COOK STREET CONSULTING, INC.
Adviser information for COOK STREET CONSULTING, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 38 |
|---|---|
| Investment Advisory/Research | 31 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 14 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 53 | $7.1B |
| Non-Discretionary | 0 | $0 |
| Total | 53 | $7.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 53 | $7.1B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 240 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsINVESTMENT POLICY STATEMENT CREATION / REVIEW FOR 3(21)A AND 3(38) ERISA PLANS |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
5299 DTC BLVDSUITE 1000
GREENWOOD VILLAGE
CO
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 303-333-7770, Fax: 303-333-7771
Chief Compliance Officer
CHRISTOPHER GARGANO
EXECUTIVE DIRECTOR
750 7TH AVENUE
34TH FLOOR
NEW YORK
NY
United States
Tel:
646-536-6877
C************@****************M
(Full email address available in API data)
Regulatory Contact
CHERYL HICKMAN
VICE PRESIDENT
100 SOUTH CHARLES STREET
4TH FLOOR
BALTIMORE
MD
United States
Tel:
667-312-4062
R*************@****************M
(Full email address available in API data)
Industry Affiliates
| MORGAN STANLEY | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCINTOSH, SCOTT, MICHAEL | Individual | – | VICE PRESIDENT | 03/2022 | < 5% |
| FRANCE, JEREMIAH, MICHAEL | Individual | – | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 03/2022 | < 5% |
| THOMPSON, MARK, JULIEN | Individual | – | DIRECTOR AND PRESIDENT | 03/2022 | < 5% |
| GORDON, MARC | Individual | – | CHIEF FINANCIAL OFFICER | 03/2022 | < 5% |
| GARGANO, CHRISTOPHER, RICHARD | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |
| MORGAN STANLEY DOMESTIC HOLDINGS, LLC | Domestic Entity | – | STOCKHOLDER | 03/2022 | > 75% |
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | Domestic Entity | MORGAN STANLEY DOMESTIC HOLDINGS, LLC | MEMBER | 03/2007 | > 75% |
| MORGAN STANLEY | Domestic Entity | MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | 03/2022 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed May 14th, 2024 for period ending March 31st, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Enbridge Inc | COM | 320M | 9M | – |
| Southwestern Energy Company | COM | 5M | 712K | – |