FUTURE FINANCES INC
Adviser information for FUTURE FINANCES INC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 241 | $238.8M |
| Non-Discretionary | 0 | $0 |
| Total | 241 | $238.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 78 | $45.4M |
| HNW Individuals | 163 | $193.4M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 241 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Registered representative of a broker-dealerCommodity pool operator or commodity trading advisorInsurance broker or agentAccountant or accounting firmINTRODUCING BROKER |
Identifiers
| SEC RIA File Number | 801-16781 |
|---|---|
| SEC ERA File Number | 801-16781 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105190 |
| Legal Entity Identifier | None |
Principal Office
100 NORTHWOODS BLVD. STE "B"COLUMBUS
OH
United States
Monday - Friday, 8AM -5PM
Tel: 614-888-7526, Fax: 614-888-5466
Websites
Chief Compliance Officer
BRADLEY HUFFMAN
CCO
100 NORTHWOODS BLVD. STE.B
COLUMBUS
OH
United States
Tel:
614-888-7526
Fax:
614-888-5466
B***@*****************M
(Full email address available in API data)
Regulatory Contact
MAX LARSEN
PRESIDENT
100 NORTHWOODS BLVD. STE B
COUMBUS
OH
United States
Tel:
614-888-4526
Fax:
614-888-5466
M**@*****************M
(Full email address available in API data)
Industry Affiliates
| FUTURE FINANCES INC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LARSEN, MAX, THEISEN | Individual | – | PRESIDENT | 08/1991 | > 75% |
| HUFFMAN, BRADLEY, ALLEN | Individual | – | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 01/2005 | 10-25% |