LATHROP INVESTMENT MANAGEMENT CORP
Adviser information for LATHROP INVESTMENT MANAGEMENT CORP last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Arkansas, United States |
Employees
Total Number of Employees | 6 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 840 | $680.3M |
Non-Discretionary | 1 | $188.1M |
Total | 841 | $868.4M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 63 | $43.6M |
HNW Individuals | 153 | $507.7M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 5 | $281.0M |
Charitable organizations | <5 | $9.2M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $26.9M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 1 |
No. of Non-U.S. Clients | 2 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
---|---|
Compensation | % of AUMFixed fees |
Principal Office
10 CORPORATE HILL DRIVESUITE 225
LITTLE ROCK
AR
United States
Monday - Friday, 8:15AM TO 4:30PM
Tel: 501-227-4930, Fax: 501-227-7630
Websites
Chief Compliance Officer
RYAN MITCHELL GATTIN
PORTFOLIO MANAGER/ANALYST
10 CORPORATE HILL DRIVE
SUITE 225
LITTLE ROCK
AR
United States
Tel:
501-227-4930
Fax:
501-227-7630
R***@*******M
(Full email address available in API data)
Regulatory Contact
GREGORY C. LATHROP
PRESIDENT
10 CORPORATE HILL DRIVE
SUITE 225
LITTLE ROCK
AR
United States
Tel:
501-227-4930
Fax:
501-227-7630
G***@*******M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
LATHROP, GREGORY, COLIN | Individual | – | PRESIDENT | 04/1981 | > 75% |
GATTIN, RYAN, MITCHELL | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
Abbott Laboratories | Com | 383 | 4K | – |
AbbVie Inc | Com | 647 | 4K | – |
Accenture PLC A | Com | 5K | 17K | – |
Acuity Brands Inc | Com | 14K | 59K | – |
Adobe Systems Inc | Com | 15K | 27K | – |
Advanced Micro Devices Inc | Com | 2K | 13K | – |
Alcon Inc | Com | 16K | 177K | – |
Alphabet Inc A | Com | 556 | 3K | – |
Alphabet Inc C | Com | 413 | 2K | – |
Amazon.com Inc | Com | 659 | 3K | – |
American Electric Power Co Inc | Com | 277 | 3K | – |
Analog Devices Inc | Com | 18K | 80K | – |
Apple Inc | Com | 21K | 98K | – |
Arista Networks Inc | Com | 801 | 2K | – |
Bank of America Corporation | Com | 714 | 18K | – |
Bank OZK | Com | 280 | 7K | – |
Berkshire Hat A 100th | Com | 1K | 200 | – |
Berkshire Hathaway Inc B | Com | 4K | 10K | – |
Broadcom Inc Com | Com | 210 | 131 | – |
Cadence Bank | Com | 645 | 23K | – |
Charles River Laboratories International Inc | Com | 6K | 30K | – |
Charles Schwab Corp | Com | 16K | 212K | – |
Cisco Systems Inc | Com | 10K | 213K | – |
Coca-Cola Co | Com | 953 | 15K | – |
Costco Wholesale Corp | Com | 326 | 384 | – |
Cullen/Frost Bankers Inc | Com | 9K | 84K | – |
CVS Health Corp | Com | 7K | 118K | – |
Danaher Corp | Com | 6K | 23K | – |
Eli Lilly and Co | Com | 1K | 1K | – |
Entergy Corp | Com | 268 | 3K | – |
Exxon Mobil Corp | Com | 11K | 92K | – |
GE Aerospace | Com | 4K | 28K | – |
Home BancShares Inc | Com | 636 | 27K | – |
Illinois Tool Works Inc | Com | 14K | 61K | – |
International Business Machines Corp | Com | 6K | 37K | – |
Invesco S&P 500 Equal Weight ETF | ETF | 366 | 2K | – |
iShares Russell Mid-Cap Value ETF | ETF | 215 | 2K | – |
Jacobs Solutions Inc | Com | 18K | 129K | – |
JB Hunt Transport Services Inc | Com | 303 | 2K | – |
Johnson & Johnson | Com | 696 | 5K | – |
Johnson Controls International PLC | Com | 11K | 162K | – |
JPMorgan Chase & Co | Com | 468 | 2K | – |
Kimberly-Clark Corp | Com | 256 | 2K | – |
Kinder Morgan Inc P | Com | 13K | 675K | – |
Kirby Corp | Com | 19K | 162K | – |
Labcorp Holdings Inc | Com | 13K | 66K | – |
Lam Research Corp | Com | 7K | 6K | – |
Markel Group Inc | Com | 12K | 8K | – |
Martin Marietta Materials Inc | Com | 20K | 36K | – |
Merck & Co Inc | Com | 744 | 6K | – |
Meta Platforms Inc Class A | Com | 233 | 462 | – |
Microsoft Corp | Com | 28K | 62K | – |
Newell Brands Inc | Com | 64 | 10K | – |
Nike Inc B | Com | 7K | 94K | – |
NVIDIA Corp | Com | 4K | 29K | – |
Olo Inc - Class A | Com | 2K | 434K | – |
Oracle Corp | Com | 9K | 64K | – |
Palo Alto Networks Inc | Com | 2K | 6K | – |
PepsiCo Inc | Com | 275 | 2K | – |
Procter & Gamble Co | Com | 218 | 1K | – |
Regions Financial Corp | Com | 306 | 15K | – |
RTX CORP | Com | 12K | 123K | – |
Schlumberger Ltd | Com | 9K | 186K | – |
Schwab International Equity ETF | ETF | 264 | 7K | – |
Schwab US Aggregate Bond ETF | ETF | 1K | 28K | – |
Schwab US Large-Cap ETF | ETF | 392 | 6K | – |
Schwab US Mid-Cap ETF | ETF | 5K | 67K | – |
Sony Group Corp | Com | 11K | 131K | – |
Southern Co | Com | 534 | 7K | – |
Stryker Corp | Com | 17K | 51K | – |
Teradyne Inc | Com | 14K | 92K | – |
The Home Depot Inc | Com | 13K | 38K | – |
Thermo Fisher Scientific Inc | Com | 17K | 31K | – |
Triumph Group Inc | Com | 2K | 136K | – |
Tyson Foods Inc Class A | Com | 489 | 9K | – |
United Parcel Service Inc Class B | Com | 8K | 56K | – |
Vanguard Mid-Cap ETF | ETF | 251 | 1K | – |
Vanguard Total Stock Market ETF | ETF | 820 | 3K | – |
Wal-Mart Stores Inc | Com | 23K | 332K | – |
Walt Disney Co | Com | 13K | 126K | – |
Waste Connections Inc | Com | 372 | 2K | – |