FRIESS ASSOCIATES, LLC

Adviser information for FRIESS ASSOCIATES, LLC last updated from Form ADV on August 18th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 18 $181.9M
Non-Discretionary 0 $0
Total 18 $181.9M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals <5 $1.8M
Banking or thrift institutions 0 $0
Investment companies 3 $52.5M
Business development companies 0 $0
Pooled investment vehicles 1 $19.4M
Pension and profit sharing plans <5 $3.4M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers <5 $69.4M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $18.8M
Other 7 $16.5M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-16178
SEC ERA File Number 801-16178
SEC CIK Numbers 820289
SEC CRD Numbers 107735
Legal Entity Identifier None

Principal Office

3711 KENNETT PIKE
SUITE 205
GREENVILLE
DE
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 302-656-3017, Fax: 302-656-9088

Websites

Chief Compliance Officer

MATTHEW WILLIAMS
CHIEF COMPLIANCE OFFICER
3711 KENNETT PIKE
SUITE 205
GREENVILLE
DE
United States
Tel: 302-657-5412
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
GREENWICH FRIESS LONG/SHORT FUND, LP Hedge Fund $19.4M $1.0M 11

Control Persons

Name Type Entity Title Since Ownership
WILLIAMS, MATTHEW, R. Individual CHIEF COMPLIANCE OFFICER 07/2012 5-10%

No. Employees, Historic

20100202020212022202320245 on 3/30/20205 on 6/29/20204 on 3/26/20214 on 7/15/202111 on 3/9/202211 on 7/28/202311 on 8/18/2023

RAUM, Historic

1B500M020202021202220232024956932593 on 3/30/2020956932593 on 6/29/2020269180693 on 3/26/2021274235873 on 7/15/2021181859800 on 3/9/2022181859800 on 7/28/2023181859800 on 8/18/2023

No. Clients, Historic

201002020202120222023202414 on 3/30/202014 on 6/29/202012 on 3/26/202114 on 7/15/202111 on 3/9/202211 on 7/28/202311 on 8/18/2023

Holdings

From latest 13F, filed August 15th, 2022 for period ending June 30th, 2022
Name Class Value $USD # Shares Private Fund
ACM Research Inc. COM 3K 178K
AXT Inc. COM 822 140K
Aehr Test Systems COM 2K 255K
Agriforce Growing Systems LT COM 1K 452K
Amphastar Pharmaceutcials Inc. COM 3K 98K
Assertio Holdings Inc. COM 2K 767K
Axogen Inc. COM 2K 254K
Bioceres Crop Solutions Corp. COM 2K 121K
Caleres Inc. COM 2K 87K
Carriage Services Inc. COM 2K 50K
Catalyst Pharmaceuticals Inc. COM 2K 305K
Clearfield Inc. COM 1K 24K
DHI Group Inc. COM 2K 483K
Daseke Inc. COM 2K 336K
Edgio Inc. COM 2K 776K
Electromed Inc. COM 488 51K
Holley Inc. COM 2K 162K
Infinera Corp. COM 2K 343K
Information Services Group, In COM 2K 349K
Infusystem Holding Inc. COM 1K 148K
Kura Sushi USA Inc. COM 3K 57K
Lantronix Inc. COM 2K 299K
MarineMax Inc. COM 2K 52K
NV5 Global Inc. COM 1K 12K
Napco Security Technologies In COM 2K 96K
Omniq Corp. COM 751 137K
Ooma Inc. COM 2K 145K
Qualtek Services Inc. COM 629 425K
Siga Technologies Inc. COM 1K 121K
Stratasys Ltd. COM 3K 157K
Tecnoglass Inc. COM 2K 133K
Titan Machinery Inc. COM 2K 103K