Hedge Fund Database

TOWLE & CO

Adviser information for TOWLE & CO last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Missouri, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 82 $879.3M
Non-Discretionary 0 $0
Total 82 $879.3M

Clients

Type Number RAUM
Individuals <5 $520,368
HNW Individuals 62 $308.3M
Banking or thrift institutions 0 $0
Investment companies 3 $242.4M
Business development companies 0 $0
Pooled investment vehicles 3 $178.0M
Pension and profit sharing plans <5 $4.6M
Charitable organizations 11 $119.2M
State or municipal gov entities <5 $26.3M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 5
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 31.9M
Both for Same 0
Portfolio Manager to Program Sponsor
CAPTRUST WRAP PROGRAM CAPTRUST FINANCIAL ADVISORS
MUTUAL ADVISORS, LLC MUTUAL ADVISORS, LLC

Identifiers

SEC RIA File Number 801-16622
SEC ERA File Number 801-16622
SEC CIK Numbers 1224014, 1143057
SEC CRD Numbers 110862
Legal Entity Identifier None

Principal Office

50 S. STEELE STREET
SUITE 1000
DENVER
CO
United States
Monday - Friday, 8:30AM-4PM (MOUNTAIN)
Tel: 303-731-2494, Fax: 303-647-1318

Websites

www.towlefunds.com www.towleco.com www.towlefund.com www.smallcapvalue.com www.linkedin.com/company/towle-&-co./ www.towledeepvalue.com www.towledeepvaluefund.com

Chief Compliance Officer

CARI HOPFENSPERGER
50 S. STEELE ST.
DENVER
CO
United States
Tel: 303-731-2494
(Full email address available in API data)

Regulatory Contact

JESSICA KARDOS
HEAD OF INVESTMENT OPERATIONS
50 S. STEELE STREET
SUITE 1000
DENVER
CO
United States
Tel: 303-731-2494
Fax: 303-647-1318
(Full email address available in API data)

Industry Affiliates

TOWLE FUND MANAGEMENT, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
TOWLE CAPITAL PARTNERS, LP POOLED FUND $74.5M $0.1M 61
TOWLE EVOLUTION MASTER FUND, LP Hedge Fund $59.1M $1.0M 38

Control Persons

Name Type Entity Title Since Ownership
TOWLE, CHRISTOPHER, DALY Individual – CHIEF EXECUTIVE OFFICER; DIRECTOR; TRUSTEE OF THE WOODY TRUST 07/2009 25-50%
THE WOODY TRUST Domestic Entity – OWNERSHIP TRUST 12/2020 25-50%
HOPFENSPERGER, CARI, ANN Individual – CHIEF COMPLIANCE OFFICER 10/2021 < 5%
SHIELDS, JAMES, MATTHEW Individual – HEAD OF PRIVATE FUNDS; SECRETARY 10/2021 < 5%
WISHWOOD, LLC Domestic Entity – OWNERSHIP ENTITY 01/2022 50-75%
TOWLE, CHRISTOPHER, DALY Individual WISHWOOD, LLC SOLE OWNER OF WISHWOOD LLC 01/2022 > 75%
MCMAHON, BROOKE, CONNORS Individual – HEAD OF BUSINESS OPERATIONS; TREASURER 04/2022 < 5%
Barthelmess, Gabriel, Lukas Individual – DIRECTOR 03/2024 < 5%

No. Employees, Historic

105020192020202120222023202420259 on 7/30/20199 on 3/26/20209 on 5/21/20209 on 3/31/20219 on 7/26/20219 on 11/9/20219 on 11/19/20219 on 3/31/20229 on 6/29/202210 on 3/28/202310 on 1/10/202410 on 3/28/2024

RAUM, Historic

900M450M02019202020212022202320242025794820241 on 7/30/2019889083798 on 3/26/2020889083798 on 5/21/2020782740823 on 3/31/2021782740823 on 7/26/2021782740823 on 11/9/2021782740823 on 11/19/2021842995191 on 3/31/2022842995191 on 6/29/2022773407222 on 3/28/2023773407222 on 1/10/2024879341384 on 3/28/2024

No. Clients, Historic

20010002019202020212022202320242025106 on 7/30/2019100 on 3/26/2020100 on 5/21/202086 on 3/31/202186 on 7/26/202186 on 11/9/202186 on 11/19/202185 on 3/31/202285 on 6/29/202280 on 3/28/202380 on 1/10/202482 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADIENT PLC ORD SHS 17M 692K –
ADVANCE AUTO PARTS INC COM 22M 355K –
ALASKA AIR GROUP INC COM 1M 25K –
ALBERTSONS COS INC COMMON STOCK 1M 52K –
ALGOMA STL GROUP INC COM 14M 2M –
ALLY FINL INC COM 24M 614K –
ALPHA METALLURGICAL RESOUR I COM 19M 67K –
AMERICAN AXLE & MFG HLDGS IN COM 19M 3M –
AMERICAN EAGLE OUTFITTERS IN COM 2M 75K –
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 12M 524K –
ARROW ELECTRS INC COM 19M 158K –
ASBURY AUTOMOTIVE GROUP INC COM 22M 96K –
AUTONATION INC COM 23M 142K –
AVNET INC COM 23M 443K –
BEST BUY INC COM 1M 14K –
BLUELINX HLDGS INC COM NEW 11M 116K –
BUNGE GLOBAL SA COM SHS 1M 11K –
CLEVELAND-CLIFFS INC NEW COM 21M 1M –
CVR ENERGY INC COM 20M 746K –
DANA INC COM 21M 2M –
DESIGNER BRANDS INC CL A 5M 721K –
DXC TECHNOLOGY CO COM 19M 988K –
ENI S P A SPONSORED ADR 956K 31K –
FOOT LOCKER INC COM 23M 907K –
FORD MTR CO DEL COM 977K 78K –
FRONTIER GROUP HLDGS INC COM 16M 3M –
G III APPAREL GROUP LTD COM 19M 708K –
GENESCO INC COM 575K 22K –
GOODYEAR TIRE & RUBR CO COM 18M 2M –
HF SINCLAIR CORP COM 24M 443K –
INGLES MKTS INC CL A 743K 11K –
ISHARES TR RUS 2000 VAL ETF 1M 8K –
JELD-WEN HLDG INC COM 15M 1M –
JONES LANG LASALLE INC COM 1M 6K –
LEAR CORP COM NEW 876K 8K –
LIBERTY ENERGY INC COM CL A 19M 898K –
MACYS INC COM 25M 1M –
MAGNA INTL INC COM 18M 418K –
MANPOWERGROUP INC WIS COM 948K 14K –
MARATHON PETE CORP COM 1M 7K –
PAR PAC HOLDINGS INC COM NEW 22M 868K –
PBF ENERGY INC CL A 28M 603K –
PETCO HEALTH & WELLNESS CO I COM 27M 7M –
PILGRIMS PRIDE CORP COM 1M 37K –
POSCO HOLDINGS INC SPONSORED ADR 723K 11K –
PROPETRO HLDG CORP COM 25M 3M –
RYERSON HLDG CORP COM 18M 900K –
SEABOARD CORP DEL COM 1M 343 –
SONIC AUTOMOTIVE INC CL A 21M 383K –
SOUTHWEST AIRLS CO COM 22M 758K –
STELLANTIS N.V SHS 893K 45K –
TERNIUM SA SPONSORED ADS 761K 20K –
TYSON FOODS INC CL A 22M 379K –
UNDER ARMOUR INC CL A 19M 3M –
UNITED AIRLS HLDGS INC COM 24M 488K –
UNITED NAT FOODS INC COM 17M 1M –
VALERO ENERGY CORP COM 1M 8K –
WALGREENS BOOTS ALLIANCE INC COM 495K 41K –
WORLD KINECT CORPORATION COM 899K 35K –
ZUMIEZ INC COM 11M 568K –