DUNNAVAN & CO.
C. C. DUNNAVAN & CO., INC. Legal Name
Adviser information for DUNNAVAN & CO. last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 264 | $383.8M |
| Non-Discretionary | 0 | $0 |
| Total | 264 | $383.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 186 | $56.3M |
| HNW Individuals | 75 | $246.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $5.0M |
| Charitable organizations | <5 | $76.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-14602 |
|---|---|
| SEC ERA File Number | 801-14602 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109058 |
| Legal Entity Identifier | None |
Principal Office
43 MAIN STREET S.E.SUITE 506
MINNEAPOLIS
MN
United States
Monday - Friday, 8AM - 4:30PM
Tel: (612) 630-1101, Fax: (612) 630-1151
Chief Compliance Officer
WELLBORN L. HUDSON
OPERATIONS MANAGER
43 MAIN STREET S.E.
SUITE 506
MINNEAPOLIS
MN
United States
Tel:
(612) 630-1101
Fax:
(612) 630-1151
H*****@***********M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER R. DOUGALL
PRESIDENT
43 MAIN STREET S.E.
SUITE 506
MINNEAPOLIS
MN
United States
Tel:
(612) 630-1101
D******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DOUGALL, CHRISTOPHER, RICHARDSON | Individual | – | PRESIDENT | 03/2001 | > 75% |
| HUDSON, WELLBORN, LLOYD | Individual | – | OPERATIONS MANAGER & CHIEF COMPLIANCE OFFICER | 03/2005 | < 5% |