BOWEN, HANES & CO INC
Adviser information for BOWEN, HANES & CO INC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 215 | $3.8B |
| Non-Discretionary | 0 | $0 |
| Total | 215 | $3.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 8 | $3.5M |
| HNW Individuals | 72 | $471.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $68.1M |
| Charitable organizations | 7 | $66.3M |
| State or municipal gov entities | 15 | $3.1B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 15 | $69.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
135 PROFESSIONAL DRIVESUITE 103
PONTE VEDRA BEACH
FL
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 404-995-0507, Fax: None
Websites
Chief Compliance Officer
DAVID L. KELLY III
EXEC. VICE PRESIDENT
135 PROFESSIONAL DRIVE
SUITE 103
PONTE VEDRA BEACH
FL
United States
Tel:
404-995-0507
D***@*************M
(Full email address available in API data)
Regulatory Contact
TRICIA ROCKETT
PORTFOLIO ADMINISTRATOR
135 PROFESSIONAL DRIVE
PONTE VEDRA BEACH
FL
United States
Tel:
404-995-0507
T*@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOWEN, HAROLD, JENKINS | Individual | – | PRESIDENT, DIRECTOR, SHAREHOLDER | 01/1995 | > 75% |
| HANES, FRANK, BORDEN | Individual | – | MANAGING DIRECTOR | 09/1992 | < 5% |
| KELLY, DAVID, LEE | Individual | – | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 01/2003 | < 5% |