Hedge Fund Database

PACIFIC LIFE FUND ADVISORS LLC

Adviser information for PACIFIC LIFE FUND ADVISORS LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 19
Investment Advisory/Research 18
Registered Broker-Dealer Representatives 4
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 61 $39.9B
Non-Discretionary 0 $0
Total 61 $39.9B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 2 $39.8B
Business development companies 0 $0
Pooled investment vehicles 1 $54.8M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)
Compensation % of AUM
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-15057
SEC ERA File Number 801-15057
SEC CIK Numbers 1499091
SEC CRD Numbers 105169
Legal Entity Identifier 07U30JMO0W0YIMFFC542

Principal Office

700 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
United States
Monday - Friday, 8:30AM - 5:30PM PST
Tel: 800.800.7646, Fax: None

Websites

www.pacificlife.com/

Chief Compliance Officer

LAURENE MACELWEE
VP AND ASSISTANT SECRETARY OF PLFA
700 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
United States
Tel: (949) 219-3233
(Full email address available in API data)

Regulatory Contact

HOWARD HIRAKAWA
SENIOR VICE PRESIDENT
700 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
United States
Tel: 949-219-7174
(Full email address available in API data)

Industry Affiliates

PACIFIC LIFE & ANNUITY COMPANY Insurance company or agency
PACIFIC LIFE INSURANCE COMPANY Insurance company or agency
PACIFIC LIFE TRADE RECEIVABLE GP LLC Sponsor, GP, manager of pooled investment vehicles
PACIFIC PRIVATE FUND ADVISORS LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
PACIFIC SELECT DISTRIBUTORS, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
PACIFIC LIFE INVESTMENT GRADE TRADE RECEIVABLE FUND L.P. INVESTMENT GRADE TRADE RECEIVABLES $54.8M $5.0M 2

Control Persons

Name Type Entity Title Since Ownership
PACIFIC LIFE INSURANCE COMPANY Domestic Entity – MANAGING MEMBER OF APPLICANT 05/2007 > 75%
PACIFIC MUTUAL HOLDING COMPANY Domestic Entity PACIFIC LIFECORP PARENT 05/2007 > 75%
PACIFIC LIFECORP Domestic Entity PACIFIC LIFE INSURANCE COMPANY PARENT 05/2007 > 75%
MACELWEE, LAURENE, ERIN Individual – CHIEF COMPLIANCE OFFICER 07/2022 < 5%
HIRAKAWA, HOWARD, TOMIO Individual – SENIOR VICE PRESIDENT 12/2014 < 5%
Cheng, Audrey, Lee Individual – FUND ADVISOR GENERAL COUNSEL 04/2023 < 5%

No. Employees, Historic

3015020202021202220232024202524 on 1/29/202025 on 3/27/202025 on 3/27/202025 on 4/30/202023 on 3/29/202123 on 1/20/202223 on 3/28/202216 on 7/1/202216 on 7/18/202216 on 9/13/202218 on 3/27/202319 on 12/15/202319 on 12/15/202319 on 3/18/2024

RAUM, Historic

60B30B020202021202220232024202549561511066 on 1/29/202049561511066 on 3/27/202049561511066 on 3/27/202049561511066 on 4/30/202051648455634 on 3/29/202151648455634 on 1/20/202256185367973 on 3/28/202256185367973 on 7/1/202256185367973 on 7/18/202256185367973 on 9/13/202245161678993 on 3/27/202336166828887 on 12/15/202336166828887 on 12/15/202339897306252 on 3/18/2024

No. Clients, Historic

10502020202120222023202420253 on 1/29/20203 on 3/27/20203 on 3/27/20203 on 4/30/20203 on 3/29/20213 on 1/20/20223 on 3/28/20223 on 7/1/20223 on 7/18/20223 on 9/13/20223 on 3/27/20233 on 12/15/20233 on 12/15/20233 on 3/18/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMERICAN CENTY ETF TR INTL EQT ETF 37M 599K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 5M 81K –
AMERICAN CENTY ETF TR US EQT ETF 44M 489K –
AMERICAN CENTY ETF TR AVANTIS SHFXDINC 7M 143K –
AMERICAN CENTY ETF TR REAL ESTATE ETF 2M 40K –
AMERICAN CENTY ETF TR AVANTIS CORE FI 49M 1M –
AMERICAN CENTY ETF TR AVANTIS US LARG 39M 626K –
AMERICAN CENTY ETF TR US LARGE CAP VLU 41M 658K –
AMERICAN CENTY ETF TR AVANTIS US SMALL 5M 99K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 24M 256K –
VANGUARD INDEX FDS REAL ESTATE ETF 20M 244K –
VANGUARD INDEX FDS MCAP VL IDXVIP 79M 523K –
VANGUARD INDEX FDS MCAP GR IDXVIP 70M 306K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 5M 39K –
VANGUARD INDEX FDS VALUE ETF 300M 2M –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 54M 1M –
VANGUARD WHITEHALL FDS EM MK GOV BD ETF 46M 736K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 62M 862K –
ISHARES TR TIPS BD ETF 17M 157K –
ISHARES TR RUS 2000 VAL ETF 33M 214K –
ISHARES TR RUS 2000 GRW ETF 31M 118K –
ISHARES TR EAFE GRWTH ETF 31M 302K –