ACCRUED EQUITIES INC.
Adviser information for ACCRUED EQUITIES INC. last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $326.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $326.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $326.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Broker-dealer |
Identifiers
| SEC RIA File Number | 801-15504 |
|---|---|
| SEC ERA File Number | 801-15504 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 13452 |
| Legal Entity Identifier | None |
Principal Office
150 BROADHOLLOW RD.,SUITE PH-02
MELVILLE
NY
United States
Monday - Friday, 9 TO 5
Tel: 631-423-7373, Fax: 631-423-7393
Chief Compliance Officer
DAVID SCHOENWALD
PRESIDENT/CHIEF COMPLIANCE OFFICER
150 BROADHOLLOW ROAD
SUITE PH-02
MELVILLE
NY
United States
Tel:
631 423 7373
Fax:
631 423 7393
I***@**********************M
(Full email address available in API data)
Regulatory Contact
MURRAY ROSENBLITH
VICE PRESIDENT/ASSISTANT COMPLIANCE OFFICER
150 BROADHOLLOW RD.,
SUITE PH-02
MELVILLE
NY
United States
Tel:
631 423 7373
Fax:
631 423 7393
M*****@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHOENWALD, DAVID JAY | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 01/1981 | > 75% |
| ROSENBLITH, MURRAY DAVID | Individual | – | VICE PRESIDENT/ ASST. COMPLIANCE OFFICER | 02/2023 | < 5% |
| DON ANGELO, KATHLEEN | Individual | – | SECRETARY | 02/2023 | < 5% |