E. MAGNUS OPPENHEIM & CO. INC.
Adviser information for E. MAGNUS OPPENHEIM & CO. INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 92 | $63.9M |
| Non-Discretionary | 0 | $0 |
| Total | 92 | $63.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 19 | $1.6M |
| HNW Individuals | 24 | $35.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 49 | $25.9M |
| Pension and profit sharing plans | 1 | $715,518 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesGENERAL INVESTMENT AND FINANCIAL ADVICE |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-14051 |
|---|---|
| SEC ERA File Number | 801-14051 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 14268 |
| Legal Entity Identifier | None |
Principal Office
575 LEXINGTON AVENUE / 17TH FLOORNEW YORK
NY
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: 212-983-1818, Fax: None
Websites
Chief Compliance Officer
BRIAN NEUSTROM
CCO
8310 S. VALLEY HIGHWAY
SUITE 110
ENGLEWOOD
CO
United States
Tel:
303-662-8700
B********@***********M
(Full email address available in API data)
Regulatory Contact
JESSICA LANKES
COO
8310 S. VALLEY HIGHWAY, SUITE 110
ENGLEWOOD
CO
United States
Tel:
3036628700
J******@***********M
(Full email address available in API data)
Industry Affiliates
| PARSONEX ADVISORY SERVICES, INC. | Other investment adviser, including financial planners |
| PARSONEX CAPITAL MARKETS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PARSONEX SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| E.M.O. STERLING RETURN LT FUND | EQUITIES | $23.3M | $0.1M | 57 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ABDULLA, SALMA | Individual | – | MANAGING DIRECTOR | 11/2019 | < 5% |
| PARSONEX ENTERPRISES, INC. | Domestic Entity | – | OWNER | 01/2023 | > 75% |
| Miller, Jonathan, Edward | Individual | – | CEO | 01/2023 | > 75% |
| Neustrom, Brian, William | Individual | – | CCO | 10/2023 | < 5% |