Hedge Fund Database

DUFF & PHELPS INVESTMENT MANAGEMENT CO.

Adviser information for DUFF & PHELPS INVESTMENT MANAGEMENT CO. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 54
Investment Advisory/Research 28
Registered Broker-Dealer Representatives 13
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 61 $12.3B
Non-Discretionary 0 $0
Total 61 $12.3B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 15 $7.0B
Business development companies 0 $0
Pooled investment vehicles 6 $1.2B
Pension and profit sharing plans 5 $1.4B
Charitable organizations 2 $22.9M
State or municipal gov entities 6 $567.3M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 26 $2.0B
Other 1 $8.5M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 7
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-14813
SEC ERA File Number 801-14813
SEC CIK Numbers 765443
SEC CRD Numbers 107296
Legal Entity Identifier 549300W01Z54L5RHPJ40

Principal Office

10 S. WACKER DRIVE
19TH FLOOR
CHICAGO
IL
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 312-263-2610, Fax: 312-261-5074

Websites

www.dpimc.com twitter.com/duffandphelpsim linkedin.com/company/451285

Chief Compliance Officer

KATHLEEN HEGYI
CHIEF COMPLIANCE OFFICER
10 SOUTH WACKER DRIVE
19TH FLOOR
CHICAGO
IL
United States
Tel: 312-917-6549
Fax: 312-876-1028
(Full email address available in API data)

Regulatory Contact

JEAN LOFTUS
SR. COMPLIANCE DIRECTOR
10 SOUTH WACKER DRIVE
19TH FLOOR
CHICAGO
IL
United States
Tel: 312-917-6515
Fax: 312-876-1028
(Full email address available in API data)

Industry Affiliates

ALPHASIMPLEX GROUP, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
CEREDEX VALUE ADVISORS LLC Other investment adviser, including financial planners
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC Other investment adviser, including financial planners
NFJ INVESTMENT GROUP, LLC Other investment adviser, including financial planners
SEIX CLO MANAGEMENT GP LLC Sponsor, GP, manager of pooled investment vehicles
SEIX CLO MANAGEMENT LLC Other investment adviser, including financial planners
SILVANT CAPITAL MANAGEMENT LLC Other investment adviser, including financial planners
SUSTAINABLE GROWTH ADVISERS, LP Other investment adviser, including financial planners
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
VIRTUS ETF ADVISERS LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
VIRTUS FIXED INCOME ADVISERS, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
VIRTUS FUND ADVISERS, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
VIRTUS GLOBAL PARTNERS PTE.LTD. Other investment adviser, including financial planners
VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED Other investment adviser, including financial planners
VIRTUS INVESTMENT ADVISERS, INC. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
VP DISTRIBUTORS LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
WESTCHESTER CAPITAL MANAGEMENT, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
WESTCHESTER CAPITAL PARTNERS, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
VIRTUS PARTNERS, INC. (DIRECT OWNER - DPIM'S OUTSTANDING STOCK) Domestic Entity – SHAREHOLDER 11/1995 > 75%
PETRISKO, DANIEL, JOHN Individual – EXECUTIVE MANAGING DIRECTOR 03/2017 < 5%
AYLWARD, GEORGE, ROBERT Individual – DIRECTOR AND CHAIRMAN 11/2008 < 5%
DYBAS, GEOFFREY, PETER Individual – EXECUTIVE MANAGING DIRECTOR 03/2017 < 5%
VIRTUS INVESTMENT PARTNERS, INC. Domestic Entity VIRTUS PARTNERS, INC. INDIRECT SHAREHOLDER 11/2008 > 75%
ANGERTHAL, MICHAEL, AARON Individual – DIRECTOR, EXECUTIVE VICE PRESIDENT AND TREASURER 05/2010 < 5%
GRUMHAUS, DAVID, DEAN Individual – DIRECTOR, PRESIDENT AND CHIEF INVESTMENT OFFICER 01/2021 < 5%
WITTWER, STEVEN, GLENN Individual – EXECUTIVE MANAGING DIRECTOR 03/2022 < 5%
HEGYI, KATHLEEN, LOUISE Individual – CHIEF COMPLIANCE OFFICER 08/2022 < 5%
PURKALITIS, ANDRA, CYNTHIA Individual – CHIEF LEGAL OFFICER 11/2023 < 5%

No. Employees, Historic

60300201920202021202220232024202554 on 7/3/201954 on 10/16/201954 on 2/3/202051 on 3/30/202051 on 1/8/202148 on 3/29/202148 on 4/13/202148 on 3/29/202248 on 5/10/202248 on 7/6/202248 on 9/22/202250 on 3/30/202350 on 4/3/202350 on 4/18/202350 on 6/6/202350 on 10/12/202350 on 10/12/202350 on 12/11/202354 on 3/28/2024

RAUM, Historic

20B10B020192020202120222023202420259015823075 on 7/3/20199015823075 on 10/16/20199015823075 on 2/3/202011212879208 on 3/30/202011212879208 on 1/8/202110647446560 on 3/29/202110647446560 on 4/13/202112231648111 on 3/29/202212231648111 on 5/10/202212231648111 on 7/6/202212231648111 on 9/22/202212005901678 on 3/30/202312005901678 on 4/3/202312005901678 on 4/18/202312005901678 on 6/6/202312005901678 on 10/12/202312005901678 on 10/12/202312005901678 on 12/11/202312279294336 on 3/28/2024

No. Clients, Historic

60030002019202020212022202320242025536 on 7/3/2019536 on 10/16/2019536 on 2/3/202055 on 3/30/202055 on 1/8/202159 on 3/29/202159 on 4/13/202157 on 3/29/202257 on 5/10/202257 on 7/6/202257 on 9/22/202258 on 3/30/202358 on 4/3/202358 on 4/18/202358 on 6/6/202358 on 10/12/202358 on 10/12/202358 on 12/11/202361 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS Common Stock 413K 4K –
ABBVIE INC Common Stock 694K 4K –
ACCENTURE PLC CLASS A Common Stock 437K 1K –
ADOBE INC Common Stock 577K 1K –
ADV MICRO DEVICES Common Stock 601K 4K –
ADVANCED DRAINAGE COM USD0.01 Common Stock 19M 119K –
AECOM Common Stock 9M 99K –
AES CORP Master Ltd Part 598K 34K –
AGREE REALTY CORP Common Stock 372K 6K –
ALEXANDRIA REAL ESTA REIT REIT 5M 45K –
ALLIANT ENERGY CORP Common Stock 103M 2M –
ALPHABET INC CLASS A Common Stock 2M 14K –
ALPHABET INC CLASS C Common Stock 2M 11K –
AMAZON COM INC Common Stock 4M 21K –
AMEREN CORPORATION Common Stock 112M 2M Virtus Investment Advisers, Inc.
AMERICAN EXPRESS CO Common Stock 304K 1K –
AMERICAN HOMES 4 R CL A REIT 125M 3M Virtus Investment Advisers, Inc.
AMERICAN STS WTR CO Common Stock 2M 28K –
AMERICAN TOWER CORP REIT 192M 986K Virtus Investment Advisers, Inc.
AMERICAN WTR WKS CO Common Stock 82M 634K –
AMERICOLD RLTY TR Common Stock 53M 2M Virtus Investment Advisers, Inc.
AMERN ELEC PWR INC Common Stock 58M 657K –
AMGEN INC Common Stock 382K 1K –
APPLE INC Common Stock 7M 33K –
ARGAN INC Common Stock 450K 6K –
ARRAY TECHNOLOGIES Common Stock 214K 21K –
AT&T INC Common Stock 59M 3M –
ATMOS ENERGY CORP Common Stock 107M 921K Virtus Investment Advisers, Inc.
AVALONBAY COMMUNTIES REIT REIT 170M 823K Virtus Investment Advisers, Inc.
BADGER METER INC Common Stock 12M 67K –
BANK OF AMERICA CORP Common Stock 628K 16K –
BCE INC Common Stock 35M 1M –
BERKSHIRE HATHAWAY CLASS B Common Stock 2M 4K –
BLACK HILLS CORP Common Stock 21M 390K –
BLACKROCK INC Common Stock 252K 320 –
BOEING CO Common Stock 239K 1K –
BOOKING HLDGS INC Common Stock 317K 80 –
BRIXMOR PROPERTY G COM USD0.01 Common Stock 103M 4M Virtus Investment Advisers, Inc.
BROADCOM INC Common Stock 2M 1K –
BXP INC REIT 44M 713K Virtus Investment Advisers, Inc.
CALIFORNIA WTR SVC Common Stock 2M 42K –
CAMECO CORP Common Stock 518K 11K –
CANADIAN PACIFIC KC Common Stock 11M 136K Virtus Investment Advisers, Inc.
CATERPILLAR INC Common Stock 389K 1K –
CENTERPOINT ENERGY Master Ltd Part 148M 5M Virtus Investment Advisers, Inc.
CHART INDS INC Master Ltd Part 1M 7K –
CHENIERE ENERGY INC Master Ltd Part 137M 786K Virtus Investment Advisers, Inc.
CHEVRON CORP Common Stock 623K 4K –
CISCO SYSTEMS INC Common Stock 443K 9K –
CITIGROUP INC Common Stock 279K 4K –
CLEARWAY ENERGY INC CL C COM STOCK $0.01 Common Stock 424K 17K –
CMS ENERGY CORP Common Stock 96M 2M –
COCA-COLA CO Common Stock 568K 9K –
COMCAST CORP CLASS A Common Stock 43M 1M –
COMPANHIA DE SANEAME ADR ADR 20M 1M –
CONOCOPHILLIPS Common Stock 310K 3K –
CONSOLDTD EDISON INC Common Stock 715K 8K –
CORE & MAIN INC CLASS A COMMON STOCK Common Stock 27M 547K –
COSTCO WHSL CORP Common Stock 865K 1K –
COUSINS PPTYS INC Common Stock 28M 1M Virtus Investment Advisers, Inc.
CROWN CASTLE INC REIT 92M 940K Virtus Investment Advisers, Inc.
CSX CORP Common Stock 17M 505K Virtus Investment Advisers, Inc.
CUBESMART REIT 97M 2M Virtus Investment Advisers, Inc.
DANAHER CORP Common Stock 14M 58K –
DEERE & CO Common Stock 223K 597 –
DIGITAL RLTY TR INC REIT 168M 1M Virtus Investment Advisers, Inc.
DOMINION ENERGY INC Master Ltd Part 61M 1M –
DT MIDSTREAM INC Master Ltd Part 13M 182K Virtus Investment Advisers, Inc.
DTE ENERGY CO Common Stock 97M 876K Virtus Investment Advisers, Inc.
DUKE ENERGY CORP Common Stock 37M 367K Virtus Investment Advisers, Inc.
EASTGROUP PROPERTIES Common Stock 974K 6K –
ECOLAB INC Common Stock 32M 134K –
EDISON INTL Common Stock 35M 494K Virtus Investment Advisers, Inc.
ENBRIDGE INC Master Ltd Part 35M 982K –
ENERGY TRANSFER L P COM UT LTD PTN Master Ltd Part 81M 5M –
ENLINK MIDSTREAM LLC UNIT REP STG LTD LIA Master Ltd Part 16M 1M –
ENPHASE ENERGY Common Stock 2M 16K –
ENTERGY CORP Master Ltd Part 87M 809K Virtus Investment Advisers, Inc.
ENTERPRISE PRODS Master Ltd Part 65M 2M –
EQUINIX INC REIT 280M 369K Virtus Investment Advisers, Inc.
ESSENTIAL UTILITIES Common Stock 91M 2M –
ESSEX PPTY TR INC REIT REIT 99M 362K Virtus Investment Advisers, Inc.
EVERGY INC Common Stock 83M 2M –
EVERSOURCE ENERGY Common Stock 60M 1M Virtus Investment Advisers, Inc.
EXTRA SPACE STORAGE REIT REIT 5M 32K –
EXXON MOBIL CORP Common Stock 1M 9K –
FERGUSON PLC ORD GBP0.10 Common Stock 12M 63K –
FIRST SOLAR Common Stock 2M 8K –
FIRSTENERGY CORP Common Stock 44M 1M –
FLUENCE ENERGY INC COM USD0.00001 CLASS Common Stock 254K 15K –
FORTIS INC Common Stock 38M 982K –
FRANKLIN ELEC INC Common Stock 7M 71K –
GAMING&LEISURE PPTYS REIT 21M 463K Virtus Investment Advisers, Inc.
GE AEROSPACE COM NEW Common Stock 396K 2K –
GE VERNOVA INC Common Stock 378K 2K –
GFL ENVIRONMENTAL IN SUB VTG SHS Common Stock 11M 271K –
GIBSON ENERGY Master Ltd Part 613K 36K –
GOLDMAN SACHS GROUP Common Stock 341K 753 –
GRUPO AEROPORTUARIO ADR ADR 2M 34K –
HEALTHPEAK PROPERTIE COM USD1 Common Stock 12M 619K Virtus Investment Advisers, Inc.
HESS MIDSTREAM LP CLASS A SHARE REPRES Master Ltd Part 744K 20K –
HOME DEPOT INC Common Stock 786K 2K –
HONEYWELL INTL INC Common Stock 324K 2K –
HOST HOTELS & RESRTS REIT Common Stock 26M 1M Virtus Investment Advisers, Inc.
HUBBELL INCORPORATED Common Stock 269K 735 –
IDEX CORP Common Stock 17M 87K –
INTEL CORP Common Stock 300K 10K –
INTL BUSINESS MCHN Common Stock 363K 2K –
INTUIT Common Stock 423K 643 –
INVESCO DB COMMODITY INDEX TRAC ETF 1M 60K –
INVESCO DB MULTI-SEC AGRICULTURE FD ETF 262K 11K –
INVITATION HOMES REIT 18M 500K Virtus Investment Advisers, Inc.
IRON MOUNTAIN INC REIT 116M 1M Virtus Investment Advisers, Inc.
ISHARES TRUST CORE S&P TOTAL US STK MKT ETF 90M 758K –
JOHNSON & JOHNSON Common Stock 808K 6K –
JPMORGAN CHASE & CO Common Stock 1M 7K –
KEYERA CORP Master Ltd Part 29M 1M –
KIMCO REALTY CORP Common Stock 86M 4M Virtus Investment Advisers, Inc.
KINDER MORGAN INC Master Ltd Part 34M 2M –
KINETIK HOLDINGS INC CLASS A COMMON STOCK Master Ltd Part 518K 12K –
KODIAK GAS SERVICES Master Ltd Part 654K 24K –
LAMAR ADVERTISING CL A REIT 3M 25K –
LILLY ELI & CO Common Stock 2M 2K –
LOCKHEED MARTIN CORP Common Stock 230K 493 –
LOWES CO Common Stock 291K 1K –
MARATHON PETROLEUM Master Ltd Part 13M 77K –
MASTERCARD INC CLASS A Common Stock 836K 2K –
MCDONALDS CORP Common Stock 423K 2K –
MEDTRONIC PLC ORDINARY SHS $0.0001 Common Stock 239K 3K –
MERCK & CO INC Common Stock 720K 6K –
META PLATFORMS INC COM USD0.000006 CL A Common Stock 3M 5K –
MICROSOFT CORP Common Stock 8M 17K –
MID-AMER APT CMNTYS REIT REIT 54M 381K Virtus Investment Advisers, Inc.
MIDDLESEX WATER CO Common Stock 2M 39K –
MONDELEZ INTL INC Common Stock 203K 3K –
MORGAN STANLEY Common Stock 280K 3K –
MP MATERIALS CORP CLASS A COMMON STOCK Common Stock 322K 25K –
MPLX LP Master Ltd Part 78M 2M –
MUELLER WTR PRODS Common Stock 6M 326K –
NETFLIX INC Common Stock 670K 993 –
NEW FORTRESS ENERG CL A COMMON Master Ltd Part 7M 330K –
NEW JERSEY RES CORP Common Stock 37M 876K –
NEXTERA ENERGY INC Master Ltd Part 167M 2M Virtus Investment Advisers, Inc.
NEXTRACKER INC COM USD0.0001 CL A Common Stock 621K 13K –
NIKE INC CLASS B Common Stock 211K 3K –
NISOURCE INC Common Stock 116M 4M Virtus Investment Advisers, Inc.
NORFOLK SOUTHERN Common Stock 26M 120K Virtus Investment Advisers, Inc.
NORTHWEST NATURAL HL Common Stock 28M 779K –
NVENT ELECTRIC PLC ORDINARY SHARES Common Stock 244K 3K –
NVIDIA CORP Common Stock 7M 57K –
OGE ENERGY CORP Common Stock 72M 2M –
ONE GAS INC Common Stock 37M 576K –
ONEOK INC Master Ltd Part 86M 1M Virtus Investment Advisers, Inc.
ORACLE CORP Common Stock 515K 4K –
PEMBINA PIPELINE Master Ltd Part 68M 2M Virtus Investment Advisers, Inc.
PENTAIR PLC Common Stock 27M 358K –
PEPSICO INC Common Stock 520K 3K –
PFIZER INC Common Stock 362K 13K –
PG&E CORP Common Stock 37M 2M –
PHILIP MORRIS INTL Common Stock 359K 4K –
PHILLIPS EDISON & CO COM USD0.01 REIT 32M 982K Virtus Investment Advisers, Inc.
PINNACLE WEST CAP Common Stock 48M 625K –
PLAINS ALL AMERN PIP UNIT Master Ltd Part 46M 3M –
PLAINS GP HLDINGS LP CL A SHS LPI Master Ltd Part 2M 90K –
PLUG POWER INC Common Stock 133K 57K –
PPL CORP COM Common Stock 51M 2M –
PROCTER AND GAMBLE COM Common Stock 893K 5K –
PROLOGIS INC Common Stock 322M 3M Virtus Investment Advisers, Inc.
PUBLIC STORAGE REIT COMMON REIT 170M 591K Virtus Investment Advisers, Inc.
PUBLIC SVC ENTERPR Common Stock 106M 1M Virtus Investment Advisers, Inc.
QUALCOMM INC Common Stock 507K 3K –
RAYONIER INC REIT 2M 63K –
REALTY INCOME CORP Common Stock 53M 1M Virtus Investment Advisers, Inc.
REGENCY CENTERS CORP REIT Common Stock 35M 565K Virtus Investment Advisers, Inc.
REXFORD INDUSTRIAL COM USD0.01 Common Stock 93M 2M Virtus Investment Advisers, Inc.
RTX CORPORATION COM USD1 Common Stock 306K 3K –
RYMAN HOSPITALITY Common Stock 55M 552K Virtus Investment Advisers, Inc.
SABRA HEALTHCARE Common Stock 31M 2M Virtus Investment Advisers, Inc.
SALESFORCE INC Common Stock 572K 2K –
SBA COMMUNICATIONS COM USD0.01 CL A REIT 9M 45K –
SCHWAB CHARLES CORP COM Common Stock 252K 3K –
SCHWAB STRATEGIC T US TIPS ETF ETF 343K 7K –
SEMPRA Master Ltd Part 150M 2M Virtus Investment Advisers, Inc.
SIMON PPTY INC Common Stock 162M 1M Virtus Investment Advisers, Inc.
SOUTHERN CO Common Stock 144M 2M Virtus Investment Advisers, Inc.
SPDR INDEX SHARES S&P GL NAT RES ETF ETF 2M 33K –
SPDR SERIES TRUST PORTFOLIO INTERMEDIA ETF 12M 358K –
SPIRE INC COM USD1 Common Stock 47M 776K –
STANTEC INC Common Stock 21M 254K –
STARBUCKS CORP Common Stock 203K 3K –
SUN COMMUNITIES REIT 80M 663K Virtus Investment Advisers, Inc.
SUNOCO LP/SUNOCO FIN COM UT REP LP Master Ltd Part 1M 19K –
SUNRUN INC COM USD0.0001 Master Ltd Part 598K 50K –
TARGA RESOURCES IN Master Ltd Part 105M 819K Virtus Investment Advisers, Inc.
TE CONNECTIVITY Common Stock 563K 4K –
TELUS CORP Common Stock 36M 2M –
TERRENO RLTY CORP Common Stock 950K 16K –
TESLA INC COM Common Stock 1M 6K –
TETRA TECH INC Common Stock 30M 147K –
TEXAS INSTRUMENTS Common Stock 404K 2K –
THERMO FISHER SCI Common Stock 17M 30K –
T-MOBILE US INC Common Stock 209K 1K –
TRANSCANADA PIPELINE COM Master Ltd Part 39M 1M –
UNION PAC CORP Common Stock 26M 117K Virtus Investment Advisers, Inc.
UNITED PARCEL SERVIC CLASS B Common Stock 226K 2K –
UNITEDHEALTH GRP INC Common Stock 1M 2K –
VALERO ENERGY CORP Master Ltd Part 9M 58K –
VALMONT INDS INC Common Stock 9M 33K –
VANECK ETF TRUST GOLD MINERS ETF ETF 665K 20K –
VANGUARD INDEX TR TOTAL STOCK MARKET ETF 42M 156K –
VENTAS INC Common Stock 157M 3M Virtus Investment Advisers, Inc.
VERALTO CORPORATION Common Stock 20M 206K –
VERIZON COMMUNICATIO Common Stock 56M 1M –
VICI PPTYS INC COM REIT 25M 867K Virtus Investment Advisers, Inc.
VISA INC CLASS A Common Stock 952K 4K –
VODAFONE GRP PLC ADR ADR 7M 782K –
VORNADO RLTY TR SH BEN INT REIT REIT 52M 2M Virtus Investment Advisers, Inc.
WALMART INC Common Stock 665K 10K –
WALT DISNEY CO COM Common Stock 417K 4K –
WASTE MANAGEMENT INC Common Stock 12M 55K –
WATTS WATER TECH CLASS A Common Stock 7M 36K –
WEC ENERGY GROUP INC Common Stock 96M 1M –
WELLTOWER OP INC Common Stock 255M 2M Virtus Investment Advisers, Inc.
WESTERN MIDSTREAM PA COM UNITS REP LTD PT Master Ltd Part 397K 10K –
WEYERHAEUSER CO Common Stock 8M 281K –
WILLIAMS COS INC Master Ltd Part 90M 2M Virtus Investment Advisers, Inc.
XCEL ENERGY INC Common Stock 106M 2M –
XYLEM INC Common Stock 61M 453K –
ZURN ELKAY WATER SOL Common Stock 12M 424K –