GEOCAPITAL LLC
Adviser information for GEOCAPITAL LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 46 | $28.9M |
| Non-Discretionary | 1 | $26.3M |
| Total | 47 | $55.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 28 | $6.6M |
| HNW Individuals | 18 | $22.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $26.3M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesADVISORY SERVICES TO INVESTMENT ADVISER |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-14956 |
|---|---|
| SEC ERA File Number | 801-14956 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110827 |
| Legal Entity Identifier | None |
Principal Office
500 MAMARONECK AVENUESUITE 212
HARRISON
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 212-486-4455, Fax: None
Chief Compliance Officer
JEANNE E FLAHERTY
CHIEF COMPLIANCE OFFICER
500 MAMARONECK AVENUE
SUITE 212
HARRISON
NY
United States
Tel:
212-918-0546
J*****@*********M
(Full email address available in API data)
Regulatory Contact
IRWIN LIEBER
CHAIRMAN
500 MAMARONECK AVENUE
SUITE 212
HARRISON
NY
United States
Tel:
212-918-0548
I****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FLAHERTY, JEANNE, ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2004 | < 5% |
| LIEBER, IRWIN, NMN | Individual | – | CHAIRMAN/CIO | 01/1996 | 25-50% |
| GEOCAPITAL AVISORS LLC | Domestic Entity | – | MANAGER MEMBER | 10/2006 | 50-75% |
| IRWIN LIEBER | Domestic Entity | GEOCAPITAL AVISORS LLC | MANAGE MEMBER | 10/2006 | > 75% |