MORGAN STANLEY INVESTMENT MANAGEMENT INC.
Adviser information for MORGAN STANLEY INVESTMENT MANAGEMENT INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 492 |
|---|---|
| Investment Advisory/Research | 227 |
| Registered Broker-Dealer Representatives | 187 |
| Registered State Investment Advisers | 20 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 23,941 | $528.4B |
| Non-Discretionary | 1,465 | $6.6B |
| Total | 25,406 | $535.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | 7 | $176.0M |
| Banking or thrift institutions | <5 | $191.8M |
| Investment companies | 43 | $306.4B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 51 | $131.1B |
| Pension and profit sharing plans | 44 | $11.5B |
| Charitable organizations | 11 | $7.3B |
| State or municipal gov entities | 10 | $4.9B |
| Other investment advisers | 18 | $12.2B |
| Insurance companies | 7 | $2.9B |
| Sovereign wealth funds and foreign official institutions | 12 | $8.4B |
| Corporations or other businesses | 62 | $20.1B |
| Other | 25,140 | $29.9B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 35 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 14.8B |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| GROWTH SMA | MORGAN STANLEY |
| FIXED INCOME MANAGED SOLUTIONS | MORGAN STANLEY |
| GLOBAL BALANCED RISK CONTROL | E*TRADE CAPITAL MANAGEMENT, LLC |
| APPLIED EQUITY ADVISORS | MORGAN STANLEY |
| MANAGED SOLUTIONS GROUP | MORGAN STANLEY |
Identifiers
| SEC RIA File Number | 801-15757 |
|---|---|
| SEC ERA File Number | 801-15757 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110353 |
| Legal Entity Identifier | 6N8SC06AK49F0N7KIX52 |
Principal Office
1585 BROADWAYNEW YORK
NY
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 212-761-4000, Fax: None
Websites
Chief Compliance Officer
DEIDRE DOWNES
MANAGING DIRECTOR
1633 BROADWAY
29TH FLOOR
NEW YORK
NY
United States
Tel:
212-537-1180
D************@****************M
(Full email address available in API data)
Regulatory Contact
ELISE CLARK
EXECUTIVE DIRECTOR
1633 BROADWAY
29TH FLOOR
NEW YORK
NY
United States
Tel:
212-537-2352
E**********@****************M
(Full email address available in API data)
Industry Affiliates
| ATLANTA CAPITAL | Other investment adviser, including financial planners |
| BOSTON MANAGEMENT AND RESEARCH | Other investment adviser, including financial planners |
| CALVERT RESEARCH AND MANAGEMENT | Other investment adviser, including financial planners |
| E*TRADE CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
| EATON VANCE ADVISERS INTERNATIONAL LTD. | Other investment adviser, including financial planners |
| EATON VANCE DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| EATON VANCE MANAGEMENT | Other investment adviser, including financial planners |
| EATON VANCE TRUST COMPANY | Trust company |
| MORGAN STANLEY | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY & CO. INTERNATIONAL PLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| MORGAN STANLEY & CO. LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisorFutures commission merchant |
| MORGAN STANLEY | EATON VANCE CLO MANAGER LLC | Other investment adviser, including financial planners |
| MORGAN STANLEY AIP GP LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY ASIA LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| MORGAN STANLEY BANK, N.A. | Banking or thrift institution |
| MORGAN STANLEY CANADA LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MORGAN STANLEY CAYMAN GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY DISTRIBUTION, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MORGAN STANLEY FIXED INCOME GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INVESTMENT MANAGEMENT (ACD) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INVESTMENT MANAGEMENT (JAPAN) CO., LTD. | Other investment adviser, including financial planners |
| MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY | Other investment adviser, including financial planners |
| MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INVESTMENT MANAGEMENT PRIVATE LIMITED | Other investment adviser, including financial planners |
| MORGAN STANLEY MUFG SECURITIES CO., LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MORGAN STANLEY M�XICO, CASA DE BOLSA, S.A. DE C.V. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MORGAN STANLEY PRIVATE BANK NATIONAL ASSOCIATION | Banking or thrift institution |
| MORGAN STANLEY SAUDI ARABIA | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| MS ALERNATIVES HOLDING D INC. | Sponsor, GP, manager of pooled investment vehicles |
| MSCVF I GP INC | Sponsor, GP, manager of pooled investment vehicles |
| MSCVF I GP LP | Sponsor, GP, manager of pooled investment vehicles |
| MSIM DELAWARE GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| MSIM FUND MANAGEMENT (IRELAND) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MSIM GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| PARAMETRIC PORTFOLIO ASSOCIATES | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| COUNTERPOINT VENTURES INVESTOR FUND LP | Venture Capital Fund | $76.0M | $0.1M | 1180 |
| COUNTERPOINT VENTURES MASTER FUND LP | Venture Capital Fund | $549.3M | $0.3M | 1530 |
| EMERGING MARKETS DEBT TRUST | UNREGISTERED FUND | $131.1M | $5.0M | 1 |
| EMERGING MARKETS LEADERS TRUST | UNREGISTERED FUND | $168.0M | $5.0M | 1 |
| EMERGING MARKETS TRUST | UNREGISTERED FUND | $442.1M | $5.0M | 10 |
| GALAXY FUND - FRONTIER MARKETS EQUITY FUND | UNREGISTERED FUND | $94.5M | $10.0M | 1 |
| GLOBAL ASSET BACKED OPPORTUNITIES (CAYMAN) LP | Hedge Fund | $85.0M | $0.3M | 117 |
| GLOBAL ASSET BACKED OPPORTUNITIES LP | Hedge Fund | $168.4M | $0.3M | 127 |
| GROWTH TRUST | UNREGISTERED FUND | $41.5M | $5.0M | 1 |
| INCEPTION TRUST | UNREGISTERED FUND | $612.1M | $5.0M | 1 |
| INTERNATIONAL EQUITY TRUST | UNREGISTERED FUND | $987.5M | $25.0M | 16 |
| INTERNATIONAL EQUITY TRUST II | UNREGISTERED FUND | $414.9M | $25.0M | 2 |
| OFFSHORE EMERGING MARKETS FUND | UNREGISTERED FUND | $145.0M | $5.0M | 3 |
| OFFSHORE INTERNATIONAL EQUITY FUND | UNREGISTERED FUND | $58.5M | $25.0M | 5 |
| RIVERVIEW RISK PREMIA FUND LP | DIVERSIFIED - HEDGE FUND, PRIVATE EQUITY AND DIRECT INVESTMENTS | $147.7M | $0.3M | 2 |
| RIVERVIEW RP SELECT FUND LP | Hedge Fund | $187.7M | $50.0M | 1 |
| SBAR INVESTORS, LP | HEDGE FUND OF FUNDS | $261.1M | $0.1M | 2 |
| SCRSIC STRATEGIC PARTNERSHIP FUND LP | HEDGE FUND OF FUNDS | $91.9M | $0.5M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHANG YU, STEFANIE, VANESSA | Individual | – | GENERAL COUNSEL, SECRETARY & MANAGING DIRECTOR | 10/2018 | < 5% |
| RIOS, ANITA, PARSHOTTAM | Individual | – | TREASURER & EXECUTIVE DIRECTOR | 06/2016 | < 5% |
| MORGAN STANLEY | Domestic Entity | MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | 10/2002 | > 75% |
| ALI, JEANNINE, VIENNA | Individual | – | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | 11/2017 | < 5% |
| KUZMANOV, ANTON, BOGDANOV | Individual | – | DIRECTOR & MANAGING DIRECTOR | 09/2019 | < 5% |
| SEGAL, TATIANA, VLADIMIR | Individual | – | DIRECTOR & MANAGING DIRECTOR | 09/2019 | < 5% |
| Downes, Deidre, Aisha | Individual | – | CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | 03/2023 | < 5% |
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | Domestic Entity | – | SHAREHOLDER | 08/2023 | > 75% |
| BUHAIN WINSLOW, LISA | Individual | – | DIRECTOR & MANAGING DIRECTOR | 12/2023 | < 5% |
| CHAPPUIS, JACQUES, PHILPPE | Individual | – | CO-PRESIDENT & MANAGING DIRECTOR | 01/2024 | < 5% |
| HUNEKE, BENJAMIN, CORDT | Individual | – | CO-PRESIDENT & MANAGING DIRECTOR | 01/2024 | < 5% |
| KAYNE, ERIC | Individual | – | CHIEF OPERATING OFFICER, DIRECTOR & MANAGING DIRECTOR | 02/2024 | < 5% |