Hedge Fund Database

LEVEL FINANCIAL ADVISORS, INC.

Adviser information for LEVEL FINANCIAL ADVISORS, INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 14
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,965 $620.8M
Non-Discretionary 0 $0
Total 1,965 $620.8M

Clients

Type Number RAUM
Individuals 424 $161.2M
HNW Individuals 189 $459.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 9
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-15900
SEC ERA File Number 801-15900
SEC CIK Numbers 1871734
SEC CRD Numbers 110641
Legal Entity Identifier None

Principal Office

9310 TRANSIT ROAD
SUITE 300
EAST AMHERST
NY
United States
Monday - Friday, 8:30A.M.- 5P.M.
Tel: 716-634-6113, Fax: 716-810-9445

Websites

www.levelfa.com www.facebook.com/leveladvisors/ www.linkedin.com/company/10531695/ twitter.com/levelfinancial www.instagram.com/levelfinancial/?hl=en

Chief Compliance Officer

BETHANY WAGNER
CHIEF CYBERSECURITY OFFICER
9310 TRANSIT ROAD
SUITE 300
EAST AMHERST
NY
United States
Tel: 716-634-6113
Fax: 716-810-9445
(Full email address available in API data)

Regulatory Contact

MICHAEL HEBURN
COO
9310 TRANSIT ROAD
SUITE 300
EAST AMHERST
NY
United States
Tel: 716-634-6113
Fax: 716-810-9445
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BRAXTON, ROSANNE, MARIE Individual – PRESIDENT 07/2008 50-75%
ELWELL, STEVEN, MARK Individual – CHIEF INVESTMENT OFFICER 01/2019 25-50%
HEBURN, MICHAEL, CLARK Individual – CHIEF OPERATING OFFICER 03/2015 5-10%
MURPHY, ELISE, FAY Individual – DIRECTOR OF CLIENT SERVICES 01/2023 < 5%
Wagner, Bethany, May Individual – CHIEF COMPLIANCE OFFICER 01/2024 < 5%

No. Employees, Historic

20100201920202021202220232024202514 on 7/22/201914 on 10/30/201914 on 11/4/201914 on 3/15/202014 on 6/8/202014 on 6/8/202015 on 9/28/202015 on 9/28/202015 on 2/18/202115 on 3/15/202115 on 8/20/202114 on 3/24/202214 on 3/25/202214 on 7/14/202214 on 8/12/202214 on 8/12/202214 on 1/3/202314 on 1/3/202314 on 3/20/202314 on 3/24/202314 on 4/1/202314 on 5/22/202314 on 8/28/202314 on 11/20/202314 on 1/29/202414 on 3/12/202414 on 3/22/2024

RAUM, Historic

700M350M02019202020212022202320242025404142837 on 7/22/2019404142837 on 10/30/2019404142837 on 11/4/2019409668111 on 3/15/2020417597877 on 6/8/2020417597877 on 6/8/2020423366261 on 9/28/2020423366261 on 9/28/2020423366261 on 2/18/2021500794994 on 3/15/2021500794994 on 8/20/2021545201873 on 3/24/2022545201873 on 3/25/2022545201873 on 7/14/2022545201873 on 8/12/2022545201873 on 8/12/2022545201873 on 1/3/2023545201873 on 1/3/2023529563529 on 3/20/2023529563529 on 3/24/2023529563529 on 4/1/2023529563529 on 5/22/2023529563529 on 8/28/2023529563529 on 11/20/2023529563529 on 1/29/2024620808285 on 3/12/2024620808285 on 3/22/2024

No. Clients, Historic

70035002019202020212022202320242025646 on 7/22/2019646 on 10/30/2019646 on 11/4/2019612 on 3/15/2020618 on 6/8/2020618 on 6/8/2020620 on 9/28/2020620 on 9/28/2020620 on 2/18/2021622 on 3/15/2021622 on 8/20/2021618 on 3/24/2022618 on 3/25/2022618 on 7/14/2022618 on 8/12/2022618 on 8/12/2022618 on 1/3/2023618 on 1/3/2023613 on 3/20/2023613 on 3/24/2023613 on 4/1/2023613 on 5/22/2023613 on 8/28/2023613 on 11/20/2023613 on 1/29/2024613 on 3/12/2024613 on 3/22/2024

Holdings

From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMERICAN CENTY ETF TR US SML CP VALU 3M 29K 0
AMERICAN CENTY ETF TR INTL EQT ETF 1M 17K 0
AMERICAN CENTY ETF TR INTL SMCP VLU 602K 9K 0
AMERICAN CENTY ETF TR AVANTIS EMGMKT 4M 58K 0
AMERICAN CENTY ETF TR AVANTIS US SMALL 2M 35K 0
AMERICAN CENTY ETF TR AVANTIS RESPONSI 290K 6K 0
AMERICAN CENTY ETF TR REAL ESTATE ETF 7M 160K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 607K 1K 0
DIMENSIONAL ETF TRUST INFLATION PROTE 5M 112K 0
DIMENSIONAL ETF TRUST EMERGING MKTS CO 4M 148K 0
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 8M 206K 0
DIMENSIONAL ETF TRUST INTERNATIONAL 488K 15K 0
DIMENSIONAL ETF TRUST US SUSTAINABILTY 1M 39K 0
DIMENSIONAL ETF TRUST GLOBAL SUSTAINA 355K 7K 0
DIMENSIONAL ETF TRUST GLOBAL REAL EST 7M 275K 0
DIMENSIONAL ETF TRUST US LARGE CAP VAL 3M 95K 0
DIMENSIONAL ETF TRUST US HIGH PROFITAB 9M 285K 0
DIMENSIONAL ETF TRUST US SMALL CAP VAL 2M 55K 0
DIMENSIONAL ETF TRUST INTL SMALL CAP E 2M 92K 0
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 3M 131K 0
DIMENSIONAL ETF TRUST US TARGETED VLU 4M 75K 0
DIMENSIONAL ETF TRUST INTERNATNAL VAL 763K 21K 0
ELI LILLY & CO COM 342K 378 0
EXXON MOBIL CORP COM 2M 16K 0
GE AEROSPACE COM NEW 217K 1K 0
ISHARES TR MICRO-CAP ETF 1M 12K 0
ISHARES TR MSCI USA QLT FCT 2M 11K 0
ISHARES TR 0-5YR HI YL CP 5M 117K 0
ISHARES TR GLOBAL REIT ETF 1M 52K 0
ISHARES TR CORE S&P TTL STK 325K 3K 0
ISHARES TR NEW YORK MUN ETF 2M 40K 0
ISHARES TR GNMA BOND ETF 240K 6K 0
ISHARES TR CORE INTL AGGR 273K 5K 0
ISHARES TR ESG AW MSCI EAFE 717K 9K 0
ISHARES TR ESG AWR MSCI USA 540K 5K 0
ISHARES TR ESG AWRE 1 5 YR 744K 30K 0
ISHARES TR ESG AWRE USD ETF 300K 13K 0
JPMORGAN CHASE & CO. COM 416K 2K 0
M & T BK CORP COM 265K 2K 0
MANAGER DIRECTED PORTFOLIOS VERT GLB SUST RE 961K 99K 0
MICROSOFT CORP COM 1M 3K 0
NEXTERA ENERGY INC COM 497K 7K 0
NORTHROP GRUMMAN CORP COM 351K 805 0
QUALCOMM INC COM 207K 1K 0
SPDR S&P 500 ETF TR TR UNIT 278K 511 0
VANGUARD BD INDEX FDS SHORT TRM BOND 12M 162K 0
VANGUARD BD INDEX FDS INTERMED TERM 554K 7K 0
VANGUARD BD INDEX FDS LONG TERM BOND 436K 6K 0
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 3M 72K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 48M 95K 0
VANGUARD INDEX FDS TOTAL STK MKT 5M 19K 0
VANGUARD INDEX FDS VALUE ETF 4M 26K 0
VANGUARD INDEX FDS SM CP VAL ETF 1M 7K 0
VANGUARD INDEX FDS SMALL CP ETF 399K 2K 0
VANGUARD INDEX FDS GROWTH ETF 2M 5K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 45K 0
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 3M 22K 0
VANGUARD MALVERN FDS STRM INFPROIDX 2M 46K 0
VANGUARD MUN BD FDS TAX EXEMPT BD 427K 9K 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 11M 146K 0
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 22M 375K 0
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 8M 172K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 16M 327K 0
VANGUARD WELLINGTON FD SHORT TRM TAX EX 229K 2K 0
VANGUARD WORLD FD ESG US STK ETF 443K 5K 0
VANGUARD WORLD FD ESG INTL STK ETF 282K 5K 0
VANGUARD WORLD FD ESG US CORP BD 845K 14K 0