HEITMAN CAPITAL MANAGEMENT LLC
Adviser information for HEITMAN CAPITAL MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Iowa, United States |
Employees
| Total Number of Employees | 294 |
|---|---|
| Investment Advisory/Research | 191 |
| Registered Broker-Dealer Representatives | 14 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $6.9B |
| Non-Discretionary | 3 | $1.7B |
| Total | 8 | $8.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $6.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $1.9B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 18 |
| No. of Non-U.S. Clients | 15 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsACQ,DISP,FINANCING, DEVLPMT SUPERVSRY,RE ORIGNATN FEES,SERVICING |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesACQ,DISP,FINANCING, DEVLPMT SUPERVSRY,RE ORIGNATN FEES,SERVICING |
Identifiers
| SEC RIA File Number | 801-15473 |
|---|---|
| SEC ERA File Number | 801-15473 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105480 |
| Legal Entity Identifier | None |
Principal Office
110 N. WACKER DRIVESUITE 4000
CHICAGO
IL
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: (312) 855-5700, Fax: None
Chief Compliance Officer
ANTHONY STAMATO
HEAD OF COMPLIANCE, SENIOR MANAGING DIRECTOR AND CHIEF LEGAL OFFICER
110 N WACKER DRIVE
SUITE 4000
CHICAGO
IL
United States
Tel:
312-849-4158
A**************@**********M
(Full email address available in API data)
Regulatory Contact
MOLLY NELSON
SVP, DEPUTY GENERAL COUNSEL, HEAD OF COMPLIANCE
110 N. WACKER DRIVE
SUITE 4000
CHICAGO
IL
United States
Tel:
312-855-5700
M***********@**********M
(Full email address available in API data)
Industry Affiliates
| HAPI I, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HEITMAN AMERICA REAL ESTATE TRUST, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HEITMAN CORE REAL ESTATE DEBT INCOME TRUST, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HEITMAN EUROPE VALUE PARTNERS FUND GP | Sponsor, GP, manager of pooled investment vehicles |
| HEITMAN EUROPEAN RESIDENTIAL INVESTMENT GP | Sponsor, GP, manager of pooled investment vehicles |
| HEITMAN GLOBAL REAL ESTATE PARTNERS GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HEITMAN INTERNATIONAL HK LIMITED | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| HEITMAN INTERNATIONAL LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| HEITMAN INTERNATIONAL REAL ESTATE SECURITIES UK LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| HEITMAN LIFE STORAGE PARTNERS CO-INVESTMENT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HEITMAN REAL ESTATE DEBT PARTNERS II LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HEITMAN REAL ESTATE DEBT PARTNERS III, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HEITMAN REAL ESTATE SECURITIES LLC | Other investment adviser, including financial planners |
| HEITMAN SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| HEITMAN UK LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| HEITMAN VALUE PARTNERS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HEITMAN VALUE PARTNERS IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HEITMAN VALUE PARTNERS V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HEPP IV MANAGEMENT COMPANY SARL | Sponsor, GP, manager of pooled investment vehicles |
| RED ARROW I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HEITMAN CORE REAL ESTATE DEBT INCOME TRUST, L.P. | Hedge Fund | $3,874.1M | $5.0M | 45 |
| HEITMAN GLOBAL REAL ESTATE PARTNERS II, LP | Hedge Fund | $712.6M | $5.0M | 11 |
| HEITMAN REAL ESTATE DEBT PARTNERS II, L.P. | Hedge Fund | $625.3M | $5.0M | 7 |
| HEITMAN REAL ESTATE DEBT PARTNERS III, L.P. | Hedge Fund | $0.0M | $5.0M | 7 |
| RED ARROW I, LP | Real Estate Fund | $37.2M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEITMAN LLC | Domestic Entity | – | SOLE MEMBER OF HEITMAN CAPITAL MANAGEMENT LLC | 07/1980 | > 75% |
| LUDGIN, MARY, KATHERINE | Individual | – | SENIOR MANAGING DIRECTOR | 12/1994 | < 5% |
| MCCARTHY, THOMAS, DONOVAN | Individual | – | MANAGER, SENIOR MANAGING DIRECTOR, AND SECRETARY | 12/1994 | < 5% |
| TOGNARELLI, MAURY, ROBERT | Individual | – | MANAGER, AND PRESIDENT | 07/1997 | < 5% |
| CLEMENT, JOHN, ADDISON | Individual | – | EXECUTIVE VICE PRESIDENT | 01/1999 | < 5% |
| FAWCETT, DWIGHT, PORTER | Individual | – | MANAGING DIRECTOR | 01/1999 | < 5% |
| INGALL, LEWIS, STEVEN | Individual | – | EXECUTIVE VICE PRESIDENT | 01/1999 | < 5% |
| KEANE, BLAISE, PAUL | Individual | – | EXECUTIVE VICE PRESIDENT | 01/2002 | < 5% |
| KE I LLC | Domestic Entity | HEITMAN LLC | MEMBER OF HEITMAN LLC | 01/1999 | > 75% |
| BLACK, GORDON, CARY | Individual | – | EXECUTIVE VICE PRESIDENT | 08/2004 | < 5% |
| LEADHOLM, GREGORY, STEVEN | Individual | – | EXECUTIVE VICE PRESIDENT | 04/2007 | < 5% |
| MAKI, DAVID, RUSSELL | Individual | – | EXECUTIVE VICE PRESIDENT | 01/2014 | < 5% |
| CHRISTENSEN, LAWRENCE, JOSEPH | Individual | – | MANAGER, CHIEF FINANCIAL OFFICER, TREASURER & ASSISTANT SECRETARY | 03/2014 | < 5% |
| PIERACCI, BRIAN | Individual | – | MANAGING DIRECTOR | 03/2017 | < 5% |
| BOSS, JENNIFER, LEE | Individual | – | EXECUTIVE VICE PRESIDENT | 03/2017 | < 5% |
| FERRANTE, ANTHONY | Individual | – | EXECUTIVE VICE PRESIDENT | 03/2017 | < 5% |
| STAMATO, ANTHONY | Individual | – | CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | 04/2017 | < 5% |
| PODBOY, TIMOTHY | Individual | – | MANAGING DIRECTOR | 09/2019 | < 5% |
| Caterina, Richard | Individual | – | MANAGING DIRECTOR | 03/2022 | < 5% |
| KELLY, THOMAS, PATRICK | Individual | – | EXECUTIVE VICE PRESIDENT | 03/2022 | < 5% |
| LINDELL, JONATHAN, LYNN | Individual | – | EXECUTIVE VICE PRESIDENT | 12/2020 | < 5% |
| Busko, David | Individual | – | EXECUTIVE VICE PRESIDENT | 09/2022 | < 5% |
| Karamchandi, Ashish | Individual | – | EXECUTIVE VICE PRESIDENT | 09/2022 | < 5% |
| Trench, Michael | Individual | – | EXECUTIVE VICE PRESIDENT, CO-PORTFOLIO MANAGER | 02/2023 | < 5% |