GRANTHAM MAYO VAN OTTERLOO & CO LLC
Adviser information for GRANTHAM MAYO VAN OTTERLOO & CO LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 369 |
|---|---|
| Investment Advisory/Research | 98 |
| Registered Broker-Dealer Representatives | 33 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 105 | $61.7B |
| Non-Discretionary | 6 | $1.7B |
| Total | 111 | $63.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 36 | $15.3B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 43 | $18.3B |
| Pension and profit sharing plans | 21 | $8.9B |
| Charitable organizations | 16 | $6.8B |
| State or municipal gov entities | 7 | $3.0B |
| Other investment advisers | 1 | $425.5M |
| Insurance companies | 1 | $425.5M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 13 | $5.5B |
| Other | 11 | $4.7B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 34 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-15028 |
|---|---|
| SEC ERA File Number | 801-15028 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106220 |
| Legal Entity Identifier | KG0ECHUB6SFORDPJZK65 |
Principal Office
53 STATE STREETSUITE 3300
BOSTON
MA
United States
Monday - Friday, 8:30-5:30
Tel: 617-330-7500, Fax: 617-261-0134
Chief Compliance Officer
GREGORY POTTLE
53 STATE STREET
SUITE 3300
BOSTON
MA
United States
Tel:
617-330-7500
Fax:
617-261-0134
G**********@******M
(Full email address available in API data)
Regulatory Contact
JANET URICH
53 STATE STREET
SUITE 3300
BOSTON
MA
United States
Tel:
617-330-7500
J**********@******M
(Full email address available in API data)
Industry Affiliates
| GMO AUSTRALIA LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| GMO INVESTMENT PARTNERS, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| GMO NETHERLANDS B.V. | Other investment adviser, including financial planners |
| GMO SINGAPORE PTE. LIMITED | Other investment adviser, including financial planners |
| GMO UK LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FICG-GM-I FUND, L.P. | Hedge Fund | $845.0M | $5.0M | 2 |
| GMO ALTERNATIVE ALLOCATION SPC LTD. | Hedge Fund | $11.4M | $0.0M | 1 |
| GMO AMPLIFIED EQUITY DISLOCATION SOLUTION FUND, L.P. | Hedge Fund | $1,732.2M | $5.0M | 4 |
| GMO CLIMATE CHANGE INVESTMENT FUND | Hedge Fund | $852.4M | $5.0M | 69 |
| GMO CLIMATE CHANGE SELECT INVESTMENT FUND | Hedge Fund | $135.5M | $5.0M | 14 |
| GMO COMPLETION FUND MASTER PORTFOLIO | Hedge Fund | $270.3M | $0.0M | 2 |
| GMO EMERGING COUNTRY DEBT INVESTMENT FUND PLC | Hedge Fund | $1,063.1M | $5.0M | 13 |
| GMO EMERGING COUNTRY DEBT UCITS FUND | Hedge Fund | $538.6M | $5.0M | 7 |
| GMO EMERGING COUNTRY LOCAL DEBT INVESTMENT FUND | Hedge Fund | $29.9M | $5.0M | 4 |
| GMO EMERGING DOMESTIC OPPORTUNITIES EQUITY FUND | Hedge Fund | $0.6M | $5.0M | 1 |
| GMO EMERGING MARKETS EQUITY FUND | Hedge Fund | $0.3M | $5.0M | 4 |
| GMO EMERGING MARKETS EX-CHINA EQUITY FUND | Hedge Fund | $0.0M | $5.0M | 0 |
| GMO EQUITY DISLOCATION FUND (OFFSHORE), L.P. | Hedge Fund | $20.2M | $5.0M | 37 |
| GMO EQUITY DISLOCATION FUND, L.P. | Hedge Fund | $3,521.1M | $5.0M | 162 |
| GMO EQUITY DISLOCATION INVESTMENT FUND | Hedge Fund | $1,544.6M | $5.0M | 82 |
| GMO EVENT-DRIVEN MASTER PORTFOLIO | Hedge Fund | $180.3M | $5.0M | 5 |
| GMO FIXED INCOME ABSOLUTE RETURN FUND (OFFSHORE), L.P. | Hedge Fund | $0.0M | $5.0M | 2 |
| GMO FIXED INCOME ABSOLUTE RETURN FUND (ONSHORE) | Hedge Fund | $42.9M | $5.0M | 5 |
| GMO GLOBAL BOND INVESTMENT FUND | Hedge Fund | $0.2M | $5.0M | 0 |
| GMO GLOBAL EQUITY ALLOCATION INVESTMENT FUND | Hedge Fund | $87.4M | $5.0M | 3 |
| GMO GLOBAL REAL RETURN (UCITS) FUND | Hedge Fund | $516.5M | $5.0M | 41 |
| GMO HORIZONS INVESTMENT FUND | Hedge Fund | $0.0M | $1.0M | 0 |
| GMO IMPLEMENTATION SPC LTD. | Hedge Fund | $62.4M | $0.0M | 1 |
| GMO MULTI-STRATEGY FUND (OFFSHORE), L.P. | Hedge Fund | $0.1M | $5.0M | 33 |
| GMO MULTI-STRATEGY FUND (ONSHORE) | Hedge Fund | $0.2M | $5.0M | 38 |
| GMO QUALITY INVESTMENT FUND | Hedge Fund | $1,939.1M | $5.0M | 86 |
| GMO QUALITY SELECT INVESTMENT FUND | Hedge Fund | $82.2M | $1.0M | 3 |
| GMO QUALITY SPECTRUM FUND, L.P. | Hedge Fund | $88.0M | $5.0M | 14 |
| GMO RESOURCES UCITS FUND | Hedge Fund | $234.5M | $5.0M | 30 |
| GMO SGM MAJOR MARKETS INVESTMENT FUND | Hedge Fund | $21.5M | $5.0M | 6 |
| GMO SYSTEMATIC GLOBAL MACRO FUND | Hedge Fund | $1,022.5M | $5.0M | 20 |
| GMO SYSTEMATIC GLOBAL MACRO FUND (OFFSHORE) | Hedge Fund | $4.1M | $5.0M | 16 |
| GMO SYSTEMATIC GLOBAL MACRO MASTER PORTFOLIO | Hedge Fund | $1,068.9M | $5.0M | 32 |
| GMO US QUALITY INVESTMENT FUND | Hedge Fund | $0.0M | $1.0M | 2 |
| GMO USONIAN JAPAN VALUE FUND | Hedge Fund | $0.0M | $5.0M | 0 |
| USONIAN DEDICATED INVESTMENTS, L.P. | Hedge Fund | $53.0M | $0.0M | 4 |
| USONIAN JAPAN VALUE FUND, A SUB-FUND OF SKYLINE UMBRELLA FUND ICAV | Hedge Fund | $0.0M | $0.0M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRANTHAM, ROBERT, JEREMY | Individual | – | FOUNDING MEMBER; BOARD MEMBER | 12/1979 | 10-25% |
| MAYO, RICHARD, ARTHUR | Individual | – | CAPITAL MEMBER | 12/1979 | 5-10% |
| VAN OTTERLOO, EYK, DE MOL ALEXANDER | Individual | – | FOUNDING MEMBER | 12/1979 | 5-10% |
| INKER, BENJAMIN, LOUIS | Individual | – | MEMBER; BOARD MEMBER; C0-HEAD OF ASSET ALLOCATION | 08/1992 | < 5% |
| MCGETRICK, MARGARET, ANN | Individual | – | BOARD MEMBER | 12/2011 | < 5% |
| CASPER, STEPHEN, PAUL | Individual | – | BOARD MEMBER | 05/2014 | < 5% |
| ZIMMERMAN, NICOLE, CARA | Individual | – | MEMBER; DIRECTOR OF HUMAN RESOURCES | 04/2015 | < 5% |
| POTTLE, GREGORY, LANCE | Individual | – | MEMBER; CHIEF COMPLIANCE OFFICER | 05/2015 | < 5% |
| Hayward, Scott, Louis | Individual | – | MEMBER; BOARD MEMBER; CHIEF EXECUTIVE OFFICER | 02/2017 | 5-10% |
| BARK, ALEXANDER, MARTYN | Individual | – | MEMBER; HEAD OF GLOBAL CLIENT RELATIONS | 06/2018 | < 5% |
| NITZBERG, MARK, JAY | Individual | – | BOARD MEMBER | 05/2019 | < 5% |
| SOCHER, HYLTON | Individual | – | CHIEF TECHNOLOGY OFFICER | 01/2020 | < 5% |
| HENRIKSSON, ROY, DONALD | Individual | – | MEMBER; HEAD OF INVESTMENT RISK AND TRADING | 10/2020 | < 5% |
| SAKOULIS, GEORGIOS | Individual | – | MEMBER; HEAD OF INVESTMENT TEAMS | 08/2020 | < 5% |
| MARTIN, ANDREW, DIETRICH | Individual | – | MEMBER; HEAD OF INVESTMENT PRODUCT STRATEGY | 08/2020 | < 5% |
| MULLER, ANDREA, KYLE | Individual | – | BOARD MEMBER | 05/2021 | < 5% |
| ZACHOS, PHILIP, SCOTT | Individual | – | MEMBER; GENERAL COUNSEL | 11/2021 | < 5% |
| SANTORO, DINA | Individual | – | CHIEF OPERATING OFFICER | 02/2023 | < 5% |
| HENE, ANTHONY | Individual | – | BOARD MEMBER | 05/2023 | < 5% |