PERSONAL INVESTMENT MANAGEMENT INC
Adviser information for PERSONAL INVESTMENT MANAGEMENT INC last updated from Form ADV on January 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,429 | $534.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1,429 | $534.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 319 | $162.8M |
| HNW Individuals | 172 | $370.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $611,926 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesINVESTMENT CONSULTING SERVICES |
|---|---|
| Compensation | % of AUM |
Principal Office
22500 NE MARKETPLACE DRIVESUITE 203
REDMOND
WA
United States
Monday - Friday, 8:00 AM TO 4:30 PM
Tel: 425-883-7990, Fax: 425-883-8660
Websites
Chief Compliance Officer
JENNIFER A. LADUCA
CHIEF OPERATING OFFICER
22500 NE MARKETPLACE DRIVE
SUITE 203
REDMOND
WA
United States
Tel:
425-553-1302
Fax:
425-883-8669
J***@**********M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER J. REEDY
CHIEF EXECUTIVE OFFICER
22500 NE MARKETPLACE DRIVE
SUITE 203
REDMOND
WA
United States
Tel:
425-883-7990
Fax:
425-883-8660
C*****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COYAN, RODNEY, GEORGE | Individual | – | VICE PRESIDENT | 02/2020 | 25-50% |
| REEDY, CHRISTOPHER, JAMES | Individual | – | CHAIRMAN OF THE BOARD OF DIRECTORS & CHIEF EXECUTIVE OFFICER | 12/2012 | 50-75% |
| FAHEY, BRIAN, CHARLES | Individual | – | CHIEF INVESTMENT OFFICER | 02/2020 | 25-50% |
| LADUCA, JENNIFER, ANN | Individual | – | CHIEF OPERATING OFFICER | 01/2021 | < 5% |
| LADUCA, JENNIFER, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |