Hedge Fund Database

CAPITAL INVESTMENT SERVICES OF AMERICA INC

Adviser information for CAPITAL INVESTMENT SERVICES OF AMERICA INC last updated from Form ADV on December 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End SEPTEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 870 $1.0B
Non-Discretionary 0 $0
Total 870 $1.0B

Clients

Type Number RAUM
Individuals 624 $174.8M
HNW Individuals 208 $623.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 13 $94.6M
Charitable organizations 17 $100.9M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 8 $41.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-15052
SEC ERA File Number 801-15052
SEC CIK Numbers 811360
SEC CRD Numbers 110639
Legal Entity Identifier None

Principal Office

111 E. WISCONSIN AVE, SUITE 1310
MILWAUKEE
WI
United States
Monday - Friday, 7:30AM - 4:00PM
Tel: 414-278-7744, Fax: 414-278-8403

Websites

www.capinv.com www.linkedin.com/company/capital-investment-services

Chief Compliance Officer

RUTH A. BENBEN
CHIEF COMPLIANCE OFFICER
111 E. WISCONSIN AVE, SUITE 1310
MILWAUKEE
WI
United States
Tel: 414-278-7744
Fax: 414-278-8403
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MUZZEY, PAUL, ALLEN Individual – PRESIDENT 12/1989 25-50%
BENBEN, RUTH, ANN Individual – CHIEF COMPLIANCE OFFICER 02/1991 10-25%
ALLSOP, JEFFREY, NICHOLS Individual – CHIEF INVESTMENT OFFICER 07/2015 25-50%
KAMATH, AMEET, LAXMAN Individual – PRINCIPAL 09/2004 10-25%
CARLSON, MITCHELL, WILLIAMS Individual – PRINCIPAL 10/2019 < 5%
Bancker, Blaine, Edward Individual – PRINCIPAL 01/2021 < 5%
Potter, Mia, Kim Proft Individual – PRINCIPAL 04/2023 < 5%

No. Employees, Historic

10502019202020212022202320246 on 6/10/20196 on 12/11/20196 on 1/27/20206 on 6/23/20207 on 12/8/20207 on 12/22/20207 on 12/22/20207 on 1/29/20216 on 12/14/20216 on 12/16/20216 on 12/16/20216 on 12/16/20216 on 3/14/20226 on 3/15/20226 on 6/27/20228 on 10/31/20227 on 11/20/20237 on 12/20/20237 on 12/20/2023

RAUM, Historic

2B1B0201920202021202220232024779250527 on 6/10/2019840399854 on 12/11/2019840399854 on 1/27/2020840399854 on 6/23/2020991909691 on 12/8/2020991909691 on 12/22/2020991909691 on 12/22/2020991909691 on 1/29/20211176509129 on 12/14/20211176509129 on 12/16/20211176509129 on 12/16/20211176509129 on 12/16/20211176509129 on 3/14/20221176509129 on 3/15/20221176509129 on 6/27/2022894453156 on 10/31/20221034621184 on 11/20/20231034621184 on 12/20/20231034621184 on 12/20/2023

No. Clients, Historic

9004500201920202021202220232024648 on 6/10/2019679 on 12/11/2019679 on 1/27/2020679 on 6/23/2020736 on 12/8/2020736 on 12/22/2020736 on 12/22/2020736 on 1/29/2021775 on 12/14/2021775 on 12/16/2021775 on 12/16/2021775 on 12/16/2021775 on 3/14/2022775 on 3/15/2022775 on 6/27/2022839 on 10/31/2022870 on 11/20/2023870 on 12/20/2023870 on 12/20/2023

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM Stock 27M 140K 0
STARBUCKS CORP COM Stock 14M 181K 0
JOHNSON & JOHNSON COM Stock 1M 7K 0
CORPAY INC COM SHS Stock 22M 83K 0
VANGUARD TOTAL STOCK MARKET ETF ETF 340K 1K 0
COSTCO WHSL CORP NEW COM Stock 257K 302 0
FORTIVE CORP COM Stock 22M 296K 0
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF ETF 497K 5K 0
MASTERCARD INCORPORATED CL A Stock 201K 456 0
ILLINOIS TOOL WKS INC COM Stock 21M 87K 0
TYLER TECHNOLOGIES INC COM Stock 29M 58K 0
PEPSICO INC COM Stock 628K 4K 0
ISHARES 1-3 YEAR TREASURY BOND ETF ETF 12M 150K 0
HOME DEPOT INC COM Stock 246K 714 0
AUTOMATIC DATA PROCESSING INC COM Stock 2M 8K 0
SPDR PORTFOLIO SHORT TERM CORPORATE BOND ETF ETF 2M 51K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 814K 2K 0
ADOBE INC COM Stock 35M 63K 0
VANGUARD SHORT-TERM CORPORATE BOND ETF ETF 40M 517K 0
ALPHABET INC CAP STK CL A Stock 9M 48K 0
FISERV INC COM Stock 39M 259K 0
MICROSOFT CORP COM Stock 53M 119K 0
SS&C TECHNOLOGIES HLDGS INC COM Stock 20M 314K 0
VANGUARD INTERMEDIATE-TERM TREASURY ETF ETF 15M 250K 0
VANGUARD SHORT-TERM TREASURY ETF ETF 9M 154K 0
ALCON AG ORD SHS Stock 2M 18K 0
VANGUARD S&P 500 ETF ETF 383K 766 0
ILLUMINA INC COM Stock 8M 80K 0
WABTEC COM Stock 26M 166K 0
ISHARES FLOATING RATE BOND ETF ETF 953K 19K 0
SNOWFLAKE INC CL A Stock 15M 109K 0
VANGUARD ULTRA-SHORT BOND ETF ETF 3M 58K 0
VANGUARD VALUE ETF ETF 275K 2K 0
VANGUARD GROWTH ETF ETF 209K 558 0
ZEBRA TECHNOLOGIES CORPORATION CL A Stock 19M 60K 0
SERVICENOW INC COM Stock 32M 40K 0
BROADCOM INC COM Stock 281K 175 0
VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF ETF 364K 8K 0
NVIDIA CORPORATION COM Stock 63M 513K 0
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF ETF 7M 131K 0
ABBVIE INC COM Stock 385K 2K 0
VANGUARD SHORT-TERM TAX EXEMPT BOND ETF ETF 9M 93K 0
VANGUARD TOTAL BOND MARKET ETF ETF 5M 76K 0
PTC INC COM Stock 37M 202K 0
ANSYS INC COM Stock 24M 75K 0
FACTSET RESH SYS INC COM Stock 650K 2K 0
STRYKER CORPORATION COM Stock 28M 82K 0
QUALCOMM INC COM Stock 35M 178K 0
FASTENAL CO COM Stock 5M 73K 0
RESMED INC COM Stock 25M 128K 0
VERALTO CORP COM SHS Stock 2M 21K 0
MCDONALDS CORP COM Stock 269K 1K 0
AMETEK INC COM Stock 4M 24K 0
VANGUARD INTERMEDIATE-TERM BOND ETF ETF 2M 30K 0
GRAIL INC COM Stock 202K 13K 0
VEEVA SYS INC CL A COM Stock 15M 84K 0
ISHARES CORE S&P 500 ETF ETF 770K 1K 0
ECOLAB INC COM Stock 30M 124K 0
IDEXX LABS INC COM Stock 20M 42K 0
ISHARES NATIONAL MUNI BOND ETF ETF 6M 60K 0
DANAHER CORPORATION COM Stock 35M 139K 0
TJX COS INC NEW COM Stock 25M 225K 0
ISHARES 3-7 YEAR TREASURY BOND ETF ETF 18M 153K 0
ORACLE CORP COM Stock 36M 254K 0
ALPHABET INC CAP STK CL C Stock 40M 219K 0
ISHARES INTERMEDIATE GOVERNMENT/CREDIT BOND ETF ETF 2M 19K 0
ROPER TECHNOLOGIES INC COM Stock 27M 49K 0
SYNOPSYS INC COM Stock 3M 5K 0
UNITEDHEALTH GROUP INC COM Stock 226K 444 0
SOLAREDGE TECHNOLOGIES INC COM Stock 2M 69K 0
PAYPAL HLDGS INC COM Stock 12M 210K 0
ALLEGIANT TRAVEL CO COM Stock 6M 111K 0
VANGUARD TAX-EXEMPT BOND ETF ETF 4M 79K 0
APPLE INC COM Stock 2M 9K 0
WEC ENERGY GROUP INC COM Stock 219K 3K 0
ABBOTT LABS COM Stock 362K 3K 0
BOOKING HOLDINGS INC COM Stock 24M 6K 0