LOC INVESTMENT ADVISERS
LANHAM ODELL & CO INC Legal Name
Adviser information for LOC INVESTMENT ADVISERS last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | West Virginia, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,200 | $708.2M |
| Non-Discretionary | 0 | $0 |
| Total | 2,200 | $708.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 609 | $125.1M |
| HNW Individuals | 253 | $519.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 20 | $34.4M |
| Charitable organizations | 5 | $29.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $260,714 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
3981 TEAYS VALLEY RDHURRICANE
WV
United States
Monday - Friday, 8:00 AM TO 4:30 PM
Tel: 304-757-8131, Fax: 304-757-8333
Chief Compliance Officer
MARY CASEY O'DELL DIXON
CHIEF COMPLIANCE OFFICER
3981 TEAYS VALLEY RD
HURRICANE
WV
United States
Tel:
(304) 757-8131
Fax:
(304) 757-8333
M********@**************M
(Full email address available in API data)
Regulatory Contact
DAVID L. WILLIAMS
EXECUTIVE DIRECTOR
3981 TEAYS VALLEY ROAD
HURRICANE
WV
United States
Tel:
(304) 757-8131
Fax:
(304) 757-8333
D****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LANHAM, DAVID, WAYNE | Individual | – | MANAGING DIRECTOR | 07/1981 | 25-50% |
| O'DELL, ROBERT, LEWIS | Individual | – | MANAGING DIRECTOR | 07/1981 | 50-75% |
| MAYBERRY, PATRICK, SEAN | Individual | – | MANAGING DIRECTOR | 03/2007 | 5-10% |
| DIXON, MARY, CASEY O'DELL | Individual | – | EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER | 01/2013 | < 5% |
| WILLIAMS, DAVID, LOWELL | Individual | – | MANAGING DIRECTOR | 01/1981 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 15th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMAZON COM INC | COM | 411K | 2K | – |
| AMERICAN ELEC PWR CO INC | COM | 434K | 5K | – |
| AMGEN INC | COM | 200K | 641 | – |
| APPLE INC | COM | 936K | 4K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 96M | 235K | – |
| CAESARS ENTERTAINMENT INC NE | COM | 327K | 8K | – |
| CATALYST PHARMACEUTICALS INC | COM | 310K | 20K | – |
| CHEVRON CORP NEW | COM | 548K | 4K | – |
| CITY HLDG CO | COM | 1M | 12K | – |
| DIREXION SHS ETF TR | DLY S&P500 BR 1X | 197K | 17K | – |
| META PLATFORMS INC | CL A | 236K | 468 | – |
| GLOBAL PMTS INC | COM | 266K | 3K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 1M | 10K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 240K | 1K | – |
| ISHARES TR | CORE US AGGBD ET | 243K | 3K | – |
| JPMORGAN CHASE & CO. | COM | 358K | 2K | – |
| ELI LILLY & CO | COM | 321K | 355 | – |
| MICROSOFT CORP | COM | 358K | 800 | – |
| NVIDIA CORPORATION | COM | 869K | 7K | – |
| PROSHARES TR | SHORT S&P 500 NE | 126K | 11K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 30M | 55K | – |
| UNITEDHEALTH GROUP INC | COM | 443K | 869 | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 743K | 53K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 519K | 33K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 16M | 31K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 26M | 98K | – |