NEW ENGLAND RESEARCH & MANAGEMENT, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	JUNE
Legal Location	Massachusetts, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	370	$260.8M
Non-Discretionary	1	$798,268
Total	371	$261.6M

Clients

Type	Number	RAUM
Individuals	104	$35.5M
HNW Individuals	69	$220.8M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	5	$4.9M
Charitable organizations	<5	$426,319
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	% of AUMFixed fees

Identifiers

SEC RIA File Number	801-14380
SEC ERA File Number	801-14380
SEC CIK Numbers	1596077
SEC CRD Numbers	110739
Legal Entity Identifier	None

Principal Office

53 WEST JACKSON BLVD
603
CHICAGO
IL
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic