Hedge Fund Database

EATON VANCE MANAGEMENT

Adviser information for EATON VANCE MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Other (specify)
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 225
Investment Advisory/Research 160
Registered Broker-Dealer Representatives 14
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 9

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,970 $62.5B
Non-Discretionary 1,881 $530.5M
Total 3,851 $63.0B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 45 $34.0B
Business development companies 0 $0
Pooled investment vehicles 48 $13.7B
Pension and profit sharing plans 22 $2.0B
Charitable organizations 24 $739.6M
State or municipal gov entities 9 $2.5B
Other investment advisers 0 $0
Insurance companies 8 $3.5B
Sovereign wealth funds and foreign official institutions <5 $1.5B
Corporations or other businesses 25 $576.2M
Other 3,669 $4.5B
Type Number
No. of Non-RAUM Clients 8
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMPerformance-based feesPERCENTAGE OF PORTFOLIO INCOME
Other Business Activities Commodity pool operator or commodity trading advisor

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 1.6B
Both for Same 0
Portfolio Manager to Program Sponsor
UNIFIED MANAGED ACCOUNT MORGAN STANLEY
MANAGED360 PROGRAM BNY MELLON ADVISORS, INC.
MANAGED ACCOUNT SELECT/ACCESS CHARLES SCHWAB & CO., INC.
ACCESS ADVISORY PROGRAM UBS FINANCIAL SERVICES INC.
SWP PROGRAM UBS FINANCIAL SERVICES INC.
PERSONALIZED UNIFIED MANAGED ACCOUNT PROGRAM WELLS FARGO CLEARING SERVICES, LLC
DIVERSIFIED MANAGED ALLOCATIONS WELLS FARGO CLEARING SERVICES, LLC
MANAGED ACCOUNT PRUDENTIAL PNC

Identifiers

SEC RIA File Number 801-15930
SEC ERA File Number 801-15930
SEC CIK Numbers None
SEC CRD Numbers 104859
Legal Entity Identifier 549300RJ0CSL5M1B7J96

Principal Office

ONE POST OFFICE SQUARE
BOSTON
MA
United States
Monday - Friday, 8:30AM TO 5:30PM (EST)
Tel: 617-482-8260, Fax: None

Websites

www.linkedin.com/showcase/eaton-vance-institutional/ institutional.eatonvance.com www.youtube.com/channel/ucep59ez4govcblowe-cb0jq funds.eatonvance.com www.linkedin.com/company/eaton-vance/ global.eatonvance.com twitter.com/eatonvance www.evmanagement.com www.eatonvance.com offshore.eatonvance.com www.eatonvancerealestate.com

Chief Compliance Officer

RICK FROIO
CHIEF COMPLIANCE OFFICER
ONE POST OFFICE SQUARE
BOSTON
MA
United States
Tel: 617-672-8416
(Full email address available in API data)

Regulatory Contact

LAURA DONOVAN
EXECUTIVE DIRECTOR, COMPLIANCE
ONE POST OFFICE SQUARE
BOSTON
MA
United States
Tel: 617-672-8061
(Full email address available in API data)

Industry Affiliates

ATLANTA CAPITAL Other investment adviser, including financial planners
BOSTON MANAGEMENT AND RESEARCH Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
CALVERT RESEARCH AND MANAGEMENT Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
EATON VANCE ADVISERS INTERNATIONAL LTD. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
EATON VANCE DISTRIBUTORS, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
EATON VANCE MANAGEMENT (INTERNATIONAL) LIMITED Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners
EATON VANCE TRUST COMPANY Trust company
MORGAN STANLEY Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
MORGAN STANLEY | EATON VANCE CLO MANAGER LLC Other investment adviser, including financial planners
MORGAN STANLEY DISTRIBUTION, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
MORGAN STANLEY INVESTMENT MANAGEMENT (JAPAN) CO., LTD. Other investment adviser, including financial planners
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY Other investment adviser, including financial planners
MORGAN STANLEY INVESTMENT MANAGEMENT INC. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
MORGAN STANLEY MUFG SECURITIES CO., LTD. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
MS CAPITAL PARTNERS ADVISER INC. Other investment adviser, including financial planners
MSIM FUND MANAGEMENT (IRELAND) LIMITED Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
PARAMETRIC PORTFOLIO ASSOCIATES Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
EATON VANCE CLO 2013-1 LTD. Securitized Asset Fund $411.3M $0.3M 11
EATON VANCE CLO 2014-1R, LTD Securitized Asset Fund $458.1M $0.3M 10
EATON VANCE CLO 2015-1 LTD. Securitized Asset Fund $350.9M $0.3M 15
EATON VANCE CLO 2018-1 LTD. Securitized Asset Fund $440.4M $0.3M 14
EATON VANCE CLO 2019-1, LTD. Securitized Asset Fund $396.3M $0.3M 14
EATON VANCE CLO 2020-1 LTD Securitized Asset Fund $450.9M $0.3M 15
EATON VANCE EMERGING MARKETS DEBT OPPORTUNITY FUND LLC Hedge Fund $271.2M $5.0M 4
EATON VANCE EMERGING MARKETS DEBT OPPORTUNITY FUND LTD. Hedge Fund $61.2M $5.0M 4
EATON VANCE EMERGING MARKETS DEBT OPPORTUNITY MASTER FUND LTD. Hedge Fund $348.8M $5.0M 2
EATON VANCE EQUITY HARVEST FUND LLC PRIVATE FUND $6.3M $0.3M 2
EATON VANCE INSTITUTIONAL SENIOR LOAN FUND PRIVATE INVESTMENT FUND $3,868.4M $1.0M 137
EATON VANCE INSTITUTIONAL SENIOR LOAN PLUS FUND Hedge Fund $317.4M $1.0M 5
EATON VANCE MULTI-ASSET CREDIT FUND II, LLC Hedge Fund $292.7M $5.0M 13
EATON VANCE PARAMETRIC MUNICIPAL CREDIT TRIDENT FUND LLC PRIVATE FUND $273.8M $0.3M 499

Control Persons

Name Type Entity Title Since Ownership
Froio, Richard, Francis Individual – CHIEF COMPLIANCE OFFICER 11/2017 < 5%
MORGAN STANLEY Domestic Entity MORGAN STANLEY CAPITAL MANAGEMENT, LLC MEMBER 10/2002 > 75%
Gallacher, Desmond, J Individual – CHIEF TECHNOLOGY OFFICER AND VICE PRESIDENT 03/2021 < 5%
MORGAN STANLEY CAPITAL MANAGEMENT, LLC Domestic Entity – OWNS 100% OF EATON VANCE MANAGEMENT 08/2023 > 75%
BUHAIN WINSLOW, LISA Individual – CHIEF ADMINISTRATIVE OFFICER 12/2023 < 5%
CHAPPUIS, JACQUES, PHILPPE Individual – CO-CHIEF EXECUTIVE OFFICER & CO-PRESIDENT 01/2024 < 5%
HUNEKE, BENJAMIN, CORDT Individual – CO-CHIEF EXECUTIVE OFFICER & CO-PRESIDENT 01/2024 < 5%

No. Employees, Historic

9004500202020212022202320242025868 on 1/29/2020868 on 4/9/2020868 on 6/16/2020868 on 6/26/2020868 on 10/22/2020868 on 11/10/2020866 on 1/29/2021866 on 3/1/2021866 on 3/30/2021866 on 3/30/2021866 on 3/30/2021866 on 4/5/2021866 on 5/17/2021866 on 7/30/2021866 on 11/2/2021776 on 3/31/2022776 on 10/13/2022247 on 3/31/2023247 on 5/15/2023247 on 8/24/2023247 on 10/2/2023247 on 11/8/2023247 on 12/8/2023247 on 1/16/2024225 on 3/27/2024

RAUM, Historic

200B100B0202020212022202320242025108934742498 on 1/29/2020108934742498 on 4/9/2020108934742498 on 6/16/2020108934742498 on 6/26/2020108934742498 on 10/22/2020108934742498 on 11/10/202073036634870 on 1/29/202173036634870 on 3/1/202173036634870 on 3/30/202173036634870 on 3/30/202173036634870 on 3/30/202173036634870 on 4/5/202173036634870 on 5/17/202173036634870 on 7/30/202173036634870 on 11/2/202186483917631 on 3/31/202286483917631 on 10/13/202277205211457 on 3/31/202377205211457 on 5/15/202377205211457 on 8/24/202377205211457 on 10/2/202377205211457 on 11/8/202377205211457 on 12/8/202377205211457 on 1/16/202463043262559 on 3/27/2024

No. Clients, Historic

50,00025,000020202021202220232024202548002 on 1/29/202048002 on 4/9/202048002 on 6/16/202048002 on 6/26/202048002 on 10/22/202048002 on 11/10/20207594 on 1/29/20217594 on 3/1/20217594 on 3/30/20217594 on 3/30/20217594 on 3/30/20217594 on 4/5/20217594 on 5/17/20217594 on 7/30/20217594 on 11/2/20216721 on 3/31/20226721 on 10/13/20226289 on 3/31/20236289 on 5/15/20236289 on 8/24/20236289 on 10/2/20236289 on 11/8/20236289 on 12/8/20236289 on 1/16/20243851 on 3/27/2024