Hedge Fund Database

BARING INTERNATIONAL INVESTMENT LTD

Adviser information for BARING INTERNATIONAL INVESTMENT LTD last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location United Kingdom

Employees

Total Number of Employees 519
Investment Advisory/Research 176
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 4

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 44 $17.5B
Non-Discretionary 0 $0
Total 44 $17.5B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions <5 $174.7M
Investment companies 7 $332.2M
Business development companies 3 $361.2M
Pooled investment vehicles 13 $3.4B
Pension and profit sharing plans 10 $1.9B
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 8 $11.1B
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $173.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 31
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMFixed feesPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-15160
SEC ERA File Number 801-15160
SEC CIK Numbers 1568131
SEC CRD Numbers 105724
Legal Entity Identifier 213800IVBMSKINS3PP05

Principal Office

20 OLD BAILEY
LONDON
United Kingdom
Monday - Friday, 9:00 TO 5:00
Tel: +44(0)20-7628-6000, Fax: None

Websites

www.youtube.com/@barings www.linkedin.com/showcase/barings-real-estate www.linkedin.com/company/barings twitter.com/barings www.barings.com www.linkedin.com/showcase/barings-global-private-finance/ podcast.barings.com/public/75/streaming-income---a-podcast-from-barings-6f727a82 open.spotify.com/show/7wv1gjcqhcggxddmhbhrly podcasts.apple.com/ug/podcast/streaming-income-a-podcast-from-barings/id1449496233

Chief Compliance Officer

NICHOLAS EVANS
HEAD OF COMPLIANCE / CHIEF COMPLIANCE OFFICER
20 OLD BAILEY
LONDON
United Kingdom
Tel: 442072141709
(Full email address available in API data)

Regulatory Contact

MELISSA LAGRANT
CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR
300 S. TRYON STREET
STE 2500
CHARLOTTE
NC
United States
Tel: 9804177975
(Full email address available in API data)

Industry Affiliates

BARING ASSET MANAGEMENT (ASIA) LIMITED Other investment adviser, including financial planners
BARING ASSET MANAGEMENT (KOREA) LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BARING ASSET MANAGEMENT SWITZERLAND SARL Banking or thrift institution
BARING FUND MANAGERS LIMITED Sponsor, GP, manager of pooled investment vehicles
BARING INTERNATIONAL FUND MANAGERS (IRELAND) LIMITED Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles
BARING SICE (TAIWAN) LIMITED Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles
BARINGS Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles
BARINGS (U.K.) LIMITED Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles
BARINGS AUSTRALIA ASSET MANAGEMENT PTY LTD Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BARINGS AUSTRALIA PROPERTY PTY LTD Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
BARINGS AUSTRALIA PTY LTD Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles
BARINGS INVESTMENT MANAGEMENT (SHANGHAI) LIMITED Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles
BARINGS JAPAN LIMITED Other investment adviser, including financial planners
BARINGS LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles
BARINGS OVERSEAS INVESTMENT FUND MANAGEMENT (SHANGHAI) LIMITED Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles
BARINGS REAL ESTATE ADVISERS INC. Real estate broker or dealer
BARINGS SECURITIES LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
BARINGS SINGAPORE PTE. LTD Other investment adviser, including financial planners
C.M. LIFE INSURANCE COMPANY Commodity pool operator or commodity trading advisorInsurance company or agency
GRYPHON CAPITAL INVESTMENTS PTY LTD Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
JEFFERIES FINANCE LLC Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY Commodity pool operator or commodity trading advisorInsurance company or agency
MASSMUTUAL TRUST COMPANY, FSB Banking or thrift institutionTrust company
MML BAY STATE LIFE INSURANCE COMPANY Commodity pool operator or commodity trading advisorInsurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
BARING INVESTMENT SERIES, LLC EQUITY FUND $1,759.0M $5.0M 31

Control Persons

Name Type Entity Title Since Ownership
MASSMUTUAL HOLDING LLC Domestic Entity MM ASSET MANAGEMENT HOLDING LLC SOLE MEMBER 02/2012 > 75%
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY Domestic Entity MASSMUTUAL HOLDING LLC SOLE MEMBER 06/1995 > 75%
MM ASSET MANAGEMENT HOLDING LLC Domestic Entity BARINGS LLC SOLE MEMBER 02/2012 > 75%
BARINGS LLC Domestic Entity BARINGS GUERNSEY LIMITED SOLE MEMBER 03/2004 > 75%
BARINGS EUROPE LIMITED Domestic Entity BARINGS GUERNSEY LIMITED SOLE MEMBER 12/2017 > 75%
BARINGS GUERNSEY LIMITED Foreign Entity BARINGS EUROPE LIMITED SOLE MEMBER 06/2017 > 75%
DINERMAN, JILL, ELYSE Individual – DIRECTOR 09/2019 < 5%
WILLIAMS, RHIAN, CATRIN Individual – SECRETARY 05/2022 < 5%
SUTHERLAND, ALEXANDER, CAMPBELL Individual – DIRECTOR 10/2021 < 5%
PARKER, NICOLE, DANIELLE Individual – DIRECTOR 07/2023 < 5%
KEMP, KATHERINE, LOUISE Individual – DIRECTOR 07/2023 < 5%
HORNE, MARTIN, SCOTT Individual – DIRECTOR 07/2023 < 5%
BARINGS Foreign Entity BARINGS EUROPE LIMITED SOLE MEMBER 04/2019 > 75%

No. Employees, Historic

60030002019202020212022202320242025487 on 9/5/2019487 on 3/30/2020487 on 4/2/2020487 on 5/8/2020457 on 3/30/2021457 on 5/3/2021457 on 5/19/2021488 on 3/30/2022488 on 9/16/2022529 on 3/31/2023529 on 5/25/2023529 on 5/31/2023529 on 8/28/2023529 on 9/8/2023529 on 9/13/2023529 on 10/3/2023519 on 3/27/2024

RAUM, Historic

20B10B020192020202120222023202420255117699512 on 9/5/20198862839464 on 3/30/20208862839464 on 4/2/20208862839464 on 5/8/202018540664759 on 3/30/202118540664759 on 5/3/202118540664759 on 5/19/202119289140986 on 3/30/202219289140986 on 9/16/202218336385361 on 3/31/202318336385361 on 5/25/202318336385361 on 5/31/202318336385361 on 8/28/202318336385361 on 9/8/202318336385361 on 9/13/202318336385361 on 10/3/202317504118785 on 3/27/2024

No. Clients, Historic

60300201920202021202220232024202526 on 9/5/201928 on 3/30/202028 on 4/2/202028 on 5/8/202058 on 3/30/202158 on 5/3/202158 on 5/19/202140 on 3/30/202240 on 9/16/202247 on 3/31/202347 on 5/25/202347 on 5/31/202347 on 8/28/202347 on 9/8/202347 on 9/13/202347 on 10/3/202344 on 3/27/2024

Holdings

From latest 13F, filed July 21st, 2014 for period ending June 30th, 2014
Name Class Value $USD # Shares Private Fund
21ST CENTURY FOX COM 10K 285K -
21VIANET GROUP ADR 11K 373K -
ABBVIE INC COM 6K 109K -
AGCO CORP COM 6K 109K -
AGRIUM INC COM 38K 412K -
AGRIUM INC COM 23K 246K -
ALCOA INC COM 303 20K -
ALLIANCE DATA SYS COM 736 3K -
AMAZON.COM INC COM 12K 37K -
AMBEV SA ADR 681 97K -
AMERICA MOVIL SAB ADR 18K 867K -
AMGEN INC COM 12K 101K -
AMPHENOL CORP COM 12K 128K -
ANADARKO PETROLM COM 16K 143K -
ANDERSONS INC COM 9K 177K -
APPLE INC COM 12K 130K -
ARCHER-DANIELS COM 31K 707K -
BAIDU INC ADS 6K 32K -
BANCO BRADESCO ADR 2K 131K -
BANCO MACRO SA ADR 1K 32K -
BANCOLOMBIA ADR 6K 97K -
BIOMARIN PHARM COM 4K 68K -
BLACKROCK COM 11K 34K -
BRF SA ADR 15K 609K -
CADENCE DESIGN COM 11K 611K -
CAMECO CORP COM 240 12K -
CDN NATURAL RESR COM 43K 941K -
CEMEX S.A.B ADR 11K 865K -
CF INDUSTRIES COM 7K 31K -
CHUBB CORP COM 744 8K -
CHURCH & DWIGHT COM 10K 147K -
CISCO SYSTEMS COM 2K 79K -
COGENT COMMUN HLD COM 8K 235K -
COVANCE INC COM 10K 117K -
CROWN CASTLE INTL COM 9K 118K -
CTRIP.COM INTL ADS 13K 199K -
CUMMINS INC COM 12K 80K -
CVS CAREMARK COM 13K 171K -
DARLING INGR INC COM 8K 369K -
DEERE & CO COM 17K 183K -
DIRECTV COM 7K 77K -
DISCOVER FIN SVCS COM 14K 219K -
DOMTAR CORP COM 5K 127K -
DR REDDYS LABS ADS 4K 91K -
EMERSON ELECTRIC COM 422 6K -
EOG RESOURCES COM 19K 159K -
EXXON MOBIL CORP COM 34K 335K -
FIRST MAJESTIC SI COM 22K 2M -
FOMENTO ECON MEX ADR 16K 167K -
FRANCO NEVADA CO COM 3K 55K -
FREEPORT-MCMORAN COM 578 16K -
GILEAD SCIENCES COM 14K 170K -
GLOBAL PAYMENTS COM 2K 25K -
GOLDCORP INC COM 6K 208K -
GOLDMAN SACHS GRP COM 356 2K -
GOOGLE INC COM 3K 5K -
GOOGLE INC COM 3K 5K -
GPO TELEVISA ADR 12K 360K -
HAIN CELEST GRP COM 19K 213K -
HDFC BANK LTD ADR 8K 172K -
HEWLETT PACKARD COM 11K 321K -
HOME INNS & HOTEL ADR 6K 179K -
IBM CORP COM 221 1K -
INGREDION INC COM 4K 57K -
INTL FLAVR & FRAG COM 13K 128K -
INTL PAPER CO COM 345 7K -
ISHARES INC ITR 991 63K -
ISHARES INC ITR 1K 16K -
ISHARES TRUST ITR 2K 19K -
ITAU UNIBANCO HLG ADR 2K 156K -
ISHARES CORE S&P 500 ETF CORE S&P500 ETF 16K 82K -
ISHARES MSCI ACWI ETF MSCI ACWI ETF 939 16K -
Powershares H.Y.E.D.A. ETF HI YLD EQ DVDN 847 66K -
SPDR S P DIVIDEND ETF S&P DIVID ETF 3K 33K -
WISDOM TREE DIVIDEND EX-FINANCIALS FUND DIV EX-FINL FD 3K 34K -
iShares MSCI EAFE Index Fund MSCI EAFE ETF 787 12K -
iShares Russell 1000 Growth ET RUS 1000 GRW ETF 17K 191K -
iShares Russell 2000 Growth ET RUS 2000 GRW ETF 17K 120K -
iShares S&P 100 ETF S&P 100 ETF 16K 187K -
iShares Select Dividend ETF SELECT DIVID ETF 3K 33K -
JP MORGAN CHASE COM 4K 70K -
KELLOGG CO COM 8K 120K -
KINDER MORGAN INC COM 24K 671K -
LINCOLN NATIONAL COM 12K 236K -
MCKESSON CORP COM 237 1K -
MELCO CROWN ENTER ADR 8K 237K -
MERCK & CO INC COM 2K 37K -
METLIFE INC COM 13K 233K -
MICROSOFT CORP COM 447 11K -
MINAS BUENAVENTRA ADR 5K 427K -
MOBILE TELESYSTEM ADS 116K 6M -
MONSANTO CO COM 43K 342K -
MOSAIC CO (THE) COM 21K 432K -
MOUNTAIN PRO DIAM COM 88 18K -
NASDAQ OMX GRP COM 8K 201K -
NEVSUN RESOURCES COM 208 52K -
NEW ORIENTAL EDUC ADR 16K 604K -
NOBLE ENERGY COM 10K 125K -
OCCIDENTAL PETRLM COM 14K 136K -
ORACLE CORP COM 300 7K -
PETROLEO BRASIL ADS 15K 1M –
PFIZER INC COM 14K 468K –
PLATINUM GR METAL COM 98 82K –
PLUM CREEK TIMBER COM 6K 124K –
PNC FINANCIAL COM 11K 121K –
POLYMET MINING CO COM 90 82K –
POTASH SASKATCHWN COM 13K 344K –
PPG INDUSTRIES COM 26K 125K –
PRAXAIR INC COM 8K 63K –
PRECISION CASTPRT COM 12K 48K –
PROOFPOINT INC COM 548 15K –
RANDGOLD RESOURCE ADR 2K 22K –
SANDERSON FARM COM 5K 51K –
SCHLUMBERGER LTD COM 29K 246K –
SELECT SECTOR ITR 162K 4M –
SILICON VALLEY COM 6K 54K –
SILVER WHEATON CO COM 20K 698K –
SOC QUIMICA Y MIN ADR 2K 61K –
SOUTHERN CO COM 352 8K –
SPDR S&P500 TRUST ITR 4K 22K –
STILLWATER MINING COM 3K 176K –
SUNCOR ENERGY INC COM 13K 294K –
SUNCOR ENERGY INC COM 39K 918K –
SUNGY MOBILE ADR 3K 241K –
TAIWAN SEMICONDUC ADS 58K 3M –
TAL EDUCATION GRP ADR 2K 87K –
TECK RESOURCES COM 243 11K –
TENARIS S.A. ADR 5K 106K –
THE PRICELINE GRP COM 11K 9K –
TYSON FOODS INC COM 17K 458K –
UNION PACIFIC COM 374 4K –
UNITED TECHNOLOGY COM 15K 134K –
US BANCORP COM 289 7K –
UTD PARCEL SERV COM 339 3K –
VALE S.A. ADR 14K 1M –
VALE S.A. ADR 1K 97K –
VANGUARD INTL EQ ITR 2K 38K –