HELLMAN JORDAN MANAGEMENT CO INC
Adviser information for HELLMAN JORDAN MANAGEMENT CO INC last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17 | $95.1M |
| Non-Discretionary | 0 | $0 |
| Total | 17 | $95.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 12 | $33.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $37.7M |
| Charitable organizations | <5 | $23.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFAMILY CLIENTS MAY BILLED FOR ADDITIONAL SERVICES |
Identifiers
| SEC RIA File Number | 801-14071 |
|---|---|
| SEC ERA File Number | 801-14071 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106099 |
| Legal Entity Identifier | None |
Principal Office
ATTN: SUE LYNCH21 MCGRATH HIGHWAY SUITE 204
QUINCY
MA
United States
Monday - Friday, 9:00 TO 5:00
Tel: (617) 261-9800, Fax: (617) 261-9801
Websites
Chief Compliance Officer
SUSAN LYNCH
VICE PRESIDENT
21 MCGRATH HIGHWAY SUITE 204
QUINCY
MA
United States
Tel:
617-261-9800
Fax:
671-261-9801
S***@****************M
(Full email address available in API data)
Regulatory Contact
SUSAN LYNCH
VICE PRESIDENT
21 MCGRATH HIGHWAY SUITE 204
QUINCY
MA
United States
Tel:
6172619800
Fax:
6712619801
S***@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JORDAN, GERALD, R. | Individual | – | CHAIRMAN | 02/2005 | < 5% |
| JORDAN, GERALD, REID | Individual | – | PRESIDENT | 02/2005 | < 5% |
| GLEYSTEEN, NICHOLAS | Individual | – | SENIOR VICE PRESIDENT | 08/2004 | < 5% |
| JORDAN CAPITAL MANAGEMENT, INC. | Domestic Entity | – | OWNER | 12/2008 | > 75% |
| JORDAN CAPITAL MANAGEMENT, INC. | Domestic Entity | JORDAN CAPITAL MANAGEMENT, INC. | OWNER | 12/2008 | > 75% |
| LYNCH, SUSAN | Individual | – | VICE PRESIDENT/ CHIEF COMPLIANCE OFFICER | 12/2011 | < 5% |