MH & ASSOCIATES SECURITIES MANAGEMENT CORPORATION
MH & ASSOCIATES SECURITIES MANAGEMENT CORP Legal Name
Adviser information for MH & ASSOCIATES SECURITIES MANAGEMENT CORPORATION last updated from Form ADV on September 15th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MAY |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 157 | $122.3M |
| Non-Discretionary | 1 | $8.9M |
| Total | 158 | $131.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 32 | $9.8M |
| HNW Individuals | 45 | $121.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 75 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-16281 |
|---|---|
| SEC ERA File Number | 801-16281 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110516 |
| Legal Entity Identifier | None |
Principal Office
2888 LOKER AVENUE EASTSUITE 318
CARLSBAD
CA
United States
Monday - Friday, 7:30 - 4:30
Tel: 626-440-9694, Fax: 626-440-9799
Websites
Chief Compliance Officer
JOHN HEILMAN
PRESIDENT
2888 LOKER AVENUE EAST
SUITE 318
CARLSBAD
CA
United States
Tel:
626-440-9694
Fax:
626-440-9799
J***@******************M
(Full email address available in API data)
Regulatory Contact
DANIEL MEICHELBOCK
VICE PRESIDENT AND CO-COMPLIANCE OFFICER
23901 CALABASAS ROAD
SUITE 2005
CALABASAS
CA
United States
Tel:
818-591-1884
Fax:
626-440-9799
D*****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HEILMAN, JOHN, Z | Individual | – | PRESIDENT, CCO, CHIEF FINANCIAL OFFICER, CHIEF INVESTMENT OFFICER & SECRETARY | 07/1981 | 25-50% |
| Meichelbock, Daniel, Joseph | Individual | – | VICE PRESIDENT | 05/2018 | 50-75% |
| Heilman, Andrew, Michael | Individual | – | VICE PRESIDENT | 01/2021 | 10-25% |
| Heilman, Lara | Individual | – | MANAGER | 01/2021 | 10-25% |