KAHN BROTHERS ADVISORS LLC
Adviser information for KAHN BROTHERS ADVISORS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 388 | $610.3M |
| Non-Discretionary | 6 | $11.2M |
| Total | 394 | $621.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 220 | $85.4M |
| HNW Individuals | 168 | $449.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $48.6M |
| Charitable organizations | <5 | $26.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $11.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 3.0M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| KAHN BROTHERS ADVISORS LLC | MORGAN STANLEY |
Identifiers
| SEC RIA File Number | 801-14146 |
|---|---|
| SEC ERA File Number | 801-14146 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 144368 |
| Legal Entity Identifier | None |
Principal Office
555 MADISON AVESUITE 1303
NEW YORK
NY
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 212-980-5050, Fax: 212-755-5330
Chief Compliance Officer
THOMAS G KAHN
PRESIDENT
555 MADISON AVE
SUITE 1303
NEW YORK
NY
United States
Tel:
212 980 5050
Fax:
212 755 5330
A**************@***************M
(Full email address available in API data)
Industry Affiliates
| KAHN BROTHERS ASSET MANAGEMENT CORP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| KAHN BROTHERS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| KB & PARTNERS MANAGEMENT CO LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KAHN, THOMAS, GRAHAM | Individual | – | CHAIRMAN,PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, ALLIED MEMBER, STOCKHOLDER & DIRECTOR | 07/1978 | < 5% |
| DEMARCO, KAREN, ANN | Individual | – | VICE PRESIDENT | 03/2006 | < 5% |
| KAHN BROTHERS GROUP, INC. | Domestic Entity | – | PARENT COMPANY | 07/2007 | > 75% |
| KAHN, ANDREW, S | Individual | – | SENIOR VICE PRESIDENT & DIRECTOR | 08/2014 | < 5% |
| KAHN, THOMAS, GRAHAM | Individual | KAHN BROTHERS GROUP, INC. | CHAIRMAN, PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICER, ALLIED MEMBER, STOCKHOLDER, DIRECTOR | 07/1978 | 50-75% |
| KAHN, PHYLLIS | Individual | KAHN BROTHERS GROUP, INC. | STOCKHOLDER | 01/2015 | 25-50% |