CHARTER CAPITAL MANAGEMENT, INC
CHARTER CAPITAL MANAGEMENT, INC. Legal Name
Adviser information for CHARTER CAPITAL MANAGEMENT, INC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 356 | $342.8M |
| Non-Discretionary | 12 | $13.1M |
| Total | 368 | $355.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 332 | $235.4M |
| HNW Individuals | 24 | $120.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-16127 |
|---|---|
| SEC ERA File Number | 801-16127 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 35919 |
| Legal Entity Identifier | None |
Principal Office
13805 W BURLEIGH ROADSUITE 100
BROOKFIELD
WI
United States
Monday - Friday, 8:00AM - 4:30PM
Tel: 414-257-3700, Fax: 414-257-0917
Chief Compliance Officer
JOEL T. HASSLER
PRESIDENT / CCO
13805 W BURLEIGH ROAD
SUITE 100
BROOKFIELD
WI
United States
Tel:
414-257-3700
Fax:
414-257-0917
J*******@*****************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Verhulst, Samuel, Peter | Individual | – | ADVISOR, SHAREHOLDER | 01/2022 | 5-10% |
| HASSLER, JOEL, T | Individual | – | CHIEF COMPLIANCE OFFICER, PRESIDENT, SHAREHOLDER | 12/2004 | 25-50% |
| GLASER, DANIEL, RICHARD | Individual | – | VICE PRESIDENT, SHAREHOLDER | 01/2012 | 25-50% |
| CALI, ALEXANDRA, MARIE | Individual | – | ADVISOR, SHAREHOLDER | 01/2022 | 5-10% |