PENSION FUND EVALUATIONS, INC.
Adviser information for PENSION FUND EVALUATIONS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 20 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 18 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Pension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | Fixed fees |
| Other Business Activities | Broker-dealer |
Identifiers
| SEC RIA File Number | 801-15614 |
|---|---|
| SEC ERA File Number | 801-15614 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 10985 |
| Legal Entity Identifier | None |
Principal Office
2450 MIDDLE COUNTRY RDCENTEREACH
NY
United States
Monday - Friday, 8:30A.M. - 4:30P.M.
Tel: 631-585-8282, Fax: 631-585-8343
Websites
Chief Compliance Officer
GREGORY G. PHILIPPS
PRESIDENT
2450 MIDDLE COUNTRY ROAD
CENTEREACH
NY
United States
Tel:
631-585-8282
Fax:
631-585-8343
G********@*********M
(Full email address available in API data)
Regulatory Contact
GREG PHILIPPS
PRESIDENT
MIDDLE COUNTRY RD STE 103
2450
CENTEREACH
NY
United States
Tel:
16315858282
Fax:
631-585-8343
G********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PHILIPPS, GREGORY GEORGE | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2004 | > 75% |
| PELLICANI, MARY ELLEN | Individual | – | PRINCIPAL | 01/2003 | < 5% |
| PHILIPPS, GREGORY GEORGE | Individual | – | PRESIDENT | 12/2001 | > 75% |
| LETWINS, ROBERT JOSEPH | Individual | – | EXECUTIVE VICE PRESIDENT | 04/2011 | < 5% |