INVESCO INVESTMENT ADVISERS LLC
Adviser information for INVESCO INVESTMENT ADVISERS LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,301 | $5.1B |
| Non-Discretionary | 0 | $0 |
| Total | 1,301 | $5.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 1,301 | $5.1B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1301 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Principal Office
3500 LACEY ROADSUITE 700
DOWNERS GROVE
IL
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 713-214-1919, Fax: 713-214-4461
Websites
Chief Compliance Officer
TRISHA HANCOCK
CHIEF COMPLIANCE OFFICER
11 GREENWAY PLAZA
SUITE 1000
HOUSTON
TX
United States
Tel:
713-214-7968
Fax:
713-214-4461
T*************@**********M
(Full email address available in API data)
Regulatory Contact
MANDI SCHNEIDER
SENIOR COMPLIANCE MANAGER
11 GREENWAY PLAZA
SUITE 1000
HOUSTON
TX
United States
Tel:
713-214-1159
Fax:
713-214-4461
M**************@**********M
(Full email address available in API data)
Industry Affiliates
| HARBOURVIEW ASSET MANAGEMENT CORPORATION | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INTELLIFLO ADVISERS, INC. | Other investment adviser, including financial planners |
| INVESCO | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| INVESCO ADVISERS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| INVESCO ASSET MANAGEMENT (INDIA) PVT. LTD. | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT (JAPAN) LIMITED | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH | Other investment adviser, including financial planners |
| INVESCO ASSET MANAGEMENT LTD. | Other investment adviser, including financial planners |
| INVESCO CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| INVESCO CAPITAL MARKETS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESCO CLO EQUITY FUND 3 L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO CLO EQUITY FUND IV L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESCO EUROPEAN RR L.P. | Other investment adviser, including financial planners |
| INVESCO FUND MANAGERS LTD | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO HONG KONG LIMITED | Other investment adviser, including financial planners |
| INVESCO INVESTMENT MANAGEMENT LTD | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO LOAN MANAGER, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO MANAGED ACCOUNTS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| INVESCO MANAGEMENT S.A. | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO PENSIONS LTD | Insurance company or agency |
| INVESCO PRIVATE CAPITAL, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| INVESCO REAL ESTATE MANAGEMENT S.� R.L. | Other investment adviser, including financial planners |
| INVESCO RR FUND L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESCO SENIOR SECURED MANAGEMENT, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| INVESCO SPECIALIZED PRODUCTS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| INVESCO TRUST COMPANY, INC. | Trust company |
| IRE (CAYMAN) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| OPPENHEIMERFUNDS INC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WL ROSS & CO. LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INVESCO ADVISERS, INC. | Domestic Entity | – | SOLE SHAREHOLDER | 06/2011 | > 75% |
| INVESCO LTD | Foreign Entity | INVESCO HOLDING COMPANY LIMITED | SOLE SHAREHOLDER | 01/2002 | > 75% |
| INVESCO HOLDING COMPANY (US), INC. | Domestic Entity | OPPENHEIMER ACQUISITION CORP. (GATC) | SOLE SHAREHOLDER | 05/2019 | > 75% |
| INVESCO GROUP SERVICES, INC. | Domestic Entity | INVESCO ADVISERS, INC. | SOLE SHAREHOLDER | 06/2010 | > 75% |
| INVESCO HOLDING COMPANY LIMITED | Foreign Entity | INVESCO HOLDING COMPANY (US), INC. | SOLE SHAREHOLDER | 01/2002 | > 75% |
| HANCOCK, TRISHA, BELL | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2018 | < 5% |
| OPPENHEIMERFUNDS, INC. (US) | Domestic Entity | INVESCO GROUP SERVICES, INC. | SOLE SHAREHOLDER | 05/2019 | > 75% |
| OPPENHEIMER ACQUISITION CORP. (GATC) | Domestic Entity | OPPENHEIMERFUNDS, INC. (US) | SOLE SHAREHOLDER | 05/2019 | > 75% |
| Hartigan, Brian, Christopher | Individual | – | PRESIDENT, MANAGER (DIRECTOR) | 06/2020 | < 5% |
| Vacheron, Terry, Gibson | Individual | – | CHIEF FINANCIAL OFFICER | 03/2022 | < 5% |
| GREGSON, MARK, WILLIAM | Individual | – | CHIEF ACCOUNTING OFFICER | 03/2022 | < 5% |
| RINGOLD, MELANIE | Individual | – | SECRETARY | 12/2022 | < 5% |
| Brightman, Glenn | Individual | – | MANAGER (DIRECTOR) | 12/2023 | < 5% |
| FALDUTO, CRAIG, S | Individual | – | MANAGER (DIRECTOR), VICE PRESIDENT | 06/2010 | < 5% |
| HENKEL, ADAM | Individual | – | MANAGER (DIRECTOR) | 12/2023 | < 5% |