SIT INVESTMENT ASSOCIATES, INC
Adviser information for SIT INVESTMENT ASSOCIATES, INC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 72 |
|---|---|
| Investment Advisory/Research | 36 |
| Registered Broker-Dealer Representatives | 11 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 81 | $3.2B |
| Non-Discretionary | 0 | $0 |
| Total | 81 | $3.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | 16 | $168.9M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 14 | $1.8B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $274.2M |
| Pension and profit sharing plans | <5 | $134.4M |
| Charitable organizations | 6 | $366.9M |
| State or municipal gov entities | <5 | $92.3M |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $137.5M |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $139.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
3300 IDS CENTER80 SOUTH EIGHTH STREET
MINNEAPOLIS
MN
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 612-332-3223, Fax: 612-344-1210
Websites
Chief Compliance Officer
PAUL E. RASMUSSEN
VICE PRESIDENT
3300 IDS CENTER
80 SOUTH EIGHTH STREET
MINNEAPOLIS
MN
United States
Tel:
612-332-3223
Fax:
612-344-1210
P**@************M
(Full email address available in API data)
Regulatory Contact
KELLY BOSTON
STAFF ATTORNEY
3300 IDS CENTER
80 SOUTH EIGHTH STREET
MINNEAPOLIS
MN
United States
Tel:
612-332-3223
Fax:
612-344-1210
K**@************M
(Full email address available in API data)
Industry Affiliates
| SIA SECURITIES CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SIT FIXED INCOME ADVISORS II, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SIT CAPITAL FUND, L.P. | PRIVATE INVESTMENT FUND WITH REDEMPTION OPPORTUNITIES THAT INVESTS IN PUBLICLY TRADED EQUITY SECURITIES. | $79.7M | $1.0M | 13 |
| SIT FUND I, LLC | Real Estate Fund | $1.6M | $0.0M | 15 |
| SIT GLOBAL DIVIDEND GROWTH FUND, LLC | PRIVATE INVESTMENT FUND WITH REDEMPTION OPPORTUNITIES THAT INVESTS IN FOREIGN & U.S. DIVIDEND PAYING EQUITY SECURITIES. | $23.8M | $0.5M | 11 |
| SIT GLOBAL FUND, LLC | PRIVATE INVESTMENT FUND WITH REDEMPTION OPPORTUNITIES THAT INVESTS IN PUBLICLY TRADED FOREIGN AND U.S. EQUITY SECURITIES. | $39.3M | $1.0M | 4 |
| SIT LARGE CAP FUND, LLC | PRIVATE INVESTMENT FUND WITH REDEMPTION OPPORTUNITIES THAT INVESTS IN PUBLICLY TRADED EQUITY SECURITIES. | $11.5M | $1.0M | 4 |
| SIT PACIFIC BASIN FUND, LLC | PRIVATE INVESTMENT FUND WITH REDEMPTION OPPORTUNITIES THAT INVESTS IN PUBLICLY TRADED FOREIGN EQUITY SECURITIES. | $10.3M | $1.0M | 6 |
| SIT SMALL CAP FUND II, LLC | PRIVATE INVESTMENT FUND WITH REDEMPTION OPPORTUNITIES INVESTING IN PUBLICLY TRADED EQUITY SECURITIES. | $5.5M | $1.0M | 3 |
| SIT SMALL CAP FUND, LLC | PRIVATE INVESTMENT FUND WITH REDEMPTION OPPORTUNITIES THAT INVESTS IN PUBLICLY TRADED EQUITY SECURITIES. | $16.9M | $1.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SIT, ROGER, J | Individual | – | PRESIDENT, CEO & GLOBAL CIO, DIRECTOR, TRUSTEE | 02/2008 | 50-75% |
| RASMUSSEN, PAUL, EDWARD | Individual | – | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 12/1998 | < 5% |
| SIT, GAIL, V. | Individual | – | SHAREHOLDER | 06/2008 | 25-50% |
| GAIL V. SIT FAMILY TRUST | Domestic Entity | – | SHAREHOLDER | 12/2009 | 25-50% |
| SIT, RONALD, D. | Individual | – | VICE PRESIDENT, DIRECTOR, TRUSTEE | 12/2009 | 50-75% |
| SIT, ROBERT, W | Individual | – | VICE PRESIDENT | 12/2010 | 10-25% |
| Sit, Raymond, Eugene | Individual | – | VICE PRESIDENT | 12/2015 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AFLAC INC | COMMON | 375 | 4K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AGCO CORP | COMMON | 2K | 18K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AZZ INC | COMMON | 2K | 31K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ABBOTT LABORATORIES | COMMON | 20K | 196K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ADDUS HOMECARE CORP | COMMON | 4K | 32K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ADVANCED MICRO DEVICES INC | COMMON | 56 | 345 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AEROVIRONMENT INC | COMMON | 3K | 18K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AIR PRODUCTS & CHEMICALS INC | COMMON | 30 | 116 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ALASKA AIR GROUP INC | COMMON | 2K | 38K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ALBEMARLE CORP | COMMON | 109 | 1K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ALIGN TECHNOLOGY INC | COMMON | 2K | 9K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ALLIANZ SE ADR | DEPOSITARY RECEI | 6K | 203K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ALTAIR ENGINEERING INC-A | COMMON | 6K | 64K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AMAZON.COM INC | COMMON | 42K | 216K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AMEREN CORP | COMMON | 19 | 268 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AMERICAN INTERNATIONAL GROUP I | COMMON | 10K | 141K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AMETEK INC | COMMON | 2K | 15K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AMGEN INC | COMMON | 234 | 750 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ANALOG DEVICES INC | COMMON | 553 | 2K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| APPLE INC | COMMON | 116K | 553K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| APPLIED MATERIALS INC | COMMON | 43K | 184K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ARISTA NETWORKS INC | COMMON | 23K | 66K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ASTRAZENECA PLC ADR | DEPOSITARY RECEI | 20K | 254K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ATLASSIAN CORP PLC | COMMON | 9K | 50K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AUTODESK INC | COMMON | 9K | 35K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AVERY DENNISON CORP | COMMON | 165 | 755 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BAIDU INC ADR | DEPOSITARY RECEI | 517 | 6K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BANK OF AMERICA CORP | COMMON | 1K | 29K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BANK OF NEW YORK MELLON CORP | COMMON | 9K | 154K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BELDEN INC | COMMON | 2K | 23K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BERKSHIRE HATHAWAY INC | COMMON | 217 | 533 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BHP BILLITON ADR | DEPOSITARY RECEI | 2K | 44K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BOOT BARN HLDGS INC | COMMON | 2K | 15K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BOOZ ALLEN HAMILTON HOLDING CO | COMMON | 15K | 97K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BRADY CORP | COMMON | 178 | 3K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BRINK'S CO/THE | COMMON | 538 | 5K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CABOT CORP | COMMON | 1K | 16K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CARLISLE COS INC | COMMON | 6K | 14K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CASEY'S GENERAL STORES INC | COMMON | 3K | 7K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CATERPILLAR INC | COMMON | 1K | 4K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CENTURY COMMUNITIES INC | COMMON | 1K | 17K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CHESAPEAKE UTILS CORP | COMMON | 1K | 13K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CHEVRON CORP | COMMON | 3K | 19K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CIENA CORP | COMMON | 2K | 48K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CITIGROUP INC | COMMON | 10K | 153K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| COCA-COLA CO/THE | COMMON | 761 | 12K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| COLLIERS INTL GROUP INC | COMMON | 3K | 26K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| COMMERCIAL METALS CO | COMMON | 410 | 7K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CONAGRA BRANDS INC | COMMON | 604 | 21K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| COPART INC | COMMON | 2K | 34K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CRANE COMPANY | COMMON | 3K | 24K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CRANE NXT COMPANY | COMMON | 2K | 30K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CROCS INC | COMMON | 2K | 12K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CUBESMART | REIT | 449 | 10K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| DTE ENERGY CO | COMMON | 5K | 47K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| DEERE & CO | COMMON | 27 | 71 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| DEXCOM INC | COMMON | 15K | 129K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| WALT DISNEY CO/THE | COMMON | 192 | 2K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| DOLLAR GENERAL CORP | COMMON | 175 | 1K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| DONALDSON INC | COMMON | 3K | 48K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| DOVER CORP | COMMON | 4K | 22K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| DYNATRACE INC | COMMON | 4K | 88K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| EBAY INC | COMMON | 5K | 94K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ECOLAB INC | COMMON | 161 | 675 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| EMERSON ELECTRIC CO | COMMON | 12K | 106K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| EQUIFAX INC | COMMON | 777 | 3K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| EURONET WORLDWIDE INC | COMMON | 3K | 29K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| FTI CONSULTING INC | COMMON | 1K | 5K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| FOMENTO ECONOMICO MEXICANO ADR | DEPOSITARY RECEI | 170 | 2K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ARTHUR J GALLAGHER & CO | COMMON | 7K | 27K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| GENERAL DYNAMICS CORP | COMMON | 15K | 51K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| GENUINE PARTS CO | COMMON | 156 | 1K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| GILEAD SCIENCES INC | COMMON | 1K | 20K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| GLAUKOS CORP | COMMON | 1K | 9K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| H & E EQUIPMENT SERVICES | COMMON | 2K | 50K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| HANOVER INSURANCE GROUP INC/TH | COMMON | 2K | 13K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| HERCULES CAPITAL INC | COMMON | 369 | 18K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| HOME DEPOT INC | COMMON | 23K | 68K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| HONEYWELL INTERNATIONAL INC | COMMON | 18K | 82K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| HORACE MANN EDUCATORS CORP | COMMON | 732 | 22K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| HUBBELL INC | COMMON | 5K | 15K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| HUBSPOT INC | COMMON | 6K | 11K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| HUNTINGTON BANCSHARES INC/OH | COMMON | 2K | 153K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| HUNTSMAN CORP | COMMON | 256 | 11K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| IBERDROLA SA ADR | DEPOSITARY RECEI | 3K | 59K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INSPIRE MEDICAL SYSTEMS | COMMON | 914 | 7K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INTEL CORP | COMMON | 557 | 18K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INTL BUSINESS MACHINES CORP | COMMON | 9K | 51K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INTUIT INC | COMMON | 18K | 27K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| IOVANCE BIOTHERAPEUTICS I | COMMON | 427 | 53K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| JOHNSON & JOHNSON | COMMON | 13K | 88K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| KLA CORP | COMMON | 289 | 350 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| KNIGHT-SWIFT TRANSPORT INC | COMMON | 3K | 61K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| L3HARRIS TECHNOLOGIES INC | COMMON | 6K | 28K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| LANTHEUS HLDGS INC | COMMON | 4K | 51K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ELI LILLY & CO | COMMON | 11K | 12K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| LINCOLN ELECTRIC HOLDINGS INC | COMMON | 2K | 9K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| LOCKHEED MARTIN CORP | COMMON | 4K | 9K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| LULULEMON ATHLETICA INC | COMMON | 5K | 18K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MP MATERIALS CORP | COMMON | 705 | 55K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MARTEN TRANSPORT LTD | COMMON | 542 | 29K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MCDONALD'S CORP | COMMON | 17K | 65K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MERCURY GENERAL CORP | COMMON | 2K | 40K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MEREO BIOPHARMA GROUP PLC | DEPOSITARY RECEI | 3 | 970 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MICROSOFT CORP | COMMON | 141K | 317K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MICRON TECHNOLOGY INC | COMMON | 6K | 49K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MONDELEZ INTERNATIONAL INC | COMMON | 8K | 124K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MONOLITHIC POWER SYSTEMS INC | COMMON | 12K | 15K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MOTOROLA SOLUTIONS INC | COMMON | 540 | 1K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MUNICH RE GROUP ADR | DEPOSITARY RECEI | 60 | 1K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NATERA INC | COMMON | 2K | 15K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NATIONAL PRESTO INDUSTRIES INC | COMMON | 94 | 1K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NESTLE SA ADR | DEPOSITARY RECEI | 3K | 31K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NEWMONT MINING CORP | COMMON | 136 | 3K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NICE LTD ADR | DEPOSITARY RECEI | 133 | 775 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NIKE INC CL B | COMMON | 6K | 83K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NORTHERN OIL AND GAS INC | COMMON | 7K | 185K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NORTHROP GRUMMAN CORP | COMMON | 3K | 7K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NOVO-NORDISK A S ADR | DEPOSITARY RECEI | 15K | 102K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CHORD ENERGY CORPORATION | COMMON | 8K | 45K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| OLD NATIONAL BANCORP/IN | COMMON | 834 | 49K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| OLD REPUBLIC INTL CORP | COMMON | 142 | 5K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| OLIN CORP | COMMON | 3K | 63K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| OUTSET MED INC | COMMON | 10 | 3K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PPG INDUSTRIES INC | COMMON | 5K | 37K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PALO ALTO NETWORKS INC | COMMON | 12K | 34K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PARKER-HANNIFIN CORP | COMMON | 9K | 18K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PATTERSON COS INC | COMMON | 676 | 28K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PEPSICO INC | COMMON | 21K | 129K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| REVVITY INC | COMMON | 78 | 745 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PFIZER INC | COMMON | 767 | 27K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PIPER SANDLER COMPANIES | COMMON | 788 | 3K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| POTLATCHDELTIC CORP | REIT | 252 | 6K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| POWER INTEGRATIONS INC | COMMON | 565 | 8K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PROCTER & GAMBLE CO | COMMON | 13K | 77K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PROTO LABS INC | COMMON | 424 | 14K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PUBLIC SVC ENTERPRISE GRP | COMMON | 228 | 3K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| QUALCOMM INC | COMMON | 260 | 1K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| REALTY INCOME CORP | REIT | 10K | 192K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| REGAL REXNORD CORPORATION | COMMON | 1K | 10K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| REINSURANCE GROUP OF AMERICA I | COMMON | 13K | 64K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| RELX PLC - ADR | DEPOSITARY RECEI | 3K | 74K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| RENTOKIL INITIAL PLC-ADR | DEPOSITARY RECEI | 631 | 21K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| RIO TINTO PLC ADR | DEPOSITARY RECEI | 2K | 31K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ROCKWELL AUTOMATION INC | COMMON | 1K | 5K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ROPER INDS INC | COMMON | 18 | 32 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ROSS STORES INC | COMMON | 184 | 1K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| SHELL PLC ADR | DEPOSITARY RECEI | 10K | 145K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| SAFRAN SA ADR | DEPOSITARY RECEI | 2K | 31K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| SAREPTA THERAPEUTICS INC | COMMON | 5K | 34K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| SCIENCE APPLICATIONS INTL CORP | COMMON | 144 | 1K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| SHERWIN-WILLIAMS CO/THE | COMMON | 6K | 22K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| SIEMENS AG ADR | DEPOSITARY RECEI | 14K | 149K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| SILGAN HOLDINGS INC | COMMON | 883 | 21K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| JM SMUCKER CO/THE | COMMON | 143 | 1K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| SONY GROUP CORPORATION ADR | DEPOSITARY RECEI | 4K | 46K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| SQUARE INC | COMMON | 29 | 450 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| STARBUCKS CORP | COMMON | 2K | 26K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| STEPAN CO | COMMON | 453 | 5K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| STIFEL FINANCIAL CORP | COMMON | 2K | 28K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| SUPERNUS PHARMACEUTICALS INC | COMMON | 1K | 39K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| SURMODICS INC | COMMON | 699 | 17K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TJX COS INC/THE | COMMON | 22K | 201K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TAIWAN SEMICONDUCTOR ADR | DEPOSITARY RECEI | 3K | 19K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TAKE-TWO INTERACTIVE SOFTWARE | COMMON | 2K | 10K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| THERMO FISHER SCIENTIFIC INC | COMMON | 15K | 27K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| THOMSON REUTERS CORP | COMMON | 1K | 6K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TRANSDIGM GROUP INC | COMMON | 26 | 20 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| US BANCORP | COMMON | 536 | 14K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| UNION PACIFIC CORP | COMMON | 22K | 96K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| VANGUARD FTSE DEV MKTS ETF | EXCHANGE TRADED | 294 | 6K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| VANGUARD MSCI EMERGING MKT | EXCHANGE TRADED | 42 | 950 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| VANGUARD SMALL CAP ETF | EXCHANGE TRADED | 252 | 1K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| WALMART INC | COMMON | 72 | 1K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| WESTERN ALLIANCE BANCORP | COMMON | 444 | 7K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| WILLIAMS COS INC DEL | COMMON | 11K | 252K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ZURICH INSURANCE GROUP AG ADR | DEPOSITARY RECEI | 2K | 33K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| EQUITABLE HLDGS INC | COMMON | 208 | 5K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| RAYTHEON TECHNOLOGIES COR | COMMON | 58 | 575 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| QUANTA SERVICES INC | COMMON | 193 | 760 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CNO FINL GROUP INC | COMMON | 571 | 21K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| EVOLUTION AB- ADR | DEPOSITARY RECEI | 2K | 21K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TARGET CORP | COMMON | 4K | 27K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ESSENTIAL PPTYS RLTY TR I | REIT | 609 | 22K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TRAVELERS COS INC/THE | COMMON | 46 | 226 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BROADSTONE NET LEASE INC | REIT | 552 | 35K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AES CORP. | COMMON | 233 | 13K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ASGN INC | COMMON | 3K | 34K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ABBVIE INC | COMMON | 15K | 89K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ADOBE INC | COMMON | 22K | 39K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AGILENT TECHNOLOGIES INC | COMMON | 7K | 55K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AIR LEASE CORP | COMMON | 7K | 153K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AKOYA BIOSCIENCES INC | COMMON | 4 | 2K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ALIBABA GROUP HOLDING LTD ADR | DEPOSITARY RECEI | 140 | 2K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ALPHABET INC - CL C | COMMON | 19K | 102K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ALPHABET INC - CL A | COMMON | 50K | 274K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AMBEV SA ADR | DEPOSITARY RECEI | 44 | 22K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AMERICAN TOWER CORP | REIT | 122 | 630 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AMERIPRISE FINANCIAL INC | COMMON | 10K | 24K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ANSYS INC | COMMON | 5K | 14K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ARRAY TECHNOLOGIES INC | COMMON | 384 | 37K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ARTISAN PARTNERS ASSET MG | COMMON | 2K | 44K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ASCENDIS PHARMA A/S ADR | DEPOSITARY RECEI | 2K | 13K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ATRICURE INC | COMMON | 2K | 86K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AVIENT CORPORATION | COMMON | 1K | 26K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AXON ENTERPRISE INC | COMMON | 2K | 7K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AZEK CO INC | COMMON | 2K | 46K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BAE SYSTEMS PLC ADR | DEPOSITARY RECEI | 4K | 56K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BANCO SANTANDER CHILE ADR | DEPOSITARY RECEI | 89 | 5K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BIOMARIN PHARMACEUTICAL INC | COMMON | 2K | 24K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BIO-TECHNE CORP | COMMON | 4K | 55K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK INC | COMMON | 46 | 58 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKSTONE GROUP INC | COMMON | 2K | 15K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BOOKING HOLDINGS INC | COMMON | 2K | 466 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BROADCOM INC | COMMON | 97K | 60K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CADENCE BANK | COMMON | 791 | 28K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CARDINAL HEALTH INC | COMMON | 5K | 47K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CARETRUST REIT INC | REIT | 163 | 7K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CARLYLE GROUP LP/THE | COMMON | 8K | 209K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CENTENE CORP | COMMON | 3K | 44K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CHENIERE ENERGY INC | COMMON | 13K | 74K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CISCO SYSTEMS INC | COMMON | 3K | 69K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| COHERENT INC | COMMON | 2K | 30K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| COMMSCOPE HLDG CO INC | COMMON | 10 | 8K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CONOCOPHILLIPS | COMMON | 24K | 207K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CONSTELLATION BRANDS INC | COMMON | 10K | 40K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CONSTELLATION ENERGY GROUP | COMMON | 291 | 1K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| COSTCO WHOLESALE CORP | COMMON | 708 | 833 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CROWDSTRIKE HLDGS INC | COMMON | 2K | 7K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| DT MIDSTREAM INC | COMMON | 648 | 9K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| DELL TECHNOLOGIES INC | COMMON | 7K | 52K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| DEVON ENERGY CORP | COMMON | 2K | 40K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| DIAGEO PLC ADR | DEPOSITARY RECEI | 3K | 26K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| DIMENSIONAL ETF TRUST | EXCHANGE TRADED | 61 | 2K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| DOMINION RES INC VA NEW | COMMON | 17 | 349 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| DROPBOX INC | COMMON | 28 | 1K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| EAGLE MATERIALS INC | COMMON | 4K | 17K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| EMCOR GROUP INC | COMMON | 5K | 14K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ASPEN TECHNOLOGY INC | COMMON | 3K | 15K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ENCOMPASS HEALTH CORP | COMMON | 7K | 79K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ENPRO INC | COMMON | 546 | 4K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ENTEGRIS INC | COMMON | 1K | 9K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ENTERGY CORP NEW | COMMON | 176 | 2K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| EVERCORE INC - CL A | COMMON | 928 | 4K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| EVERTEC INC | COMMON | 60 | 2K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| EXACT SCIENCES CORP | COMMON | 3K | 67K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| EXXON MOBIL CORP | COMMON | 17K | 149K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| META PLATFORMS INC CLASS A | COMMON | 25K | 49K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| FEDEX CORP | COMMON | 19K | 64K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| GLENCORE PLC ADR | DEPOSITARY RECEI | 86 | 8K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| GLOBAL PAYMENTS INC | COMMON | 671 | 7K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| GOLDMAN SACHS GROUP INC/THE | COMMON | 19K | 43K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| HDFC BANK LTD ADR | DEPOSITARY RECEI | 1K | 19K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| HANNON ARMSTRONG SUST INF | COMMON | 443 | 15K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INSULET CORP | COMMON | 4K | 22K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INTELLIA THERAPEUTICS INC | COMMON | 1K | 60K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INTERCONTINENTAL EXCHANGE INC | COMMON | 12K | 91K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INTUITIVE SURGICAL INC | COMMON | 6K | 13K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INVITATION HOMES INC | REIT | 2K | 68K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| IRIDIUM COMMUNICATIONS IN | COMMON | 2K | 67K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ISHARES MSCI INDIA ETF | EXCHANGE TRADED | 1K | 20K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ISHARES INC MSCI JAPAN | EXCHANGE TRADED | 119 | 2K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| JPMORGAN CHASE & CO | COMMON | 30K | 150K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| JACOBS SOLUTIONS INC | COMMON | 3K | 25K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| JD.COM INC ADR | DEPOSITARY RECEI | 109 | 4K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| KBR INC | COMMON | 4K | 70K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| KKR & CO INC | COMMON | 4K | 38K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| KEYSIGHT TECHNOLOGIES INC | COMMON | 581 | 4K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| KODIAK GAS SERVICES INC | COMMON | 416 | 15K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MKS INSTRUMENTS INC | COMMON | 5K | 38K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MYR GROUP INC DEL | COMMON | 1K | 10K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MARATHON PETROLEUM CORP | COMMON | 37 | 216 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MASTERCARD INC | COMMON | 10 | 22 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MERCADOLIBRE INC | COMMON | 49 | 30 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MERCK & CO INC | COMMON | 11K | 86K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MOLINA HEALTHCARE INC | COMMON | 2K | 7K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MOSAIC CO/THE | COMMON | 420 | 15K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NCINO INC | COMMON | 1K | 46K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NETFLIX INC | COMMON | 6K | 9K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NEXSTAR MEDIA GROUP INC | COMMON | 6K | 36K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NEXTERA ENERGY INC | COMMON | 12K | 174K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NISOURCE INC | COMMON | 11K | 383K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NVIDIA CORP | COMMON | 113K | 914K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| OREILLY AUTOMOTIVE INC | COMMON | 153 | 145 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ORACLE CORP | COMMON | 16K | 114K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| OTIS WORLDWIDE CORP | COMMON | 810 | 8K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PPL CORP | COMMON | 10K | 379K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PTC INC | COMMON | 9K | 51K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PAYCOM SOFTWARE INC | COMMON | 3K | 19K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| T ROWE PRICE GROUP INC | COMMON | 519 | 5K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PRINCIPAL FINANCIAL GROUP INC | COMMON | 45 | 575 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PROSHARES S&P500 ARISTOCRATS | EXCHANGE TRADED | 362 | 4K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PROVIDENT FINANCIAL SERVICES I | COMMON | 473 | 33K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PUBLIC STORAGE | REIT | 129 | 450 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| QUEST DIAGNOSTICS INC | COMMON | 10K | 75K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| S&P GLOBAL INC | COMMON | 10K | 22K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| SALESFORCE INC | COMMON | 16K | 61K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| SEA LTD-ADR | DEPOSITARY RECEI | 180 | 3K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| SENSIENT TECHNOLOGIES CORP | COMMON | 430 | 6K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| SERVICENOW INC | COMMON | 8K | 11K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| SILK ROAD MEDICAL INC | COMMON | 767 | 28K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| SOUTHERN COPPER CORP | COMMON | 258 | 2K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| STRATEGIC EDUCATION INC | COMMON | 183 | 2K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| SYNOVUS FINANCIAL CORP | COMMON | 212 | 5K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TFI INTL INC | COMMON | 7K | 46K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TARGA RESOURCES CORP | COMMON | 2K | 13K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TC ENERGY CORP | COMMON | 270 | 7K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TENET HEALTHCARE CORP | COMMON | 5K | 40K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TESLA MTRS INC | COMMON | 747 | 4K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TETRALOGIC PHARMACEUTICALS COR | COMMON | 0 | 4K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TEXAS PACIFIC LAND CORPOR | COMMON | 2K | 2K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TREX CO INC | COMMON | 6K | 79K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TRIP COM GROUP LTD ADR | DEPOSITARY RECEI | 340 | 7K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TRUIST FINANCIAL CORP | COMMON | 5 | 125 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| UBER TECHNOLOGIES INC | COMMON | 1K | 15K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ULTA BEAUTY INC | COMMON | 8K | 21K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| UNITEDHEALTH GROUP INC | COMMON | 41K | 80K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| VAIL RESORTS INC | COMMON | 3K | 17K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| VERIZON COMMUNICATIONS INC | COMMON | 10K | 237K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| VERICEL CORP | COMMON | 3K | 60K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| VERTIV HOLDINGS CO-A | COMMON | 763 | 9K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| VISA INC | COMMON | 23K | 89K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| WEC ENERGY GROUP INC | COMMON | 2K | 31K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| WASTE CONNECTIONS INC | COMMON | 11K | 62K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| WASTE MANAGEMENT INC | COMMON | 12K | 55K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| WELLTOWER INC | REIT | 213 | 2K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| XYLEM INC | COMMON | 658 | 5K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| YETI HOLDINGS INC | COMMON | 2K | 56K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ZIMMER BIOMET HOLDINGS INC | COMMON | 11K | 102K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ZOETIS INC | COMMON | 375 | 2K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ZURN WATER SOLUTIONS CORP | COMMON | 670 | 23K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AON PLC | COMMON | 16 | 54 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ARCH CAPITAL GROUP LTD | COMMON | 186 | 2K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| AXIS CAPITAL HOLDINGS LTD | COMMON | 10K | 136K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ACCENTURE PLC CL A | COMMON | 26K | 87K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CRH PLC | COMMON | 2K | 23K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| COCA-COLA EUROPACIFIC PARTNERS | COMMON | 4K | 61K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| EATON CORP PLC | COMMON | 11K | 35K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ESTABLISHMENT LABS HLDGS | COMMON | 479 | 11K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ESSENT GROUP LTD | COMMON | 184 | 3K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| EVEREST GROUP LTD | COMMON | 4K | 11K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| JANUS HENDERSON GROUP PLC | COMMON | 187 | 6K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| LINDE PLC | COMMON | 9K | 21K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MEDTRONIC PLC | COMMON | 4K | 53K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| APTIV PLC | COMMON | 537 | 8K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PENTAIR LTD | COMMON | 159 | 2K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| STERIS PLC | COMMON | 3K | 12K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TECHNIPFMC PLC | COMMON | 3K | 125K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TRANE TECHNOLOGIES PLC | COMMON | 2K | 5K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| GOLAR LNG LTD | COMMON | 1K | 41K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CHUBB LTD | COMMON | 31K | 120K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| GARMIN LTD | COMMON | 8K | 52K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| LOGITECH INTERNATIONAL SA | COMMON | 2K | 18K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ON HOLDING AG | COMMON | 1K | 35K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TE CONNECTIVITY LTD | COMMON | 14K | 91K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| GLOBANT SA | COMMON | 7K | 42K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| SPOTIFY TECHNOLOGY S A | COMMON | 2K | 5K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ASML HOLDING NV | NY REG SHRS | 9K | 9K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| STELLANTIS NV | COMMON | 1K | 69K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| FLEX LTD | COMMON | 118 | 4K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ADAMS DIVERSIFIED EQUITY ADX | COMMON | 7K | 344K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ALLIANCEBERNSTEIN NATIONAL MUN | COMMON | 5K | 479K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ABERDEEN STD GLBL INFR INC FD | COMMON | 3K | 144K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK TAXABLE MUNI BOND TR | COMMON | 57K | 4M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK CAP ALLOCATION BCAT | COMMON | 5K | 329K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK RESOURCES & COMMOD B | COMMON | 2K | 186K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK CA MUNICIPAL INCOME | COMMON | 14K | 1M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKSTONE STRAT CR 2027 TERM | COMMON | 2K | 153K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BARINGS GLOBAL SHORT DUR HI YL | COMMON | 9K | 629K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKSTONE LNG SHRT CRED INC F | COMMON | 9K | 688K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK ENH INTL DVD TR BGY | COMMON | 1K | 230K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK INNOV & GRW TRM TR B | COMMON | 38K | 5M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK INCOME TR INC BKT | COMMON | 27K | 2M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK MUNICIPAL INCOME TRU | COMMON | 2K | 215K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK HLTH SCI TRM TR BMEZ | COMMON | 26K | 2M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK NY MUNI INCOME BNY | COMMON | 2K | 175K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK ENHANCED GBL DI BOE | COMMON | 2K | 219K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK SCI & TECH TRM TR BS | COMMON | 2K | 89K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK LONG-TERM MUNI ADVAN | COMMON | 1K | 129K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK CREDIT ALLOCATION IN | COMMON | 55K | 5M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK MUNICIPAL INC QUALIT | COMMON | 193 | 17K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| VIRTUS CONVERTIBLE & INC CBH | COMMON | 2K | 251K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| EATON VANCE CA MUNICIPAL INCOM | COMMON | 4K | 392K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MFS INTERMEDIATE HIGH INCOME F | COMMON | 1K | 594K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CORNERSTONE STRATEGIC VALUE FD | COMMON | 27K | 3M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MFS HIGH YIELD MUNI TR CMU | COMMON | 1K | 362K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CALAMOS LNG/SHRT EQ & DYN CPZ | COMMON | 12K | 779K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CLEARBRIDGE MLP AND MIDSTREAM | COMMON | 826 | 20K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MFS HIGH INCOME MUNICIPAL TRUS | COMMON | 2K | 437K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MFS INVESTMENT GRADE MUNICIPAL | COMMON | 1K | 160K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| DOUBLELINE OPP CREDIT FD DBL | COMMON | 40K | 3M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BNY MELLON ALCENTRA GLOBAL CRE | COMMON | 12K | 1M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BNY MELLON HIGH YIELD STRATEGI | COMMON | 6K | 2M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CREDIT SUISSE HIGH YIELD BOND | COMMON | 6K | 3M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BNYM MUNI INCOME INC DMF | COMMON | 11K | 1M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| WESTERN ASSET MORTGAGE DEFINED | COMMON | 960 | 80K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BNY MELLON STRATEGIC MUNI BOND | COMMON | 3K | 573K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ALLSPRING INCOME OPPORTUNITIES | COMMON | 6K | 880K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK ESG CAPITAL ALLOC TR | COMMON | 33K | 2M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK ENHANCED GOVERNMENT | COMMON | 17K | 2M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| WESTERN ASSET GLOBAL HIGH INC | COMMON | 375 | 53K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| EATON VANCE MUNICIPAL BOND FUN | COMMON | 33K | 3M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CLEARBRIDGE ENERGY MIDSTREAM O | COMMON | 5K | 110K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| EATON VANCE NEW YORK MUNI ENX | COMMON | 22K | 2M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| WELLS FARGO MULTI-SECTOR INC F | COMMON | 2K | 169K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| EATON VANCE SHORT DUR DIVERSIF | COMMON | 13K | 1M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| EATON VANCE CA MUNICIPAL BOND | COMMON | 29K | 3M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| EATON VANCE LIMITED DURATION I | COMMON | 49K | 5M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| FIRST TRUST SENIOR FLOATING RA | COMMON | 1K | 113K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ANGEL OAK FINANCIAL STRAT INC | COMMON | 32K | 3M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| FLAHERTY & CRUMRINE TOTAL RETU | COMMON | 2K | 154K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| FEDERATED PREMIER MUNI INC FD | COMMON | 3K | 220K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| FIRST TR MORTGAGE INCOME FD FM | COMMON | 27K | 2M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| FIRST TR INTER DUR PFD & FPF | COMMON | 2K | 89K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| FS CREDIT OPPORTUNITIES FD FS | COMMON | 22K | 3M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| FIRST TR HIGH INC LONG/SHORT F | COMMON | 9K | 701K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| FRANKLIN LIMITED DURATION INCO | COMMON | 9K | 1M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| FIRST TR HIGH YIELD OPP 2027 F | COMMON | 744 | 52K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| WA GLOBAL CORPORATE DEFINED OP | COMMON | 15K | 1M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| GABELLI MULTIMEDIA TRUST GGT | COMMON | 107 | 20K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PGIM GLOBAL SHORT DURATION HIG | COMMON | 9K | 751K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CLOUGH GLOBAL OPP FD GLO | COMMON | 12K | 2M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CLOUGH GLOBAL EQUITY FD GLQ | COMMON | 9K | 1M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| GAMCO NAT RES GOLD & INC TR GN | COMMON | 84 | 15K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MILLER HOWARD HIGH INC EQ HIE | COMMON | 29K | 3M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| WESTERN ASSET HIGH INC OPP FD | COMMON | 4K | 1M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PIONEER DIVERSIFIED HIGH INC F | COMMON | 4K | 328K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ABRDN LIFE SCIENCES INVESTOR H | COMMON | 3K | 193K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NEW AMERICA HIGH INC FD HYB | COMMON | 8K | 1M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| WESTERN ASSET HGH YLD DFN FD H | COMMON | 17K | 1M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INDIA FUND INC IFN | COMMON | 572 | 32K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| WESTERN ASSET INV GRA DEF OPP | COMMON | 14K | 796K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INVESCO VALUE MUNICIPAL INCOME | COMMON | 2K | 155K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INSIGHT SELECT INCOME FD INSI | COMMON | 40K | 2M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INVESCO QUALITY MUNICIPAL INCO | COMMON | 7K | 736K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PGIM SHORT DURATION HI YLD FD | COMMON | 7K | 524K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN FLOATING RATE INC FD JF | COMMON | 664 | 77K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| JOHN HANCOCK INVESTORS TR JHI | COMMON | 1K | 107K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| JOHN HANCOCK INCOME SECURITIES | COMMON | 28K | 3M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN MORTGAGE & INCOME FD JL | COMMON | 28K | 2M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN MULTI-MARKET INC FD JMM | COMMON | 32K | 5M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN PREFERRED INCOME OPPORT | COMMON | 46K | 6M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN PFD & INCOME TERM FD JP | COMMON | 10K | 530K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN REAL ASSET INC & GRW JR | COMMON | 7K | 544K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| DWS STRATEGIC MUNI INCOME KSM | COMMON | 10K | 986K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| DWS MUNICIPAL INCOME TRUST KTF | COMMON | 57K | 6M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| KAYNE ANDERSON ENERGY INFRASTR | COMMON | 857 | 83K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| COHEN & STEERS LTD DUR PFD & I | COMMON | 292 | 15K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BNYM STRATEGIC MUNICIPALS INC | COMMON | 103 | 17K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PIONEER MUNICIPAL HIGH INC MAV | COMMON | 15K | 2M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MFS CHARTER INCOME TRUST MCR | COMMON | 9K | 1M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MFS GOVERNMENT MARKETS INCOME | COMMON | 22K | 7M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK MUNIHOLDING MHD | COMMON | 4K | 355K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PIONEER MUNI HIGH INCOME TRUST | COMMON | 18K | 2M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK MUNIHOLDINGS NY QUAL | COMMON | 3K | 261K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MFS INTERMEDIATE INCOME TRUST | COMMON | 58K | 22M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PIONEER MUNI HIGH INC OPP MIO | COMMON | 27K | 2M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK MUNIYIELD MI QUALITY | COMMON | 6K | 549K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ALLIANCEBERNSTEIN HOLDING LP | COMMON | 1K | 40K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MAINSTAY DEFINEDTERM MUNI O MM | COMMON | 14K | 832K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| MFS MULTIMARKET INCOME TRUST M | COMMON | 154 | 33K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| WESTERN ASSET MANAGED MUNICIPA | COMMON | 1K | 102K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK MUNIYIELD PA QUALITY | COMMON | 4K | 304K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK MUNIYIELD QUALITY FD | COMMON | 3K | 279K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK MUNIYIELD QUALITY FD | COMMON | 582 | 47K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK MUNIHOLDINGS CA MUC | COMMON | 29K | 3M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK MUNIHOLDINGS QUALITY | COMMON | 4K | 353K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK MUNICIPAL INCOME FD | COMMON | 35K | 3M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK MUNIHOLDINGS NJ QUAL | COMMON | 424 | 37K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK MUNIVEST MVT | COMMON | 3K | 254K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK MUNIYIELD FD MYD | COMMON | 2K | 189K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK MUNIYIELD QUALITY FD | COMMON | 3K | 271K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| BLACKROCK MUNIYIELD NY QUALITY | COMMON | 5K | 481K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN CA DIVIDEND ADV MUNI NA | COMMON | 2K | 209K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN QUALITY MUNICIPAL INC F | COMMON | 41K | 3M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN NY QLTY MUNI INC NAN | COMMON | 41 | 4K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN BUILD AMERICA BOND FD N | COMMON | 55K | 4M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NEUBERGER BERMAN INTERMEDIATE | COMMON | 12K | 1M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NEUBERGER BERMAN NEXT GEN FD | COMMON | 8K | 588K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN AMT-FREE QUALITY MUNI I | COMMON | 55K | 5M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN MULTI ASSET INCOME NMA | COMMON | 13K | 1M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NEUBERGER BERMAN MLP INCOME FD | COMMON | 63 | 8K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN MN QUALITY MUNI INC FD | COMMON | 2K | 132K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN MA PREMIUM INCOME MUNIC | COMMON | 344 | 31K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN MO QLTY MUNI INC NOM | COMMON | 159 | 15K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN CORE PLUS IMPACT FUND N | COMMON | 17K | 2M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN VAR RT PREF & INC NPFD | COMMON | 24K | 1M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN VA PREMIUM INCOME MUNIC | COMMON | 402 | 35K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN PA QUALITY MUNI INC FD | COMMON | 29K | 2M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN NY AMT-FREE MUNICIPAL I | COMMON | 17K | 2M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TORTOISE MIDSTREAM ENERGY FD N | COMMON | 885 | 21K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN AMT-FREE MUNI CREDIT IN | COMMON | 26K | 2M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CUSHING NEXGEN INFRASTRUCTURE | COMMON | 1K | 29K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NXG NEXTGEN INFRASTR INC NXG-R | COMMON | 99 | 180K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN NJ QUALITY MUNI INC FD | COMMON | 30K | 2M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NUVEEN MUNICIPAL CREDIT INC FD | COMMON | 9K | 769K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| RIVERNORTH DOUBLELINE STR OPP | COMMON | 129 | 15K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| HIGH INCOME SECURITIES FUND PC | COMMON | 7 | 1K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PIMCO CA MUNICIPAL INCOME FUND | COMMON | 981 | 168K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PIMCO DYNAMIC INCOME STRGY PDX | COMMON | 26K | 1M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| ATLANTICUS HOLDINGS CORP | COMMON | 404 | 18K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| B. RILEY FINANCIAL INC (PFD) | COMMON | 850 | 40K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| FLAHERTY & CRUMRINE PFD INC PF | COMMON | 4K | 359K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| NATIONAL RURAL UTILS COOP | COMMON | 489 | 20K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| FLAHERTY & CRUMRINE PFD INC P | COMMON | 1K | 155K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PIONEER FLOATING RATE TR PHD | COMMON | 707 | 73K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PIONEER HIGH INCOME FUND PHT | COMMON | 5K | 710K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PUTNAM MASTER INTERMEDIATE INC | COMMON | 69K | 21M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PUTNAM MANAGED MUNI PMM | COMMON | 77 | 12K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PUTNAM PREMIER INCOME TRUST PP | COMMON | 68K | 19M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| COHEN & STEERS TAX ADVANTAGE P | COMMON | 579 | 29K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| RIVERNORTH CAP AND INCM FD RS | COMMON | 11K | 740K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| WESTERN ASSET INTERMEDIATE MUN | COMMON | 9K | 1M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| PGIM SHORT DUR HI YLD SDHY | COMMON | 2K | 150K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| CUSHING MLP & INF TOTAL RETURN | COMMON | 280 | 7K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TCW STRATEGIC INCOME FD TSI | COMMON | 33K | 7M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TORTOISE PIPELINE & ENERGY TTP | COMMON | 13 | 349 | SIT FIXED INCOME ADVISORS II LLC /ADV |
| TORTOISE ENERGY INFRASTRUCTURE | COMMON | 932 | 27K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INVESCO BOND FUND VBF | COMMON | 7K | 440K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INVESCO CA VALUE MUNICIPAL INC | COMMON | 285 | 27K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| VIRTUS GLOBAL MULTI-SECTOR INC | COMMON | 12K | 2M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INVESCO TRUST FOR INV GRADE MU | COMMON | 32K | 3M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INVESCO ADVANTAGE MUNI INC TRU | COMMON | 7K | 805K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INVESCO MUNICIPAL TRUST VKQ | COMMON | 25K | 3M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INVESCO HIGH INCOME TR II VLT | COMMON | 2K | 185K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INVESCO MUNICIPAL OPPORTUNITY | COMMON | 31K | 3M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INVESCO PA VALUE MUNI INC TR V | COMMON | 27K | 2M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INVESCO TR FOR INV GRADE NY MU | COMMON | 22K | 2M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| WESTERN ASSET DIVERSIFIED INC | COMMON | 3K | 231K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| WESTERN ASSET PREMIER BOND FUN | COMMON | 8K | 769K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| WA INFLATION-LINKED OPP & INC | COMMON | 5K | 629K | SIT FIXED INCOME ADVISORS II LLC /ADV |
| INVESCO DYNAMIC CREDIT OPP FD | COMMON | 12K | 1M | SIT FIXED INCOME ADVISORS II LLC /ADV |
| VIRTUS TOTAL RETURN FUND INC Z | COMMON | 12K | 2M | SIT FIXED INCOME ADVISORS II LLC /ADV |