ALL SEASON FINANCIAL ADVISORS, INC.

Adviser information for ALL SEASON FINANCIAL ADVISORS, INC. last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Colorado, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 639 $164.3M
Non-Discretionary 0 $0
Total 639 $164.3M

Clients

Type Number RAUM
Individuals 134 $54.9M
HNW Individuals 46 $108.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUM

Identifiers

SEC RIA File Number 801-16626
SEC ERA File Number 801-16626
SEC CIK Numbers 1746810
SEC CRD Numbers 110404
Legal Entity Identifier None

Principal Office

731 SHERMAN STREET
DENVER
CO
United States
Monday - Friday, 8:30 A.M. TO 3:30 P.M.
Tel: 303-837-1187, Fax: 303-837-1723

Chief Compliance Officer

SAMUEL JONES
PRESIDENT
731 SHERMAN ST
DENVER
CO
United States
Tel: 303-837-1187
Fax: 303-837-1723
(Full email address available in API data)

Regulatory Contact

JOHN BURKHOLDER
OPERATIONS MANAGER
731 SHERMAN STREET
DENVER
CO
United States
Tel: 303-837-1187
Fax: 303-837-1723
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
JONES, SAMUEL, FRANKLIN Individual PRESIDENT / CHIEF COMPLIANCE OFFICER 11/1995 > 75%

No. Employees, Historic

105020192020202120222023202420255 on 11/27/20196 on 3/31/20206 on 6/19/20205 on 3/31/20215 on 10/14/20214 on 2/11/20224 on 2/20/20234 on 3/28/20234 on 10/4/20234 on 3/4/2024

RAUM, Historic

300M150M02019202020212022202320242025168738867 on 11/27/2019195699255 on 3/31/2020195699255 on 6/19/2020204731971 on 3/31/2021204731971 on 10/14/2021197165856 on 2/11/2022197165856 on 2/20/2023172638977 on 3/28/2023172638977 on 10/4/2023164270134 on 3/4/2024

No. Clients, Historic

30015002019202020212022202320242025194 on 11/27/2019199 on 3/31/2020199 on 6/19/2020202 on 3/31/2021202 on 10/14/2021183 on 2/11/2022183 on 2/20/2023200 on 3/28/2023200 on 10/4/2023182 on 3/4/2024

Holdings

From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 391K 4K 0
ABRDN GLOBAL PREMIER PPTYS F COM SH BEN INT 526K 138K 0
ABRDN HEALTHCARE INVESTORS SH BEN INT 385K 22K 0
AGNC INVT CORP COM 401K 42K 0
AGNICO EAGLE MINES LTD COM 540K 8K 0
AIRBNB INC COM CL A 302K 2K 0
AMAZON COM INC COM 1M 6K 0
AMERICAN CENTY ETF TR US SML CP VALU 5M 59K 0
AMERICAN CENTY ETF TR EMERGING MKT VAL 709K 15K 0
AMERICAN CENTY ETF TR AVANTIS EMGMKT 1M 20K 0
AMPLIFY ETF TR BLOCKCHAIN LDR 327K 9K 0
ANNALY CAPITAL MANAGEMENT IN COM NEW 414K 22K 0
ANTERO MIDSTREAM CORP COM 614K 42K 0
APPLE INC COM 1M 7K 0
ARES CAPITAL CORP COM 703K 34K 0
AT&T INC COM 780K 41K 0
AUTOMATIC DATA PROCESSING IN COM 2M 7K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 6M 14K 0
BLACKROCK ENERGY & RES TR COM 574K 43K 0
BLACKROCK ENHANCED GLOBAL DI COM 403K 38K 0
BLACKROCK MUNIYIELD QUALITY COM 156K 14K 0
CAPITAL SOUTHWEST CORP COM 559K 21K 0
CIVITAS RESOURCES INC COM NEW 341K 5K 0
COHEN & STEERS INFRASTRUCTUR COM 547K 24K 0
COHEN & STEERS QUALITY INCOM COM 539K 46K 0
COHEN & STEERS REIT & PFD & COM 544K 27K 0
DIMENSIONAL ETF TRUST US SMALL CAP ETF 2M 37K 0
EPR PPTYS COM SH BEN INT 330K 8K 0
ETFIS SER TR I VIRTUS INFRCAP 944K 45K 0
FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 330K 3K 0
FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 234K 7K 0
FLAHERTY & CRUMRINE DYNAMIC SHS 577K 30K 0
FREEPORT-MCMORAN INC CL B 348K 7K 0
GLOBAL X FDS CYBRSCURTY ETF 503K 17K 0
HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW 380K 14K 0
INVESCO EXCH TRADED FD TR II VAR RATE PFD 3M 137K 0
INVESCO EXCH TRADED FD TR II SR LN ETF 3M 143K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 4M 22K 0
INVESCO TR INVT GRADE MUNS COM 161K 16K 0
ISHARES INC MSCI SINGPOR ETF 478K 25K 0
ISHARES INC EM MKTS DIV ETF 657K 24K 0
ISHARES INC MSCI JPN ETF NEW 493K 7K 0
ISHARES TR CORE S&P500 ETF 4M 8K 0
ISHARES TR EAFE VALUE ETF 2M 45K 0
ISHARES TR CORE S&P MCP ETF 2M 27K 0
ISHARES TR S&P 500 VAL ETF 3M 17K 0
ISHARES TR MSCI INDIA ETF 4M 80K 0
ISHARES TR GLOBAL 100 ETF 873K 9K 0
ISHARES TR GL CLEAN ENE ETF 347K 26K 0
ISHARES TR MSCI USA MIN VOL 1M 14K 0
ISHARES TR 0-5 YR TIPS ETF 2M 16K 0
ISHARES TR MSCI AC ASIA ETF 776K 11K 0
ISHARES TR S&P 500 GRWT ETF 869K 9K 0
ISHARES TR MSCI ACWI ETF 2M 17K 0
ISHARES TR CORE US AGGBD ET 3M 31K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 6M 97K 0
LIBERTY ALL STAR EQUITY FD SH BEN INT 559K 82K 0
MICROSOFT CORP COM 735K 2K 0
NUVEEN CORE PLUS IMPACT FUND COM BEN INT 602K 55K 0
NUVEEN PFD & INCOME OPPORTUN COM 595K 80K 0
NVIDIA CORPORATION COM 520K 4K 0
ORACLE CORP COM 393K 3K 0
PACER FDS TR US CASH COWS 100 3M 56K 0
PIMCO CORPORATE & INCOME OPP COM 483K 34K 0
PIMCO DYNAMIC INCOME FD SHS 708K 38K 0
PIMCO MUN INCOME FD II COM 158K 19K 0
PROSHARES TR SHRT RUSSELL2000 1M 59K 0
REAVES UTIL INCOME FD COM SH BEN INT 341K 12K 0
ROYCE SMALL CAP TRUST INC COM 590K 41K 0
SCHWAB STRATEGIC TR US AGGREGATE B 1M 32K 0
SELECT SECTOR SPDR TR COMMUNICATION 507K 6K 0
SLR INVESTMENT CORP COM 418K 26K 0
SPDR S&P 500 ETF TR TR UNIT 219K 402 0
SPDR SER TR BLOOMBERG INVT 4M 118K 0
SPDR SER TR NUVEEN BLOOMBERG 308K 12K 0
SPDR SER TR PORTFOLIO SHORT 3M 112K 0
STRATEGIC TRUST RUNNING GWTH ETF 601K 20K 0
TCW ETF TRUST TRANSFORM SYSTEM 268K 4K 0
TRIPLEPOINT VENTURE GROWTH B COM 290K 36K 0
VANECK ETF TRUST HIGH YLD MUNIETF 766K 15K 0
VANECK ETF TRUST BDC INCOME ETF 595K 35K 0
VANGUARD INDEX FDS MID CAP ETF 234K 966 0
VANGUARD INDEX FDS S&P 500 ETF SHS 231K 462 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 1M 18K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 797K 4K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 4M 87K 0
VANGUARD WORLD FD MEGA CAP INDEX 707K 4K 0
VERIZON COMMUNICATIONS INC COM 408K 10K 0
WISDOMTREE TR EMER MKT HIGH FD 4M 86K 0
XAI OCTAGN FLT RAT & ALT INM COM 578K 82K 0