Hedge Fund Database

FIRST CITY CAPITAL MANAGEMENT INC

Adviser information for FIRST CITY CAPITAL MANAGEMENT INC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Georgia, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 508 $395.1M
Non-Discretionary 0 $0
Total 508 $395.1M

Clients

Type Number RAUM
Individuals 157 $49.3M
HNW Individuals 87 $337.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $853,041
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $7.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1

Services

Advisory Services Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)PREPARE SOME CLIENT TAX RETURNS
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-14853
SEC ERA File Number 801-14853
SEC CIK Numbers 1427350
SEC CRD Numbers 104780
Legal Entity Identifier None

Principal Office

136 HABERSHAM ST
SAVANNAH
GA
United States
Monday - Friday, 9 AM TO 5 PM
Tel: (912) 233-5492, Fax: 912-238-4871

Websites

fccm.us/

Chief Compliance Officer

A.M.J. SARABIA
136 HABERSHAM ST.
SAVANNAH
GA
United States
Tel: 912-233-5492
Fax: 912-238-4871
(Full email address available in API data)

Regulatory Contact

E. LANE CURLEE, III
SVP CIO
136 HABERSHAM ST
SAVANNAH
GA
United States
Tel: 912-233-5492
Fax: 912-238-4871
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GAY, EDGAR, L.T. Individual – PRESIDENT 01/1979 < 5%
CURLEE, EDMUND, LANE Individual – SR. VICE PRESIDENT/CIO 09/1992 > 75%
SARABIA, ANN-MARIE, J. Individual – CHIEF COMPLIANCE OFFICER 10/2005 < 5%
CONNERAT, EDWIN, BRYAN Individual – SR. VICE PRESIDENT 02/2005 < 5%

No. Employees, Historic

10502020202120222023202420258 on 3/28/20208 on 7/15/20208 on 10/21/20208 on 10/21/20208 on 3/31/20218 on 3/31/20218 on 3/31/20228 on 3/31/20238 on 3/28/2024

RAUM, Historic

500M250M0202020212022202320242025439302797 on 3/28/2020439302797 on 7/15/2020439302797 on 10/21/2020337597906 on 10/21/2020359872414 on 3/31/2021359872414 on 3/31/2021395724529 on 3/31/2022369359590 on 3/31/2023395138924 on 3/28/2024

No. Clients, Historic

3001500202020212022202320242025227 on 3/28/2020227 on 7/15/2020227 on 10/21/2020227 on 10/21/2020237 on 3/31/2021237 on 3/31/2021245 on 3/31/2022239 on 3/31/2023249 on 3/28/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 487K 5K 0
ABBOTT LABS COM 849K 8K 0
ABBVIE INC COM 5M 27K 0
ACUITY BRANDS INC COM 672K 3K 0
ALPHABET INC CAP STK CL A 1M 6K 0
ALPHABET INC CAP STK CL C 561K 3K 0
ALTRIA GROUP INC COM 1M 29K 0
AMAZON COM INC COM 3M 17K 0
AMERICAN EXPRESS CO COM 598K 3K 0
AMGEN INC COM 1M 4K 0
APPLE INC COM 4M 20K 0
APPLIED MATLS INC COM 248K 1K 0
ASTRAZENECA PLC SPONSORED ADR 648K 8K 0
AT&T INC COM 896K 47K 0
AVERY DENNISON CORP COM 2M 9K 0
BANK AMERICA CORP COM 2M 57K 0
BARRICK GOLD CORP COM 480K 29K 0
BECTON DICKINSON & CO COM 560K 2K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 10K 0
BIO-TECHNE CORP COM 211K 3K 0
BLACKROCK MUNIYILD QULT FD I COM 130K 11K 0
BRISTOL-MYERS SQUIBB CO COM 782K 19K 0
BRITISH AMERN TOB PLC SPONSORED ADR 328K 11K 0
BROWN FORMAN CORP CL B 246K 6K 0
CAMECO CORP COM 367K 7K 0
CANADIAN PACIFIC KANSAS CITY COM 455K 6K 0
CARRIER GLOBAL CORPORATION COM 624K 10K 0
CELANESE CORP DEL COM 344K 3K 0
CHEVRON CORP NEW COM 2M 15K 0
CHUBB LIMITED COM 573K 2K 0
CINCINNATI FINL CORP COM 1M 9K 0
CISCO SYS INC COM 836K 18K 0
CITIGROUP INC COM NEW 559K 9K 0
COCA COLA CO COM 6M 97K 0
COLGATE PALMOLIVE CO COM 429K 4K 0
COMCAST CORP NEW CL A 367K 9K 0
CONOCOPHILLIPS COM 294K 3K 0
COSTCO WHSL CORP NEW COM 654K 769 0
CRANE COMPANY COMMON STOCK 846K 6K 0
CRANE NXT CO COM 284K 5K 0
CUMMINS INC COM 531K 2K 0
CVS HEALTH CORP COM 771K 13K 0
DELL TECHNOLOGIES INC CL C 204K 1K 0
DIAGEO PLC SPON ADR NEW 215K 2K 0
DOVER CORP COM 648K 4K 0
DOW INC COM 231K 4K 0
DUKE ENERGY CORP NEW COM NEW 1M 12K 0
EATON CORP PLC SHS 1M 4K 0
ELI LILLY & CO COM 8M 8K 0
ENTERPRISE PRODS PARTNERS L COM 243K 8K 0
ETF OPPORTUNITIES TRUST T REX 2X LONG 640K 51K 0
EXXON MOBIL CORP COM 6M 51K 0
FEDEX CORP COM 292K 975 0
FREEPORT-MCMORAN INC CL B 870K 18K 0
GE AEROSPACE COM NEW 243K 2K 0
GENERAL MLS INC COM 221K 3K 0
GENUINE PARTS CO COM 662K 5K 0
GOLDMAN SACHS GROUP INC COM 378K 835 0
GSK PLC SPONSORED ADR 335K 9K 0
HOME DEPOT INC COM 6M 17K 0
HONEYWELL INTL INC COM 1M 5K 0
ILLINOIS TOOL WKS INC COM 1M 6K 0
INGREDION INC COM 276K 2K 0
INNOVATOR ETFS TRUST INTERNATIONAL DE 357K 13K 0
INNOVATOR ETFS TRUST US EQTY PWR BF 2M 50K 0
INNOVATOR ETFS TRUST US EQTY PWR BUF 360K 9K 0
INNOVATOR ETFS TRUST US EQTY PWR BUF 1M 30K 0
INTEL CORP COM 589K 19K 0
INTERNATIONAL BUSINESS MACHS COM 2M 10K 0
INTERNATIONAL FLAVORS&FRAGRA COM 283K 3K 0
INVESCO EXCH TRADED FD TR II SR LN ETF 654K 31K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 619K 32K 0
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 762K 38K 0
INVESCO EXCH TRD SLF IDX FD INVSCO 30 CORP 499K 31K 0
INVESCO EXCHANGE TRADED FD T DORSEY WRIGHT MO 351K 4K 0
INVESCO EXCHANGE TRADED FD T WATER RES ETF 768K 12K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 328K 2K 0
ISHARES GOLD TR ISHARES NEW 331K 8K 0
ISHARES TR CORE DIV GRWTH 399K 7K 0
ISHARES TR MSCI EMG MKT ETF 265K 6K 0
ISHARES TR U.S. TECH ETF 391K 3K 0
ISHARES TR MSCI EAFE ETF 332K 4K 0
ISHARES TR S&P MC 400GR ETF 241K 3K 0
ISHARES TR CORE S&P500 ETF 494K 902 0
ISHARES TR RUS 1000 GRW ETF 1M 3K 0
ISHARES TR RUSSELL 2000 ETF 361K 2K 0
ISHARES TR CORE S&P US GWT 438K 3K 0
JOHNSON & JOHNSON COM 1M 10K 0
JOHNSON CTLS INTL PLC SHS 423K 6K 0
JPMORGAN CHASE & CO. COM 3M 17K 0
KKR & CO INC COM 473K 4K 0
KLA CORP COM NEW 315K 382 0
KRAFT HEINZ CO COM 513K 16K 0
L3HARRIS TECHNOLOGIES INC COM 788K 4K 0
LINDE PLC SHS 263K 600 0
LOCKHEED MARTIN CORP COM 2M 3K 0
LOWES COS INC COM 1M 6K 0
MCDONALDS CORP COM 551K 2K 0
MCKESSON CORP COM 569K 975 0
MEDTRONIC PLC SHS 315K 4K 0
MERCK & CO INC COM 3M 27K 0
META PLATFORMS INC CL A 728K 1K 0
MICROSOFT CORP COM 11M 25K 0
MONDELEZ INTL INC CL A 1M 16K 0
NEWMONT CORP COM 220K 5K 0
NEXTERA ENERGY INC COM 564K 8K 0
NORFOLK SOUTHN CORP COM 364K 2K 0
NORTHERN TR CORP COM 383K 5K 0
NORTHROP GRUMMAN CORP COM 2M 3K 0
NOVARTIS AG SPONSORED ADR 568K 5K 0
NOVO-NORDISK A S ADR 230K 2K 0
NVIDIA CORPORATION COM 5M 38K 0
OMEGA HEALTHCARE INVS INC COM 216K 6K 0
ORACLE CORP COM 281K 2K 0
OTIS WORLDWIDE CORP COM 231K 2K 0
PAYCHEX INC COM 1M 11K 0
PEPSICO INC COM 1M 6K 0
PFIZER INC COM 1M 46K 0
PHILIP MORRIS INTL INC COM 570K 6K 0
PNC FINL SVCS GROUP INC COM 415K 3K 0
PROCTER AND GAMBLE CO COM 3M 16K 0
PROSHARES TR S&P 500 DV ARIST 479K 5K 0
QUALCOMM INC COM 1M 5K 0
REGENERON PHARMACEUTICALS COM 234K 223 0
RIO TINTO PLC SPONSORED ADR 1M 15K 0
RTX CORPORATION COM 2M 22K 0
SANOFI SPONSORED ADR 678K 14K 0
SEALED AIR CORP NEW COM 444K 13K 0
SOUTHERN CO COM 2M 23K 0
SOUTHERN COPPER CORP COM 623K 6K 0
SOUTHSTATE CORPORATION COM 367K 5K 0
SPDR DOW JONES INDL AVERAGE UT SER 1 967K 2K 0
SPDR GOLD TR GOLD SHS 629K 3K 0
SPDR S&P 500 ETF TR TR UNIT 7M 13K 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 485K 907 0
SPDR SER TR S&P 600 SMCP GRW 489K 6K 0
SSGA ACTIVE ETF TR BLACKSTONE SENR 527K 13K 0
TEXTRON INC COM 713K 8K 0
TRANE TECHNOLOGIES PLC SHS 416K 1K 0
TRUIST FINL CORP COM 439K 11K 0
UBS GROUP AG SHS 222K 8K 0
UNIFIED SER TR BALLAST SMLMD CP 5M 127K 0
UNION PAC CORP COM 476K 2K 0
UNITEDHEALTH GROUP INC COM 561K 1K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 5M 10K 0
VANGUARD INDEX FDS GROWTH ETF 350K 936 0
VANGUARD INDEX FDS EXTEND MKT ETF 740K 4K 0
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 257K 3K 0
VANGUARD STAR FDS VG TL INTL STK F 468K 8K 0
VERIZON COMMUNICATIONS INC COM 2M 45K 0
VISA INC COM CL A 273K 1K 0
WALMART INC COM 495K 7K 0
WELLS FARGO CO NEW COM 1M 23K 0
WHIRLPOOL CORP COM 249K 2K 0
WISDOMTREE TR EMER MKT HIGH FD 1M 33K 0
WYNN RESORTS LTD COM 286K 3K 0
XYLEM INC COM 281K 2K 0