Hedge Fund Database

PJS INVESTMENT MANAGEMENT

P. J. SCHMIDT INVESTMENT MANAGEMENT, INC Legal Name

Adviser information for PJS INVESTMENT MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Wisconsin, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,240 $700.6M
Non-Discretionary 20 $19.7M
Total 1,260 $720.3M

Clients

Type Number RAUM
Individuals 243 $72.0M
HNW Individuals 189 $604.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 14 $25.0M
Charitable organizations 5 $13.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 6 $5.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-16815
SEC ERA File Number 801-16815
SEC CIK Numbers 1008895
SEC CRD Numbers 104701
Legal Entity Identifier None

Principal Office

W62N570 WASHINGTON AVENUE
CEDARBURG
WI
United States
Monday - Friday, 8:00 AM TO 4:30 PM
Tel: 262-377-0484, Fax: 262-375-9250

Websites

pjsinvestment.com www.linkedin.com/company/pjs-investment-management/ www.facebook.com/pjs-investment-management-496137917156472/

Chief Compliance Officer

PATRICK SOMMERFIELD
PRESIDENT
W62N570 WASHINGTON AVENUE
PO BOX 148
CEDARBURG
WI
United States
Tel: 262-377-0484
Fax: 262-375-9250
(Full email address available in API data)

Regulatory Contact

SCOTT CONGER
PORTFOLIO MANAGER
W62N570 WASHINGTON AVENUE
PO BOX 148
CEDARBURG
WI
United States
Tel: 262-377-0484
Fax: 262-375-9250
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SCHMIDT, ELIZABETH, NELSON Individual – OWNER 12/1981 10-25%
SOMMERFIELD, PATRICK, NELSON Individual – CCO/PRESIDENT/OWNER 11/2018 10-25%
MERTEN, KELLY, SUE Individual – SECRETARY 09/2016 < 5%
SCHMIDT, JULIE, A. Individual – TREASURER/OWNER 11/2017 10-25%
LACEY, JASON, SCOTT Individual – EXECUTIVE VICE PRESIDENT 02/2020 < 5%
Schmidt, Karl, Sommerfield Individual – OWNER/DIRECTOR 12/2021 10-25%
Schmidt, Joseph, Sommerfield Individual – OWNER 12/2021 10-25%
CONGER, SCOTT, MICHAEL Individual – DIRECTOR 02/2021 < 5%

No. Employees, Historic

2010020202021202220232024202514 on 3/30/202014 on 6/26/202015 on 3/30/202114 on 3/4/202215 on 3/23/202315 on 11/21/202315 on 3/26/2024

RAUM, Historic

800M400M0202020212022202320242025599125378 on 3/30/2020599125378 on 6/26/2020652453943 on 3/30/2021764546705 on 3/4/2022637529835 on 3/23/2023637529835 on 11/21/2023720326130 on 3/26/2024

No. Clients, Historic

6003000202020212022202320242025582 on 3/30/2020582 on 6/26/2020405 on 3/30/2021443 on 3/4/2022450 on 3/23/2023450 on 11/21/2023457 on 3/26/2024

Holdings

From latest 13F, filed July 29th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 4M 40K 0
ABBVIE INC COM 6M 35K 0
ACCENTURE PLC IRELAND SHS CLASS A 3M 9K 0
ADOBE INC COM 539K 971 0
ALLSTATE CORP COM 566K 4K 0
ALPHABET INC CAP STK CL A 1M 7K 0
ALPHABET INC CAP STK CL C 19M 105K 0
ALTRIA GROUP INC COM 349K 8K 0
AMAZON COM INC COM 15M 77K 0
AMERICAN ELEC PWR CO INC COM 220K 3K 0
AMERICAN TOWER CORP NEW COM 3M 15K 0
AMETEK INC COM 375K 2K 0
AMGEN INC COM 886K 3K 0
ANALOG DEVICES INC COM 8M 34K 0
APPLE INC COM 34M 161K 0
AUTOMATIC DATA PROCESSING IN COM 2M 10K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 6M 14K 0
BLACKROCK INC COM 9M 11K 0
BLACKSTONE INC COM 845K 7K 0
BOSTON SCIENTIFIC CORP COM 778K 10K 0
BRISTOL-MYERS SQUIBB CO COM 395K 10K 0
BROADCOM INC COM 19M 12K 0
CADENCE DESIGN SYSTEM INC COM 603K 2K 0
CAPITAL GRP FIXED INCM ETF T US MULTI-SECTOR 239K 9K 0
CHEVRON CORP NEW COM 1M 8K 0
CHURCH & DWIGHT CO INC COM 498K 5K 0
COCA COLA CO COM 332K 5K 0
COMCAST CORP NEW CL A 483K 12K 0
COSTCO WHSL CORP NEW COM 6M 8K 0
CROWDSTRIKE HLDGS INC CL A 322K 840 0
CROWN CASTLE INC COM 954K 10K 0
DANAHER CORPORATION COM 454K 2K 0
DEERE & CO COM 408K 1K 0
DISNEY WALT CO COM 462K 5K 0
DOMINION ENERGY INC COM 420K 9K 0
DUKE ENERGY CORP NEW COM NEW 747K 7K 0
ELI LILLY & CO COM 17M 19K 0
EMERSON ELEC CO COM 407K 4K 0
ENTERPRISE PRODS PARTNERS L COM 515K 18K 0
EXXON MOBIL CORP COM 2M 19K 0
FIDELITY COVINGTON TRUST MSCI CONSM DIS 631K 8K 0
FIDELITY COVINGTON TRUST MSCI HLTH CARE I 418K 6K 0
FIDELITY COVINGTON TRUST MSCI UTILS INDEX 571K 13K 0
FIDELITY COVINGTON TRUST HIGH DIVID ETF 610K 13K 0
FIDELITY MERRIMACK STR TR TOTAL BD ETF 6M 134K 0
FIDELITY NATL INFORMATION SV COM 247K 3K 0
FIRST SOLAR INC COM 225K 1K 0
FIRST TR NAS100 EQ WEIGHTED SHS 554K 4K 0
FISERV INC COM 430K 3K 0
FLEXSHARES TR MORNSTAR UPSTR 266K 7K 0
GENERAL DYNAMICS CORP COM 433K 1K 0
GENERAL MLS INC COM 713K 11K 0
GENUINE PARTS CO COM 463K 3K 0
GRAINGER W W INC COM 5M 5K 0
HOME DEPOT INC COM 7M 19K 0
HONEYWELL INTL INC COM 7M 33K 0
ILLINOIS TOOL WKS INC COM 5M 19K 0
INTERCONTINENTAL EXCHANGE IN COM 4M 30K 0
INTERNATIONAL BUSINESS MACHS COM 323K 2K 0
INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 6M 229K 0
INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 699K 7K 0
INVESCO EXCHANGE TRADED FD T ENERGY EXPLORATI 697K 21K 0
INVESCO QQQ TR UNIT SER 1 4M 9K 0
IRON MTN INC DEL COM 247K 3K 0
ISHARES GOLD TR ISHARES NEW 222K 5K 0
ISHARES TR IBONDS DEC25 ETF 461K 19K 0
ISHARES TR US AER DEF ETF 476K 4K 0
ISHARES TR TRS FLT RT BD 252K 5K 0
ISHARES TR BLACKROCK ULTRA 514K 10K 0
ISHARES TR IBONDS 27 ETF 385K 16K 0
ISHARES TR ISHS 5-10YR INVT 25M 481K 0
ISHARES TR IBONDS DEC2026 341K 14K 0
ISHARES TR ESG AWRE USD ETF 1M 56K 0
ISHARES TR CORE 1 5 YR USD 208K 4K 0
ISHARES TR MSCI USA MIN VOL 501K 6K 0
ISHARES TR EXPND TEC SC ETF 634K 7K 0
ISHARES TR NATIONAL MUN ETF 681K 6K 0
ISHARES TR ESG AWRE 1 5 YR 480K 20K 0
ISHARES TR CORE TOTAL USD 626K 14K 0
ISHARES TR US SML CAP EQT 923K 15K 0
ISHARES TR US CONSM STAPLES 1M 22K 0
ISHARES TR FLTG RATE NT ETF 286K 6K 0
ISHARES TR PFD AND INCM SEC 747K 24K 0
ISHARES TR US TREAS BD ETF 22M 992K 0
ISHARES TR RUSSELL 3000 ETF 355K 1K 0
ISHARES TR CORE S&P US GWT 765K 6K 0
ISHARES TR US INFRASTRUC 210K 5K 0
ISHARES TR IBONDS DEC 29 228K 10K 0
ISHARES TR IBONDS 24 TRM TS 1M 51K 0
ISHARES TR CORE S&P500 ETF 4M 8K 0
ISHARES TR IBDS DEC28 ETF 332K 13K 0
ISHARES TR IBONDS 25 TRM TS 486K 21K 0
ISHARES TR MSCI INTL QUALTY 2M 62K 0
ISHARES TR MBS ETF 404K 4K 0
ISHARES TR US OIL GS EX ETF 205K 2K 0
ISHARES TR ISHS 1-5YR INVS 3M 65K 0
ISHARES TR IBONDS DEC 26 235K 9K 0
J P MORGAN EXCHANGE TRADED F BETABUILDRS US 7M 72K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 371K 7K 0
J P MORGAN EXCHANGE TRADED F DIVERSFD EQT ETF 917K 21K 0
JOHNSON & JOHNSON COM 3M 18K 0
JPMORGAN CHASE & CO. COM 7M 36K 0
LOCKHEED MARTIN CORP COM 2M 4K 0
LULULEMON ATHLETICA INC COM 436K 1K 0
MASTERCARD INCORPORATED CL A 4M 8K 0
MCDONALDS CORP COM 8M 32K 0
MERCK & CO INC COM 3M 27K 0
META PLATFORMS INC CL A 300K 595 0
MICROSOFT CORP COM 39M 87K 0
MONDELEZ INTL INC CL A 300K 5K 0
NEXTERA ENERGY INC COM 9M 126K 0
NIKE INC CL B 927K 12K 0
NOVARTIS AG SPONSORED ADR 245K 2K 0
NUSHARES ETF TR NUVEEN ESG INTL 335K 11K 0
NUVEEN MUN VALUE FD INC COM 94K 11K 0
NVIDIA CORPORATION COM 7M 59K 0
ONEOK INC NEW COM 201K 2K 0
ORACLE CORP COM 268K 2K 0
PACER FDS TR US CASH COWS 100 4M 78K 0
PACER FDS TR TRENDPILOT 100 263K 4K 0
PACER FDS TR TRENDP US LAR CP 913K 18K 0
PACER FDS TR GLOBL CASH ETF 210K 6K 0
PALO ALTO NETWORKS INC COM 1M 4K 0
PAYCHEX INC COM 375K 3K 0
PENNYMAC CORP NOTE 5.500%11/0 50K – 0
PEPSICO INC COM 10M 59K 0
PFIZER INC COM 246K 9K 0
PHILIP MORRIS INTL INC COM 298K 3K 0
PIMCO ETF TR ACTIVE BD ETF 236K 3K 0
PIMCO ETF TR MULTISECTOR BD 408K 16K 0
PNC FINL SVCS GROUP INC COM 1M 6K 0
PROCTER AND GAMBLE CO COM 11M 68K 0
QUALCOMM INC COM 255K 1K 0
ROPER TECHNOLOGIES INC COM 5M 8K 0
ROYAL GOLD INC COM 323K 3K 0
RTX CORPORATION COM 218K 2K 0
S&P GLOBAL INC COM 970K 2K 0
SALESFORCE INC COM 2M 7K 0
SCHNEIDER NATIONAL INC CL B 24M 974K 0
SCHWAB STRATEGIC TR FUNDAMENTAL US L 7M 106K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 2M 16K 0
SCHWAB STRATEGIC TR US DIVIDEND EQ 925K 12K 0
SELECT SECTOR SPDR TR TECHNOLOGY 1M 5K 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 2M 11K 0
SELECT SECTOR SPDR TR COMMUNICATION 5M 57K 0
SELECT SECTOR SPDR TR ENERGY 730K 8K 0
SELECT SECTOR SPDR TR FINANCIAL 234K 6K 0
SMUCKER J M CO COM NEW 201K 2K 0
SOUTHERN CO COM 206K 3K 0
SPDR GOLD TR GOLD SHS 849K 4K 0
SPDR INDEX SHS FDS S&P NORTH AMER 7M 128K 0
SPDR SER TR NUVEEN BLOOMBERG 329K 13K 0
SPDR SER TR SPDR S&P 500 ETF 398K 9K 0
STARBUCKS CORP COM 375K 5K 0
STRYKER CORPORATION COM 8M 23K 0
SYSCO CORP COM 969K 14K 0
TESLA INC COM 2M 9K 0
THERMO FISHER SCIENTIFIC INC COM 6M 10K 0
TRANSDIGM GROUP INC COM 250K 196 0
TRAVELERS COMPANIES INC COM 326K 2K 0
UNION PAC CORP COM 8M 35K 0
UNITEDHEALTH GROUP INC COM 13M 26K 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 804K 11K 0
VANGUARD INDEX FDS SMALL CP ETF 327K 1K 0
VANGUARD INDEX FDS EXTEND MKT ETF 506K 3K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 450K 899 0
VANGUARD MUN BD FDS TAX EXEMPT BD 5M 93K 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 560K 7K 0
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 665K 11K 0
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 594K 13K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 3M 18K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 365K 7K 0
VANGUARD WORLD FD MEGA CAP INDEX 9M 48K 0
VANGUARD WORLD FD ESG US STK ETF 656K 7K 0
VARONIS SYS INC COM 492K 10K 0
VERIZON COMMUNICATIONS INC COM 520K 13K 0
VERTEX PHARMACEUTICALS INC COM 862K 2K 0
VISA INC COM CL A 10M 37K 0
WALMART INC COM 407K 6K 0
WEC ENERGY GROUP INC COM 1M 14K 0
YUM BRANDS INC COM 967K 7K 0
ZOETIS INC CL A 234K 1K 0