Hedge Fund Database

WELLINGTON MANAGEMENT COMPANY LLP

Adviser information for WELLINGTON MANAGEMENT COMPANY LLP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 2021
Investment Advisory/Research 541
Registered Broker-Dealer Representatives 70
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,511 $1193.3B
Non-Discretionary 48 $89.4B
Total 1,559 $1282.7B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 30 $13.9B
Investment companies 235 $620.0B
Business development companies 0 $0
Pooled investment vehicles 467 $262.1B
Pension and profit sharing plans 193 $71.9B
Charitable organizations 72 $11.8B
State or municipal gov entities 95 $59.2B
Other investment advisers 13 $81.4B
Insurance companies 366 $111.6B
Sovereign wealth funds and foreign official institutions 48 $39.5B
Corporations or other businesses 39 $10.8B
Other <5 $360.1M
Type Number
No. of Non-RAUM Clients 41
No. of Non-U.S. Clients 33

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed feesPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 86.4M
Both for Same 0
Portfolio Manager to Program Sponsor
UNIFIED MANAGED ACCOUNT PROGRAM MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MANAGED PORTFOLIO ADVISORS NATIXIS ADVISORS, L.P.
SEI MANAGED ACCOUNT PROGRAM SEI INVESTMENTS MANAGEMENT CORP
J.P. MORGAN SECURITIES STRATEGIC INVESTMENT SERVICES PROGRAM ("STRATIS") J.P. MORGAN SECURITIES LLC
CHASE WEALTH MANAGEMENT ADVISORY PROGRAM J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES UNIFIED MANAGED ACCOUNT PROGRAM ("UMA") J.P. MORGAN SECURITIES LLC

Identifiers

SEC RIA File Number 801-15908
SEC ERA File Number 801-15908
SEC CIK Numbers 1633863
SEC CRD Numbers 106595
Legal Entity Identifier 549300YHP12TEZNLCX41

Principal Office

280 CONGRESS STREET
BOSTON
MA
United States
Monday - Friday, 8:30 - 5:30
Tel: 617-951-5000, Fax: None

Websites

twitter.com/wellington_mgmt www.linkedin.com/company/wellington-management/ www.wellington.com www.linkedin.com/showcase/65394709/admin/ www.youtube.com/channel/uclxxqtybpcbn4doxh1on52w

Chief Compliance Officer

JAMES S. PETERSON
280 CONGRESS STREET
BOSTON
MA
United States
Tel: 617-289-3142
(Full email address available in API data)

Regulatory Contact

GREGORY S. KONZAL
HEAD OF LEGAL, AMERICAS
280 CONGRESS STREET
BOSTON
MA
United States
Tel: 617-790-7151
(Full email address available in API data)

Industry Affiliates

CLIMATE INNOVATION I CO-INVEST GP LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
WAI GP LSG LUXEMBOURG Sponsor, GP, manager of pooled investment vehicles
WELLINGTON ALTERNATIVE INVESTMENTS Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
WELLINGTON BIOMEDICAL INNOVATION II GP L.P. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
WELLINGTON CLIMATE INNOVATION I GP L.P. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
WELLINGTON CLO GP LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
WELLINGTON FUNDS (US) LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
WELLINGTON FUNDS DISTRIBUTORS INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
WELLINGTON GLOBAL PRIVATE FUND MANAGEMENT (SHANGHAI) LIMITED Sponsor, GP, manager of pooled investment vehicles
WELLINGTON HADLEY HARBOR IV GP L.P. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
WELLINGTON LUXEMBOURG, S.A R.L. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
WELLINGTON MANAGEMENT AUSTRALIA PTY LTD Other investment adviser, including financial planners
WELLINGTON MANAGEMENT CANADA ULC Other investment adviser, including financial planners
WELLINGTON MANAGEMENT CLO ADVISORS LLC Other investment adviser, including financial planners
WELLINGTON MANAGEMENT EUROPE GMBH Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
WELLINGTON MANAGEMENT FUNDS LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
WELLINGTON MANAGEMENT HONG KONG LIMITED Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
WELLINGTON MANAGEMENT INTERNATIONAL LTD Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
WELLINGTON MANAGEMENT JAPAN PTE LTD Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
WELLINGTON MANAGEMENT SINGAPORE PTE LTD Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
WELLINGTON MANAGEMENT SWITZERLAND GMBH Other investment adviser, including financial planners
WELLINGTON PRIVATE FUND MANAGEMENT (SHANGHAI) LIMITED Sponsor, GP, manager of pooled investment vehicles
WELLINGTON TRUST COMPANY, NA Trust company
WELLINGTON VENTURE INVESTMENTS I GP L.P. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ARCHIPELAGO STRATEGIES (CAYMAN) SPC POOLED INVESTMENT VEHICLE $70.9M $1.0M 2
PAGOSA STRATEGIES (CAYMAN) SPC POOLED INVESTMENT VEHICLE $205.8M $1.0M 2
WELLINGTON CLO PARTNERS FUND I, L.P. Hedge Fund $143.5M $5.0M 31
WELLINGTON TRUST COMPANY NATIONAL ASSOCIATION MULTIPLE COMMON TRUST FUNDS TRUST EMERGING MARKETS SYSTEMATIC EQUITY PORTFOLIO TRUST COMPANY POOL $369.9M $1.0M 8
WELLINGTON TRUST COMPANY NATIONAL ASSOCIATION MULTIPLE COMMON TRUST FUNDS TRUST OPPORTUNISTIC FI ALLOCATION II PORTFOLIO Hedge Fund $731.4M $1.0M 4
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, ASIA TECHNOLOGY PORTFOLIO TRUST COMPANY POOL $12.1M $1.0M 5
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, ASIAN OPPORTUNITIES TRUST COMPANY POOL $532.4M $1.0M 6
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, BLENDED OPPORTUNISTIC EMERGING MARKETS DEBT PORTFOLIO Hedge Fund $1,604.7M $1.0M 17
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, CHILDREN'S MEDICAL CENTER LIQUIDITY PORTFOLIO TRUST COMPANY POOL $556.1M $1.0M 7
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, CLIMATE STRATEGY PORTFOLIO TRUST COMPANY POOL $308.3M $1.0M 10
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, COMMODITIES PORTFOLIO Hedge Fund $244.9M $1.0M 18
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, CONTRARIAN VALUE INFLATION OPPORTUNITIES PORTFOLIO TRUST COMPANY POOL $104.7M $1.0M 5
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, CORE BOND PLUS PORTFOLIO Hedge Fund $619.9M $1.0M 14
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, CORE BOND PLUS/HIGH YIELD BOND PORTFOLIO Hedge Fund $0.0M $1.0M 0
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, CORE BOND PLUS/MORTGAGE-BACKED SECURITIES PORTFOLIO Hedge Fund $1,048.1M $1.0M 4
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, CORE BOND PORTFOLIO Hedge Fund $971.5M $1.0M 31
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, CORE HIGH YIELD BOND PORTFOLIO Hedge Fund $125.5M $1.0M 4
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, DAILY ENDURING ASSETS PORTFOLIO Hedge Fund $60.7M $1.0M 5
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, DIVERSIFIED INFLATION HEDGES II PORTFOLIO Hedge Fund $68.8M $1.0M 8
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, DIVERSIFIED INFLATION HEDGES PORTFOLIO Hedge Fund $823.1M $1.0M 61
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, DURABLE COMPANIES PORTFOLIO Hedge Fund $809.6M $1.0M 87
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, DYNAMIC GROWTH PORTFOLIO TRUST COMPANY POOL $177.7M $1.0M 3
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, EMERGING COMPANIES PORTFOLIO Hedge Fund $497.8M $1.0M 42
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, EMERGING LOCAL DEBT PORTFOLIO Hedge Fund $711.2M $1.0M 17
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, EMERGING MARKETS DEBT II PORTFOLIO Hedge Fund $73.9M $1.0M 3
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, EMERGING MARKETS DEBT PORTFOLIO Hedge Fund $171.1M $1.0M 1
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, EMERGING MARKETS LOCAL EQUITY PORTFOLIO TRUST COMPANY POOL $497.1M $1.0M 27
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, EMERGING MARKETS OPPORTUNITIES PORTFOLIO TRUST COMPANY POOL $1,010.1M $1.0M 28
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, EMERGING MARKETS PORTFOLIO Hedge Fund $598.5M $1.0M 11
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, EMERGING MARKETS RESEARCH EQUITY PORTFOLIO TRUST COMPANY POOL $848.2M $1.0M 53
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, EMERGING MARKETS SMALL CAP SYSTEMATIC EQUITY PORTFOLIO TRUST COMPANY POOL $129.6M $1.0M 1
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, ENDURING ASSETS PORTFOLIO Hedge Fund $279.4M $1.0M 55
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, GLOBAL BOND OPPORTUNITIES - US TARGET TREASURIES PORTFOLIO TRUST COMPANY POOL $104.2M $1.0M 10
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, GLOBAL CONTRARIAN EQUITY PORTFOLIO TRUST COMPANY POOL $0.1M $1.0M 0
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, GLOBAL FUNDAMENTAL GROWTH PORTFOLIO TRUST COMPANY POOL $115.3M $1.0M 2
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, GLOBAL IMPACT PORTFOLIO TRUST COMPANY POOL $243.1M $1.0M 18
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, GLOBAL MANAGED RISK PLUS II PORTFOLIO TRUST COMPANY POOL $0.0M $1.0M 0
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, GLOBAL OPPORTUNITIES PORTFOLIO TRUST COMPANY POOL $351.0M $1.0M 14
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, GLOBAL PERSPECTIVES PORTFOLIO TRUST COMPANY POOL $309.4M $1.0M 13
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, GLOBAL PROPERTY PORTFOLIO TRUST COMPANY POOL $1.2M $1.0M 4
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, GLOBAL QUALITY GROWTH PORTFOLIO TRUST COMPANY POOL $264.9M $1.0M 15
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, GLOBAL RESEARCH EQUITY PORTFOLIO TRUST COMPANY POOL $0.0M $1.0M 0
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, GLOBAL SELECT CAPITAL APPRECIATION PORTFOLIO Hedge Fund $949.9M $1.0M 27
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, GLOBAL TOTAL RETURN II PORTFOLIO Hedge Fund $1,514.3M $1.0M 1
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, GLOBAL TOTAL RETURN PORTFOLIO Hedge Fund $773.8M $1.0M 7
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, INTERMEDIATE BOND PORTFOLIO Hedge Fund $130.8M $1.0M 16
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, INTERNATIONAL CONTRARIAN VALUE PORTFOLIO TRUST COMPANY POOL $1,202.4M $1.0M 65
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, INTERNATIONAL OPPORTUNITIES PORTFOLIO TRUST COMPANY POOL $814.3M $1.0M 18
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, INTERNATIONAL QUALITY GROWTH PORTFOLIO TRUST COMPANY POOL $1,206.5M $1.0M 76
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, INTERNATIONAL RESEARCH EQUITY PORTFOLIO TRUST COMPANY POOL $177.4M $1.0M 13
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, INTERNATIONAL SMALL CAP OPPORTUNITIES PORTFOLIO TRUST COMPANY POOL $0.0M $1.0M 0
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, INTERNATIONAL SMALL CAP RESEARCH EQUITY PORTFOLIO TRUST COMPANY POOL $519.2M $1.0M 29
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, JAPAN SMALL CAP EQUITY PORTFOLIO TRUST COMPANY POOL $0.1M $1.0M 0
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, MICRO CAP EQUITY PORTFOLIO Hedge Fund $466.0M $1.0M 28
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, MID CAP GROWTH PORTFOLIO Hedge Fund $5.9M $1.0M 2
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, MID CAP OPPORTUNITIES PORTFOLIO TRUST COMPANY POOL $16.8M $1.0M 5
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, MULTI SECTOR CREDIT TRUST COMPANY POOL $925.1M $1.0M 12
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, OPPORTUNISTIC EMERGING MARKETS DEBT PORTFOLIO Hedge Fund $260.3M $1.0M 8
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, OPPORTUNISTIC EQUITY PORTFOLIO Hedge Fund $213.8M $1.0M 1
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, OPPORTUNISTIC FIXED INCOME ALLOCATION PORTFOLIO Hedge Fund $6,524.7M $1.0M 63
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, OPPORTUNISTIC GROWTH PORTFOLIO TRUST COMPANY POOL $0.0M $1.0M 0
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, OPPORTUNISTIC INFLATION SENSITIVE BOND PORTFOLIO TRUST COMPANY POOL $262.9M $1.0M 4
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, OPPORTUNISTIC INVESTMENT ALLOCATION PORTFOLIO Hedge Fund $268.2M $1.0M 7
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, QUALITY VALUE PORTFOLIO TRUST COMPANY POOL $60.2M $1.0M 18
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, REAL ESTATE SECURITIES PORTFOLIO TRUST COMPANY POOL $5.2M $1.0M 2
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, RESEARCH ENERGY II PORTFOLIO TRUST COMPANY POOL $126.5M $1.0M 5
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, RESEARCH ENERGY PORTFOLIO TRUST COMPANY POOL $37.0M $1.0M 5
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, RESEARCH EQUITY PORTFOLIO Hedge Fund $1,419.3M $1.0M 46
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, SELECT LEADERS PORTFOLIO TRUST COMPANY POOL $926.7M $1.0M 85
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, SELECT OPPORTUNISTIC COMMODITIES PORTFOLIO Hedge Fund $0.0M $1.0M 0
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, SHORT-TERM CASH PORTFOLIO TRUST COMPANY POOL $0.0M $1.0M 0
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, SMALL CAP 2000 PORTFOLIO TRUST COMPANY POOL $419.0M $1.0M 21
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, SMALL CAP OPPORTUNITIES PORTFOLIO TRUST COMPANY POOL $127.2M $1.0M 19
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, SMALL CAP VALUE PORTFOLIO TRUST COMPANY POOL $136.7M $1.0M 17
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, SMID CAP RESEARCH EQUITY PORTFOLIO TRUST COMPANY POOL $360.8M $1.0M 24
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, SMID CAP VALUE PORTFOLIO TRUST COMPANY POOL $132.9M $1.0M 5
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, TIPS PLUS PORTFOLIO TRUST COMPANY POOL $0.0M $1.0M 0
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, TREASURY INFLATION PROTECTED SECURITIES (TIPS) PORTFOLIO TRUST COMPANY POOL $280.6M $1.0M 6
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, ULTRA SHORT DURATION PORTFOLIO Hedge Fund $37.9M $1.0M 16
WELLINGTON TRUST COMPANY, NA MULTIPLE COMMON TRUST FUNDS TRUST, US INFLATION LINKED PORTFOLIO TRUST COMPANY POOL $240.8M $1.0M 14
WELLINGTON TRUST COMPANY, NATIONAL ASSOCIATION MULTIPLE COMMON TRUST FUNDS TRUST BANK LOAN PORTFOLIO TRUST COMPANY POOL $351.4M $1.0M 5
WELLINGTON TRUST COMPANY, NATIONAL ASSOCIATION MULTIPLE COMMON TRUST FUNDS TRUST SUSTAINABLE COMMODITIES PORTFOLIO TRUST COMPANY POOL $46.1M $1.0M 2
WELLINGTON TRUST COMPANY, NATIONAL ASSOCIATION MULTIPLE COMMON TRUST FUNDS TRUST, EMERGING MARKET THEMES PORTFOLIO Hedge Fund $143.3M $1.0M 13
WELLINGTON TRUST COMPANY, NATIONAL ASSOCIATION MULTIPLE COMMON TRUST FUNDS TRUST, GLOBAL CREDIT ABSOLUTE RETURN PORTFOLIO Hedge Fund $3,508.3M $1.0M 1
WELLINGTON TRUST COMPANY, NATIONAL ASSOCIATION MULTIPLE COMMON TRUST FUNDS TRUST, GLOBAL RESEARCH EQUITY CATHOLIC VALUES PORT TRUST COMPANY POOL $102.5M $1.0M 20
WELLINGTON TRUST COMPANY, NATIONAL ASSOCIATION MULTIPLE COMMON TRUST FUNDS TRUST, INTERNATIONAL HORIZONS TRUST COMPANY POOL $0.0M $1.0M 0
WELLINGTON TRUST COMPANY, NATIONAL ASSOCIATION MULTIPLE COMMON TRUST FUNDS TRUST, JAPAN VALUE REALIZATION PORTFOLIO TRUST COMPANY POOL $0.0M $1.0M 0
WELLINGTON TRUST COMPANY, NATIONAL ASSOCIATION MULTIPLE COMMON TRUST FUNDS TRUST, MULTI-ASSET HIGH INCOME PORTFOLIO TRUST COMPANY POOL $19.4M $1.0M 4
WELLINGTON TRUST COMPANY, NATIONAL ASSOCIATION MULTIPLE COMMON TRUST FUNDS TRUST, SMALL COMPANIES PORTFOLIO TRUST COMPANY POOL $242.2M $1.0M 4

Control Persons

Name Type Entity Title Since Ownership
WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP Domestic Entity – MANAGING PARTNER 01/2015 > 75%
WELLINGTON MANAGEMENT GROUP LLP Domestic Entity WELLINGTON GROUP HOLDINGS LLP MANAGING PARTNER 05/2014 > 75%
WELLINGTON GROUP HOLDINGS LLP Domestic Entity WELLINGTON INVESTMENT ADVISORS HOLDINGS LLP MANAGING PARTNER 05/2014 > 75%
PETERSON, JAMES, SCOTT Individual – CHIEF COMPLIANCE OFFICER 01/2021 < 5%
KLAR, STEPHEN Individual – PRESIDENT 01/2021 < 5%
HYNES, JEAN, MARIE Individual – CHIEF EXECUTIVE OFFICER 07/2021 < 5%
KONZAL, GREGORY, SCOTT Individual – HEAD OF LEGAL, AMERICAS 08/2019 < 5%
Murphy, Erin, Kimberly Individual – CHIEF FINANCIAL OFFICER 05/2023 < 5%

No. Employees, Historic

3,0001,500020192020202120222023202420251699 on 8/1/20191699 on 12/9/20191699 on 12/10/20191699 on 1/8/20201771 on 3/30/20201771 on 3/31/20201771 on 1/7/20211775 on 3/31/20211775 on 7/1/20211775 on 7/1/20211775 on 11/3/20211775 on 11/17/20211775 on 1/10/20221922 on 3/31/20221922 on 3/31/20221922 on 4/12/20221922 on 9/7/20221922 on 1/4/20232139 on 3/31/20232139 on 5/5/20232139 on 10/3/20232139 on 1/10/20242021 on 3/29/2024

RAUM, Historic

2000B1000B02019202020212022202320242025965327090836 on 8/1/20191181960216447 on 12/9/20191181960216447 on 12/10/20191181960216447 on 1/8/20201229639488519 on 3/30/20201229639488519 on 3/31/20201229639488519 on 1/7/20211372497306507 on 3/31/20211372497306507 on 7/1/20211372497306507 on 7/1/20211372497306507 on 11/3/20211372497306507 on 11/17/20211372497306507 on 1/10/20221488387227057 on 3/31/20221488387227057 on 3/31/20221488387227057 on 4/12/20221488387227057 on 9/7/20221488387227057 on 1/4/20231204691064459 on 3/31/20231204691064459 on 5/5/20231204691064459 on 10/3/20231204691064459 on 1/10/20241282732502947 on 3/29/2024

No. Clients, Historic

2,0001,000020192020202120222023202420251588 on 8/1/20191640 on 12/9/20191640 on 12/10/20191640 on 1/8/20201622 on 3/30/20201622 on 3/31/20201623 on 1/7/20211660 on 3/31/20211660 on 7/1/20211660 on 7/1/20211660 on 11/3/20211660 on 11/17/20211660 on 1/10/20221707 on 3/31/20221707 on 3/31/20221707 on 4/12/20221707 on 9/7/20221707 on 1/4/20231407 on 3/31/20231407 on 5/5/20231338 on 10/3/20231338 on 1/10/20241559 on 3/29/2024