ALL SEASON FINANCIAL ADVISORS, INC.
Adviser information for ALL SEASON FINANCIAL ADVISORS, INC. last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Colorado, United States |
Employees
Total Number of Employees | 4 |
---|---|
Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 639 | $164.3M |
Non-Discretionary | 0 | $0 |
Total | 639 | $164.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 134 | $54.9M |
HNW Individuals | 46 | $108.0M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $1.4M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 26-50 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
---|---|
Compensation | % of AUM |
Principal Office
731 SHERMAN STREETDENVER
CO
United States
Monday - Friday, 8:30 A.M. TO 3:30 P.M.
Tel: 303-837-1187, Fax: 303-837-1723
Chief Compliance Officer
SAMUEL JONES
PRESIDENT
731 SHERMAN ST
DENVER
CO
United States
Tel:
303-837-1187
Fax:
303-837-1723
S**@*****************M
(Full email address available in API data)
Regulatory Contact
JOHN BURKHOLDER
OPERATIONS MANAGER
731 SHERMAN STREET
DENVER
CO
United States
Tel:
303-837-1187
Fax:
303-837-1723
J***@*****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
JONES, SAMUEL, FRANKLIN | Individual | – | PRESIDENT / CHIEF COMPLIANCE OFFICER | 11/1995 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
3M CO | COM | 391K | 4K | 0 |
ABRDN GLOBAL PREMIER PPTYS F | COM SH BEN INT | 526K | 138K | 0 |
ABRDN HEALTHCARE INVESTORS | SH BEN INT | 385K | 22K | 0 |
AGNC INVT CORP | COM | 401K | 42K | 0 |
AGNICO EAGLE MINES LTD | COM | 540K | 8K | 0 |
AIRBNB INC | COM CL A | 302K | 2K | 0 |
AMAZON COM INC | COM | 1M | 6K | 0 |
AMERICAN CENTY ETF TR | US SML CP VALU | 5M | 59K | 0 |
AMERICAN CENTY ETF TR | EMERGING MKT VAL | 709K | 15K | 0 |
AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 1M | 20K | 0 |
AMPLIFY ETF TR | BLOCKCHAIN LDR | 327K | 9K | 0 |
ANNALY CAPITAL MANAGEMENT IN | COM NEW | 414K | 22K | 0 |
ANTERO MIDSTREAM CORP | COM | 614K | 42K | 0 |
APPLE INC | COM | 1M | 7K | 0 |
ARES CAPITAL CORP | COM | 703K | 34K | 0 |
AT&T INC | COM | 780K | 41K | 0 |
AUTOMATIC DATA PROCESSING IN | COM | 2M | 7K | 0 |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 6M | 14K | 0 |
BLACKROCK ENERGY & RES TR | COM | 574K | 43K | 0 |
BLACKROCK ENHANCED GLOBAL DI | COM | 403K | 38K | 0 |
BLACKROCK MUNIYIELD QUALITY | COM | 156K | 14K | 0 |
CAPITAL SOUTHWEST CORP | COM | 559K | 21K | 0 |
CIVITAS RESOURCES INC | COM NEW | 341K | 5K | 0 |
COHEN & STEERS INFRASTRUCTUR | COM | 547K | 24K | 0 |
COHEN & STEERS QUALITY INCOM | COM | 539K | 46K | 0 |
COHEN & STEERS REIT & PFD & | COM | 544K | 27K | 0 |
DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 2M | 37K | 0 |
EPR PPTYS | COM SH BEN INT | 330K | 8K | 0 |
ETFIS SER TR I | VIRTUS INFRCAP | 944K | 45K | 0 |
FIRST TR EXCHANGE TRADED FD | NASDQ CLN EDGE | 330K | 3K | 0 |
FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 234K | 7K | 0 |
FLAHERTY & CRUMRINE DYNAMIC | SHS | 577K | 30K | 0 |
FREEPORT-MCMORAN INC | CL B | 348K | 7K | 0 |
GLOBAL X FDS | CYBRSCURTY ETF | 503K | 17K | 0 |
HANCOCK JOHN FINL OPPTYS FD | SH BEN INT NEW | 380K | 14K | 0 |
INVESCO EXCH TRADED FD TR II | VAR RATE PFD | 3M | 137K | 0 |
INVESCO EXCH TRADED FD TR II | SR LN ETF | 3M | 143K | 0 |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 4M | 22K | 0 |
INVESCO TR INVT GRADE MUNS | COM | 161K | 16K | 0 |
ISHARES INC | MSCI SINGPOR ETF | 478K | 25K | 0 |
ISHARES INC | EM MKTS DIV ETF | 657K | 24K | 0 |
ISHARES INC | MSCI JPN ETF NEW | 493K | 7K | 0 |
ISHARES TR | CORE S&P500 ETF | 4M | 8K | 0 |
ISHARES TR | EAFE VALUE ETF | 2M | 45K | 0 |
ISHARES TR | CORE S&P MCP ETF | 2M | 27K | 0 |
ISHARES TR | S&P 500 VAL ETF | 3M | 17K | 0 |
ISHARES TR | MSCI INDIA ETF | 4M | 80K | 0 |
ISHARES TR | GLOBAL 100 ETF | 873K | 9K | 0 |
ISHARES TR | GL CLEAN ENE ETF | 347K | 26K | 0 |
ISHARES TR | MSCI USA MIN VOL | 1M | 14K | 0 |
ISHARES TR | 0-5 YR TIPS ETF | 2M | 16K | 0 |
ISHARES TR | MSCI AC ASIA ETF | 776K | 11K | 0 |
ISHARES TR | S&P 500 GRWT ETF | 869K | 9K | 0 |
ISHARES TR | MSCI ACWI ETF | 2M | 17K | 0 |
ISHARES TR | CORE US AGGBD ET | 3M | 31K | 0 |
J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 6M | 97K | 0 |
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 559K | 82K | 0 |
MICROSOFT CORP | COM | 735K | 2K | 0 |
NUVEEN CORE PLUS IMPACT FUND | COM BEN INT | 602K | 55K | 0 |
NUVEEN PFD & INCOME OPPORTUN | COM | 595K | 80K | 0 |
NVIDIA CORPORATION | COM | 520K | 4K | 0 |
ORACLE CORP | COM | 393K | 3K | 0 |
PACER FDS TR | US CASH COWS 100 | 3M | 56K | 0 |
PIMCO CORPORATE & INCOME OPP | COM | 483K | 34K | 0 |
PIMCO DYNAMIC INCOME FD | SHS | 708K | 38K | 0 |
PIMCO MUN INCOME FD II | COM | 158K | 19K | 0 |
PROSHARES TR | SHRT RUSSELL2000 | 1M | 59K | 0 |
REAVES UTIL INCOME FD | COM SH BEN INT | 341K | 12K | 0 |
ROYCE SMALL CAP TRUST INC | COM | 590K | 41K | 0 |
SCHWAB STRATEGIC TR | US AGGREGATE B | 1M | 32K | 0 |
SELECT SECTOR SPDR TR | COMMUNICATION | 507K | 6K | 0 |
SLR INVESTMENT CORP | COM | 418K | 26K | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 219K | 402 | 0 |
SPDR SER TR | BLOOMBERG INVT | 4M | 118K | 0 |
SPDR SER TR | NUVEEN BLOOMBERG | 308K | 12K | 0 |
SPDR SER TR | PORTFOLIO SHORT | 3M | 112K | 0 |
STRATEGIC TRUST | RUNNING GWTH ETF | 601K | 20K | 0 |
TCW ETF TRUST | TRANSFORM SYSTEM | 268K | 4K | 0 |
TRIPLEPOINT VENTURE GROWTH B | COM | 290K | 36K | 0 |
VANECK ETF TRUST | HIGH YLD MUNIETF | 766K | 15K | 0 |
VANECK ETF TRUST | BDC INCOME ETF | 595K | 35K | 0 |
VANGUARD INDEX FDS | MID CAP ETF | 234K | 966 | 0 |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 231K | 462 | 0 |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 1M | 18K | 0 |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 797K | 4K | 0 |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 4M | 87K | 0 |
VANGUARD WORLD FD | MEGA CAP INDEX | 707K | 4K | 0 |
VERIZON COMMUNICATIONS INC | COM | 408K | 10K | 0 |
WISDOMTREE TR | EMER MKT HIGH FD | 4M | 86K | 0 |
XAI OCTAGN FLT RAT & ALT INM | COM | 578K | 82K | 0 |