MARSHALL & SULLIVAN, INC.
MARSHALL & SULLIVAN INC Legal Name
Adviser information for MARSHALL & SULLIVAN, INC. last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 200 | $429.7M |
| Non-Discretionary | 0 | $0 |
| Total | 200 | $429.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 77 | $33.6M |
| HNW Individuals | 107 | $341.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $22.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 7 | $25.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $7.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsCONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-16142 |
|---|---|
| SEC ERA File Number | 801-16142 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105168 |
| Legal Entity Identifier | None |
Principal Office
1109 FIRST AVE. SUITE 200SEATTLE
WA
United States
Monday - Friday, 7AM TO 3PM
Tel: 206-621-9014, Fax: 206-682-9075
Websites
Chief Compliance Officer
ROBINSON, GREGORY S
PRESIDENT, CHIEF COMPLIANCE OFFICER
1109 FIRST AVE. SUITE 200
SEATTLE
WA
United States
Tel:
206-621-9014
Fax:
206-682-9075
G***@***********M
(Full email address available in API data)
Industry Affiliates
| MSFM LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FRESNO TUCSON RETIREMENT INVESTORS, LLC | Real Estate Fund | $3.2M | $0.1M | 25 |
| GATEWAY CENTER INVESTORS, LLC | Real Estate Fund | $0.4M | $0.1M | 14 |
| LAKESIDE AGGRESSIVE GROWTH FUND, LLC | Real Estate Fund | $1.5M | $0.0M | 17 |
| LAKESIDE INCOME & GROWTH FUND, LLC | Real Estate Fund | $1.2M | $0.0M | 26 |
| REAL ESTATE INVESTMENT OPPORTUNITY, LLC | Real Estate Fund | $0.9M | $0.0M | 30 |
| SOUTHWEST LAND DEVELOPMENT, LLC | Real Estate Fund | $4.3M | $0.1M | 29 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROBINSON, GREGORY, SCOTT | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 01/2000 | 25-50% |
| ROBINSON, ARTHUR, SIDNEY | Individual | – | OWNER/DIRECTOR | 10/1994 | 25-50% |
| ELLIOTT, RUTH-ELLEN | Individual | – | OWNER | 10/1997 | 5-10% |
| MIRACLE, HOWARD, DAVIS | Individual | – | VICE PRESIDENT | 05/2011 | 10-25% |
| SULLIVAN, W, PRICE | Individual | – | OWNER/DIRECTOR | 10/2012 | < 5% |
| CASADY, MARY, S | Individual | – | OWNER | 10/2012 | < 5% |
| LIVELY, JO ELLEN, S | Individual | – | OWNER | 10/2012 | < 5% |
| LORD, PATICIA, A | Individual | – | OWNER | 10/2012 | < 5% |