 1000 Growth ET | COM | 4M | 10K | – |
| iShares Russell 1000 Value ETF | COM | 308K | 2K | – |
| iShares Russell 2000 ETF | COM | 2M | 8K | – |
| iShares Russell 3000 ETF | COM | 49M | 160K | – |
| iShares Russell M/C ETF | COM | 1M | 16K | – |
| iShares Russell M/C Growth ETF | COM | 441K | 4K | – |
| iShares Russell M/C Value ETF | COM | 596K | 5K | – |
| iShares S&P 500 Growth ETF | COM | 547K | 6K | – |
| iShares S&P GSCI Commodity ETF | COM | 203K | 9K | – |
| iShares Select Dividend ETF | COM | 363K | 3K | – |
| iShares US Healthcare ETF | COM | 276K | 5K | – |
| Jack Henry & Associates Inc | COM | 13M | 76K | – |
| Jacobs Solutions Inc | COM | 564K | 4K | – |
| JM Smucker Co | COM | 232K | 2K | – |
| Johnson & Johnson | COM | 35M | 242K | – |
| Johnson Controls Intl Plc | COM | 332K | 5K | – |
| JP Morgan Chase & Co | COM | 70M | 345K | – |
| Kimberly Clark Corp | COM | 3M | 20K | – |
| Linde Plc | COM | 69M | 156K | – |
| Lockheed Martin Corp | COM | 489K | 1K | – |
| Lowe's Companies Inc | COM | 3M | 12K | – |
| Marathon Petroleum Corp | COM | 348K | 2K | – |
| Marsh & Mclennan Companies Inc | COM | 350K | 2K | – |
| Marvell Technology Inc | COM | 41M | 584K | – |
| Mastercard Inc-A | COM | 1M | 3K | – |
| McCormick & Co Inc | COM | 8M | 118K | – |
| McDonalds Corp | COM | 4M | 14K | – |
| McKesson Corp | COM | 505K | 865 | – |
| Medtronic Plc | COM | 22M | 276K | – |
| Merck & Co Inc | COM | 40M | 320K | – |
| Meta Platforms, Inc. | COM | 59M | 117K | – |
| Metlife Inc | COM | 209K | 3K | – |
| Mettler-Toledo Intl Inc | COM | 57M | 41K | – |
| Microchip Technology Inc | COM | 70M | 761K | – |
| Microsoft Corp | COM | 187M | 419K | – |
| Mondelez Intl Inc | COM | 471K | 7K | – |
| Morgan Stanley | COM | 581K | 6K | – |
| Netflix Inc | COM | 629K | 932 | – |
| NextEra Energy Inc | COM | 53M | 743K | – |
| Nike Inc | COM | 6M | 76K | – |
| Nordson Corp | COM | 13M | 54K | – |
| Norfolk Southern Corp | COM | 2M | 9K | – |
| Northern Trust Corp | COM | 929K | 11K | – |
| Northrop Grumman Corp | COM | 27M | 62K | – |
| Novartis AG ADR | COM | 234K | 2K | – |
| Novo Nordisk A/S ADR | COM | 223K | 2K | – |
| Nvent Electric PLC | COM | 383K | 5K | – |
| Nvidia Corp | COM | 185M | 2M | – |
| NVR Inc | COM | 288K | 38 | – |
| Omnicom Group Inc | COM | 241K | 3K | – |
| Oneok Inc | COM | 471K | 6K | – |
| Oracle Corp | COM | 3M | 20K | – |
| Oshkosh Corp | COM | 17M | 160K | – |
| Palo Alto Networks Inc | COM | 129M | 381K | – |
| Pentair Plc | COM | 386K | 5K | – |
| Pepsico Inc | COM | 45M | 273K | – |
| Pfizer Inc | COM | 2M | 60K | – |
| Philip Morris Intl Inc | COM | 577K | 6K | – |
| Phillips 66 | COM | 50M | 356K | – |
| PNC Financial Services Group | COM | 236K | 2K | – |
| Polaris Inc | COM | 1M | 14K | – |
| Procter & Gamble Co | COM | 37M | 224K | – |
| Progressive Corp | COM | 214K | 1K | – |
| Quaker Houghton | COM | 1M | 6K | – |
| Qualcomm Inc | COM | 60M | 300K | – |
| RBC Bearings Inc | COM | 12M | 46K | – |
| Regeneron Pharmaceuticals Inc | COM | 305K | 290 | – |
| Rockwell Automation Corp | COM | 21M | 76K | – |
| Roper Technologies Inc | COM | 56M | 99K | – |
| RTX Corp | COM | 39M | 391K | – |
| S&P Global Inc | COM | 2M | 3K | – |
| Salesforce Inc | COM | 802K | 3K | – |
| SAP SE ADR | COM | 372K | 2K | – |
| Schwab Intl Equity ETF | COM | 5M | 129K | – |
| ServiceNow Inc | COM | 404K | 513 | – |
| Shell PLC ADR | COM | 442K | 6K | – |
| Sherwin-Williams Co | COM | 23M | 78K | – |
| Southern Co | COM | 345K | 4K | – |
| SPDR S&P 500 ETF | COM | 259M | 476K | – |
| SPDR S&P Biotech ETF | COM | 3M | 29K | – |
| SPDR S&P M/C 400 ETF | COM | 4M | 7K | – |
| Starbucks Corp | COM | 3M | 35K | – |
| STERIS Plc | COM | 10M | 44K | – |
| Stryker Corp | COM | 41M | 121K | – |
| T Rowe Price Group Inc | COM | 18M | 152K | – |
| Take Two Interactive Software | COM | 30M | 191K | – |
| Target Corp | COM | 423K | 3K | – |
| TE Connectivity Ltd | COM | 1M | 7K | – |
| Technology Select Sector SPDR | COM | 1M | 6K | – |
| Teleflex Inc | COM | 849K | 4K | – |
| Tesla Inc | COM | 1M | 7K | – |
| Texas Instruments Inc | COM | 1M | 6K | – |
| Thermo Fisher Scientific Inc | COM | 71M | 128K | – |
| TJX Companies Inc | COM | 78M | 712K | – |
| Toll Brothers Inc | COM | 20M | 173K | – |
| Toronto-Dominion Bank | COM | 606K | 11K | – |
| Tractor Supply Co | COM | 43M | 158K | – |
| Travelers Companies Inc | COM | 658K | 3K | – |
| Truist Financial Corp | COM | 224K | 6K | – |
| Tyler Technologies Inc | COM | 900K | 2K | – |
| Union Pacific Corp | COM | 35M | 153K | – |
| United Parcel Service Inc | COM | 2M | 12K | – |
| Unitedhealth Group Inc | COM | 47M | 93K | – |
| US Bancorp | COM | 17M | 428K | – |
| Vanguard Dividend Appreciation | COM | 6M | 34K | – |
| Vanguard ESG US Stock ETF | COM | 2M | 18K | – |
| Vanguard Growth ETF | COM | 1M | 4K | – |
| Vanguard High Dividend Yield E | COM | 262K | 2K | – |
| Vanguard Information Technolog | COM | 1M | 2K | – |
| Vanguard M/C Growth ETF | COM | 409K | 2K | – |
| Vanguard Real Estate ETF | COM | 381K | 5K | – |
| Vanguard S&P 500 ETF | COM | 3M | 6K | – |
| Vanguard S/C ETF | COM | 101M | 462K | – |
| Vanguard S/C Growth ETF | COM | 667K | 3K | – |
| Vanguard Total Intl Stock ETF | COM | 1M | 22K | – |
| Vanguard Total Stock Market ET | COM | 16M | 61K | – |
| Veralto Corp | COM | 5M | 53K | – |
| Verizon Communications Inc | COM | 1M | 35K | – |
| Vertex Pharmaceuticals Inc | COM | 389K | 830 | – |
| Visa Inc-A | COM | 73M | 277K | – |
| Vulcan Materials Co | COM | 280K | 1K | – |
| Walmart Inc | COM | 754K | 11K | – |
| Walt Disney Co | COM | 23M | 234K | – |
| Waste Connections Inc | COM | 72M | 408K | – |
| Waste Management Inc | COM | 285K | 1K | – |
| Wells Fargo & Co | COM | 518K | 9K | – |
| West Pharmaceutical Services | COM | 473K | 1K | – |
| WW Grainger Inc | COM | 203K | 225 | – |
| Xylem Inc | COM | 312K | 2K | – |
| Yum Brands Inc | COM | 609K | 5K | – |
| Zoetis Inc | COM | 23M | 132K | – |
| iShares MSCI EAFE ETF | INTL | 2M | 20K | – |
| Vanguard ESG Intl Stock ETF | INTL | 2M | 35K | – |
| Vanguard FTSE All-World Ex-US | INTL | 35M | 596K | – |
| Vanguard FTSE DM ETF | INTL | 73M | 1M | – |
| Vanguard FTSE EM ETF | INTL | 17M | 394K | – |
| Invesco BulletShares 2024 Corp | BOND FUND | 11M | 511K | – |
| Invesco BulletShares 2025 Corp | BOND FUND | 23M | 1M | – |
| Invesco BulletShares 2026 Corp | BOND FUND | 20M | 1M | – |
| Invesco BulletShares 2027 Corp | BOND FUND | 26M | 1M | – |
| Invesco BulletShares 2028 Corp | BOND FUND | 4M | 203K | – |
| Invesco BulletShares 2029 Corp | BOND FUND | 2M | 126K | – |
| Invesco BulletShares 2030 Corp | BOND FUND | 882K | 54K | – |
| Invesco BulletShares 2031 Corp | BOND FUND | 359K | 23K | – |
| iShares 1-5 Year IG Corporate | BOND FUND | 9M | 171K | – |
| iShares 5-10 Year IG Corporate | BOND FUND | 3M | 64K | – |
| iShares National Muni Bond ETF | BOND FUND | 213K | 2K | – |
| JPMorgan Ultra-Short Income ET | BOND FUND | 217K | 4K | – |
| MFS High Income Municipal Trus | BOND FUND | 115K | 31K | – |
| PIMCO Intermediate Muni Bond A | BOND FUND | 6M | 124K | – |
| PIMCO S/T Muni Bond Active ETF | BOND FUND | 3M | 66K | – |
| Vanguard Intermediate Term Cor | BOND FUND | 429K | 5K | – |
| Vanguard S/T Bond ETF | BOND FUND | 449K | 6K | – |
| Vanguard S/T Treasury ETF | BOND FUND | 2M | 31K | – |
| Vanguard Total Bond Mkt ETF | BOND FUND | 623K | 9K | – |