MARTIN CURRIE INC
Adviser information for MARTIN CURRIE INC last updated from Form ADV on December 19th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 45 |
|---|---|
| Investment Advisory/Research | 33 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6,679 | $6.3B |
| Non-Discretionary | 9 | $731.5M |
| Total | 6,688 | $7.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 6,406 | $1.6B |
| HNW Individuals | 40 | $177.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 3 | $623.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $1.1B |
| Pension and profit sharing plans | 30 | $90.1M |
| Charitable organizations | 37 | $44.9M |
| State or municipal gov entities | 8 | $2.5B |
| Other investment advisers | 9 | $731.5M |
| Insurance companies | <5 | $42.0M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 146 | $73.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 3 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 2.2B |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CONSULTING AND EVALUATION SERVICES | MORGAN STANLEY |
| SELECT UMA? PROGRAM | MORGAN STANLEY |
| OUTSIDE MANAGER PLATFORM | RAYMOND JAMES & ASSOCIATES, INC. |
| ACCESS | UBS FINANCIAL SERVICES INC. |
| ADVISOR ALLOCATION PROGRAM (AAP) | UBS FINANCIAL SERVICES INC. |
| STRATEGIC WEALTH PORTFOLIO PROGRAM (SWP) | UBS FINANCIAL SERVICES INC. |
| BAIRD ADVISORY CHOICE PROGRAM | ROBERT W. BAIRD & CO. INCORPORATED |
| THIRD PARTY MODELS PROGRAM | ENVESTNET PMC |
| MULTIPLE OVERLAY MANAGER MODEL PROGRAM (UNIFIED MANAGED ACCOUNT PROGRAM) | BNY MELLON ADVISORS, INC. |
| MANAGER ACCESS SELECT | LPL FINANCIAL LLC |
| MANAGER SELECT | LPL FINANCIAL LLC |
| MERRILL LYNCH INVESTMENT ADVISORY PROGRAM | MANAGED ACCOUNT ADVISORS LLC |
| NO PROGRAM NAME | SANCTUARY ADVISORS, LLC |
| NO PROGRAM NAME | LGG FINANCIAL |
| MANAGED ACCOUNT PROGRAM | RBC CAPITAL MARKETS, LLC |
| CORE ASSET MANAGER PROGRAM | ORION PORTFOLIO SOLUTIONS, LLC |
| RBC UNIFIED PORTFOLIO | RBC CAPITAL MARKETS, LLC |
Principal Office
5 MORRISON STREETLEVEL 2
EDINBURGH
United Kingdom
Monday - Friday, 9A.M. TO 5.30P.M. (GMT)
Tel: 44 131 229 5252, Fax: 44 131 228 5959
Chief Compliance Officer
STEWART BROWN
DIRECTOR GLOBAL COMPLIANCE
5 MORRISON STREET
LEVEL 2
EDINBURGH
United Kingdom
Tel:
+44 1312703803
S************@********************M
(Full email address available in API data)
Regulatory Contact
EWAN CAMERON
LAWYER
5 MORRISON STREET
LEVEL 2
EDINBURGH
United Kingdom
Tel:
44 131 479 5919
E***********@********************M
(Full email address available in API data)
Industry Affiliates
| ALCENTRA LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ALCENTRA NY, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BENEFIT STREET PARTNERS L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BRANDYWINE GLOBAL INVESTMENT MANAGEMENT (ASIA) PTE. LTD | Other investment adviser, including financial planners |
| BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BSP CLO MANAGEMENT LLC | Other investment adviser, including financial planners |
| CLARION PARTNERS | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| CLARION PARTNERS EMEA LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CLARION PARTNERS EUROPE (U.K.) LIMITED | Other investment adviser, including financial planners |
| CLARION PARTNERS EUROPE LIMITED | Other investment adviser, including financial planners |
| CLARION PARTNERS SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CLEARBRIDGE INVESTMENTS (NORTH AMERICA) PTY LIMITED | Other investment adviser, including financial planners |
| CLEARBRIDGE INVESTMENTS LIMITED | Other investment adviser, including financial planners |
| CLEARBRIDGE INVESTMENTS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CLEARBRIDGE RARE INFRASTRUCTURE INTERNATIONAL PTY LIMITED | Other investment adviser, including financial planners |
| DARBY ASIA INVESTORS (HK), LTD. | Other investment adviser, including financial planners |
| DARBY ASIA INVESTORS, LTD. | Other investment adviser, including financial planners |
| DARBY OVERSEAS PARTNERS, L.P. | Other investment adviser, including financial planners |
| FIDUCIARY TRUST COMPANY OF CANADA | Other investment adviser, including financial plannersTrust company |
| FIDUCIARY TRUST INTERNATIONAL, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FRANKLIN ADVISERS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FRANKLIN ADVISORY SERVICES, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FRANKLIN BSP CAPITAL ADVISER LLC | Other investment adviser, including financial planners |
| FRANKLIN BSP LENDING ADVISER, L.L.C. | Other investment adviser, including financial planners |
| FRANKLIN DISTRIBUTORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FRANKLIN MUTUAL ADVISERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FRANKLIN TEMPLETON ALTS BRASIL ADMIN. DE INVESTIMENTOS LTDA. | Other investment adviser, including financial planners |
| FRANKLIN TEMPLETON ASSET MANAGEMENT (INDIA) PRIVATE LIMITED | Other investment adviser, including financial planners |
| FRANKLIN TEMPLETON ASSET MANAGEMENT (MALAYSIA) SDN. BHD. | Other investment adviser, including financial planners |
| FRANKLIN TEMPLETON ASSET MANAGEMENT MEXICO, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION | Other investment adviser, including financial planners |
| FRANKLIN TEMPLETON AUSTRALIA LIMITED | Other investment adviser, including financial planners |
| FRANKLIN TEMPLETON FUND MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| FRANKLIN TEMPLETON GSC ASSET MANAGEMENT SDN. BHD. | Other investment adviser, including financial planners |
| FRANKLIN TEMPLETON INSTITUTIONAL, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FRANKLIN TEMPLETON INTERNATIONAL SERVICES S.A R.L. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FRANKLIN TEMPLETON INVESTIMENTOS (BRASIL) LTDA. | Other investment adviser, including financial planners |
| FRANKLIN TEMPLETON INVESTMENT ADVISORS KOREA CO., LTD | Other investment adviser, including financial planners |
| FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FRANKLIN TEMPLETON INVESTMENT TRUST MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| FRANKLIN TEMPLETON INVESTMENTS CORP. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FRANKLIN TEMPLETON JAPAN CO., LTD. | Other investment adviser, including financial planners |
| FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC | Other investment adviser, including financial planners |
| K2 ADVISORS, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| K2/D&S MANAGEMENT CO., L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| LEGG MASON (CHILE) INVERSIONES HOLDINGS LIMITADA | Other investment adviser, including financial planners |
| LEGG MASON PARTNERS FUND ADVISOR LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| LEXINGTON ADVISORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| LEXINGTON PARTNERS L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| MARTIN CURRIE INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| ROYCE FUND SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ROYCE INVESTMENT PARTNERS | Other investment adviser, including financial planners |
| TEMPLETON ASSET MANAGEMENT (POLAND) TFI S.A. | Other investment adviser, including financial planners |
| TEMPLETON ASSET MANAGEMENT LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| TEMPLETON GLOBAL ADVISORS LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| TEMPLETON HANA ASSET MANAGEMENT CO., LTD | Other investment adviser, including financial planners |
| TEMPLETON INVESTMENT COUNSEL, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS LIMITADA | Other investment adviser, including financial planners |
| WESTERN ASSET MANAGEMENT COMPANY LIMITED | Other investment adviser, including financial planners |
| WESTERN ASSET MANAGEMENT COMPANY LTD | Other investment adviser, including financial planners |
| WESTERN ASSET MANAGEMENT COMPANY PTE LTD | Other investment adviser, including financial planners |
| WESTERN ASSET MANAGEMENT COMPANY PTY LTD | Other investment adviser, including financial planners |
| WESTERN ASSET MANAGEMENT COMPANY, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARTIN CURRIE LIMITED | Foreign Entity | – | PARENT COMPANY | 10/1978 | > 75% |
| MARTIN CURRIE (HOLDINGS) LIMITED | Foreign Entity | MARTIN CURRIE LIMITED | INDIRECT SHAREHOLDER | 11/2007 | > 75% |
| LEGG MASON GLOBAL HOLDINGS LTD | Foreign Entity | LEGG MASON HOLDINGS, LLC | INDIRECT SHAREHOLDER | 10/2014 | > 75% |
| LEGG MASON, INC | Domestic Entity | LEGG MASON GLOBAL HOLDINGS LTD | INDIRECT SHAREHOLDER | 10/2014 | > 75% |
| DAVIDSON, STUART, JAMES | Individual | – | DIRECTOR, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | 10/2023 | < 5% |
| FRANKLIN RESOURCES, INC. | Domestic Entity | LEGG MASON, INC | SOLE SHAREHOLDER OF LEGG MASON, INC. | 07/2020 | > 75% |
| BROWN, STEWART, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2022 | < 5% |
| BROWNE, MICHAEL, JOHN | Individual | – | DIRECTOR | 02/2022 | < 5% |
| Mair, Jennifer, Penman | Individual | – | DIRECTOR | 02/2022 | < 5% |
| BUCHER, GEORGE, MELVILLE | Individual | – | DIRECTOR | 02/2022 | < 5% |
| TEMPLETON INTERNATIONAL INC | Domestic Entity | LEGG MASON GLOBAL HOLDINGS LTD | PARENT CORPORATION | 07/2020 | > 75% |
| TEMPLETON WORLDWIDE, INC. | Domestic Entity | TEMPLETON INTERNATIONAL INC | PARENT CORPORATION | 07/2020 | > 75% |