HOISINGTON INVESTMENT MANAGEMENT CO
Adviser information for HOISINGTON INVESTMENT MANAGEMENT CO last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 32 | $3.7B |
| Non-Discretionary | 0 | $0 |
| Total | 32 | $3.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $13.6M |
| HNW Individuals | <5 | $3.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $220.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $117.1M |
| Pension and profit sharing plans | 6 | $564.1M |
| Charitable organizations | 4 | $127.1M |
| State or municipal gov entities | 9 | $2.3B |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $309.4M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $6.5M |
| Other | <5 | $31.7M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 6 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-15602 |
|---|---|
| SEC ERA File Number | 801-15602 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107710 |
| Legal Entity Identifier | 549300UN7ONYQYOITC38 |
Principal Office
6836 FM 2244 RD.BLDG 2 SUITE 100
AUSTIN
TX
United States
Monday - Friday, 7:30AM-4:00PM
Tel: 512-327-7200, Fax: 512-327-8646
Websites
Chief Compliance Officer
DAVID M. HOISINGTON
EXECUTIVE VICE PRESIDENT, SECRETARY
6836 FM 2244 RD.
BLDG 2, STE. 100
AUSTIN
TX
United States
Tel:
512-327-7200
Fax:
512-327-8646
D****@*************M
(Full email address available in API data)
Regulatory Contact
DENISE RUSY
CONTROLLER
6836 FM 2244 RD.
BLDG 2, STE. 100
AUSTIN
TX
United States
Tel:
512-327-7200
Fax:
512-327-8646
D*****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOISINGTON, VAN, ROBERT | Individual | – | CHIEF EXECUTIVE OFFICER; SHAREHOLDER | 01/2013 | 10-25% |
| HOISINGTON, ETHEL, JEANNE | Individual | – | SHAREHOLDER | 05/2011 | 10-25% |
| HOISINGTON, VAN, ROBERT | Individual | – | CHIEF OPERATING OFFICER; TRUSTEE | 01/2013 | 50-75% |
| HOISINGTON, DAVID, MAXWELL | Individual | – | CHIEF COMPLIANCE OFFICER; TRUSTEE | 01/2020 | 50-75% |
| JEANNE HOISINGTON 2011 FAMILY TRUST | Domestic Entity | – | SHAREHOLDER | 05/2011 | 25-50% |
| DAVID MAXWELL HOISINGTON 2011 FAMILY TRUST | Domestic Entity | – | SHAREHOLDER | 05/2011 | 10-25% |
| VAN R HOISINGTON, JR 2011 FAMILY TRUST | Domestic Entity | – | SHAREHOLDER | 05/2011 | 10-25% |