AR ASSET MANAGEMENT, INC.
Adviser information for AR ASSET MANAGEMENT, INC. last updated from Form ADV on September 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | JUNE |
Legal Location | California, United States |
Employees
Total Number of Employees | 4 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 129 | $542.1M |
Non-Discretionary | 0 | $0 |
Total | 129 | $542.1M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 20 | $3.5M |
HNW Individuals | 98 | $314.1M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 3 | $147.9M |
Pension and profit sharing plans | <5 | $146,105 |
Charitable organizations | 6 | $76.5M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUM |
Principal Office
9229 SUNSET BOULEVARDSUITE 425
WEST HOLLYWOOD
CA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: (310) 859-7644, Fax: (310) 859-7854
Chief Compliance Officer
ARNOLD ROSENSTEIN
SECRETARY
9229 SUNSET BOULEVARD
SUITE 425
WEST HOLLYWOOD
CA
United States
Tel:
(310) 859-7644
Fax:
(310) 859-7854
A**@**********M
(Full email address available in API data)
Regulatory Contact
ANNIE KIM
VICE PRESIDENT / PORTFOLIO MANAGER
9229 SUNSET BOULEVARD
SUITE 425
WEST HOLLYWOOD
CA
United States
Tel:
(310) 859-7644
Fax:
(310) 859-7854
A***@**********M
(Full email address available in API data)
Industry Affiliates
ANITA MAY ROSENSTEIN | Sponsor, GP, manager of pooled investment vehicles |
NEW PACIFIC REALTY CORPORATION | Real estate broker or dealer |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
EL CAMINO EUROPE FUND, LTD. | Hedge Fund | $33.4M | $0.5M | 35 |
EL CAMINO FUND, LTD. | Hedge Fund | $46.2M | $0.5M | 31 |
MAPLE INCOME AND GROWTH FUND, L.P. | Hedge Fund | $55.6M | $0.3M | 29 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
ROSENSTEIN, ANITA, MAY | Individual | – | PRESIDENT | 02/1981 | 50-75% |
ROSENSTEIN, ARNOLD, STUART | Individual | – | SECRETARY/CHIEF COMPLIANCE OFFICER | 02/1981 | 50-75% |
KIM, ANNIE, ANH NGOC | Individual | – | VICE PRESIDENT / PORTFOLIO MANAGER | 02/2000 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBVIE INC. | COM | 7K | 43K | – |
ABBOTT LABORATORIES | COM | 904 | 9K | – |
AEGON LTD - NY REG SHRS | COM | 225 | 37K | – |
AGILENT TECHNOLOGIES, INC.(SPU | COM | 207 | 2K | – |
ALLSTATE CORP | COM | 319 | 2K | – |
ALPHABET INC. CL C | COM | 12K | 65K | – |
ALTRIA GROUP INC. | COM | 5K | 103K | – |
AMAZON.COM, INC. | COM | 5K | 24K | – |
AMERICAN ELECTRIC POWER | COM | 877 | 10K | – |
AON PLC | COM | 3K | 12K | – |
APPLE INC. | COM | 55K | 260K | – |
APPLIED MATERIALS INC | COM | 726 | 3K | – |
ARCHER-DANIELS-MIDLAND CORP | COM | 615 | 10K | – |
ASTRAZENECA PLC-SPONS ADR | COM | 624 | 8K | – |
AVALONBAY COMMUNITIES, INC REI | COM | 1K | 5K | – |
BP PLC SPONS ADR | COM | 420 | 12K | – |
BANK OF HAWAII CORPORATION | COM | 4K | 73K | – |
BERKSHIRE HATHAWAY INC. CL A | COM | 11K | 18 | – |
BERKSHIRE HATHAWAY INC. CL B | COM | 8K | 21K | – |
BLACKSTONE INC. (THE) | COM | 1K | 11K | – |
BOSTON PROPERTIES INC. REIT | COM | 369 | 6K | – |
BRISTOL-MYERS SQUIBB CO | COM | 2K | 60K | – |
BRITISH AMERICAN TOBACCO PLC - | COM | 2K | 60K | – |
COPT DEFENSE PROP REIT(FRM COR | COM | 228 | 9K | – |
CARRIER GLOBAL CORP (UNITED TE | COM | 908 | 14K | – |
CATERPILLAR INC. | COM | 2K | 7K | – |
CHEVRON CORP | COM | 18K | 113K | – |
CHUBB LIMITED (FRMLY ACE LIMIT | COM | 4K | 15K | – |
CHURCH & DWIGHT | COM | 249 | 2K | – |
CIGNA CORP (ACQUIRED EXPRESS S | COM | 2K | 6K | – |
COCA-COLA CO | COM | 11K | 173K | – |
CONOCOPHILLIPS | COM | 2K | 22K | – |
CONSTELLATION BRANDS, INC. | COM | 3K | 11K | – |
CROWN CASTLE INTERNATIONAL COR | COM | 420 | 4K | – |
DARDEN RESTAURANTS INC. | COM | 454 | 3K | – |
DIAGEO PLC ADR | COM | 6K | 45K | – |
DIGITAL REALTY TRUST, INC. REI | COM | 3K | 23K | – |
DISNEY WALT CO | COM | 6K | 56K | – |
EDWARDS LIFESCIENCES CORP. | COM | 1K | 12K | – |
EMERSON ELECTRIC CO | COM | 785 | 7K | – |
ENTERPRISE PRODUCTS PARTNERS, | COM | 5K | 156K | – |
EQUITY RESIDENTIAL REIT | COM | 4K | 55K | – |
EXPEDIA INC.(IAC/INTERACTIVECO | COM | 617 | 5K | – |
EXXON MOBIL CORPORATION | COM | 1K | 12K | – |
FIDELITY NATIONAL FINANCIAL, I | COM | 517 | 10K | – |
FIDELITY NATIONAL INFORMATION | COM | 404 | 5K | – |
GENERAL MILLS, INC. | COM | 4K | 56K | – |
GENERAL MOTORS COMPANY | COM | 5K | 114K | – |
HOME DEPOT | COM | 7K | 20K | – |
HOWARD HUGHES HOLDINGS INC. | COM | 266 | 4K | – |
IAC INC. | COM | 231 | 5K | – |
INTERNATIONAL BUSINESS MACHINE | COM | 5K | 31K | – |
IRON MOUNTAIN INC. REIT | COM | 12K | 131K | – |
JPMORGAN CHASE & CO. | COM | 13K | 64K | – |
JOHNSON & JOHNSON | COM | 5K | 31K | – |
KKR & CO. INC. | COM | 2K | 18K | – |
KIMBERLY-CLARK | COM | 2K | 14K | – |
KINDER MORGAN, INC. | COM | 5K | 243K | – |
LOEWS CORP | COM | 6K | 78K | – |
MARKER THERAPEUTICS, INC. | COM | 384 | 71K | – |
MCDONALD'S CORP | COM | 2K | 7K | – |
MERCK & CO., INC. | COM | 17K | 134K | – |
METLIFE INC. | COM | 281 | 4K | – |
MICROSOFT CORPORATION | COM | 11K | 24K | – |
MONDELEZ INTL INC.(FMRLY KRAFT | COM | 3K | 46K | – |
MORGAN STANLEY | COM | 1K | 11K | – |
NIKE, INC. CL B | COM | 6K | 79K | – |
NESTLE SA - SPON ADR | COM | 2K | 17K | – |
NOVARTIS AG - ADR | COM | 1K | 11K | – |
NVIDIA CORPORATION | COM | 10K | 81K | – |
ON HOLDING AG | COM | 388 | 10K | – |
ORACLE CORP | COM | 424 | 3K | – |
OTIS WORLDWIDE CORP (UNITED TE | COM | 693 | 7K | – |
PEPSICO | COM | 7K | 42K | – |
PFIZER, INC. | COM | 4K | 155K | – |
PHILIP MORRIS INTERNATIONAL-AL | COM | 11K | 112K | – |
PHILLIPS 66 | COM | 2K | 13K | – |
PROCTER & GAMBLE CO | COM | 12K | 75K | – |
PUBLIC STORAGE - REIT | COM | 687 | 2K | – |
RTX CORP (FRMLY RAYTHEON TECH | COM | 2K | 17K | – |
RALPH LAUREN CORP (FMLY POLO R | COM | 525 | 3K | – |
REXFORD INDUSTRIAL REALTY, INC | COM | 2K | 49K | – |
RIO TINTO PLC SPONSORED ADR | COM | 659 | 10K | – |
ROCHE HOLDING LTD ADR | COM | 4K | 108K | – |
SEMPRA ENERGY | COM | 2K | 29K | – |
SWIRE PACIFIC LTD SPONS ADR RP | COM | 356 | 40K | – |
SYSCO CORP | COM | 714 | 10K | – |
TAIWAN SEMICONDUCTOR MFG CO LT | COM | 870 | 5K | – |
TANGER INC. REIT | COM | 6K | 237K | – |
TARGET CORP-FRMLY DAYTON HUDSO | COM | 9K | 59K | – |
TEXAS INSTRUMENTS INC. | COM | 2K | 10K | – |
TOAST, INC. | COM | 304 | 12K | – |
TOTALENERGIES SE ADR (FRMRLY T | COM | 3K | 39K | – |
TRAVELERS COMPANIES, INC. | COM | 664 | 3K | – |
U.S. BANCORP (FORMERLY FIRST B | COM | 580 | 15K | – |
UNION PACIFIC CORPORATION | COM | 2K | 8K | – |
UNITED PARCEL SERVICE, INC. CL | COM | 698 | 5K | – |
UNITEDHEALTH GROUP INC | COM | 2K | 3K | – |
VICI PROPERTIES INC. (REIT) | COM | 3K | 104K | – |
VERIZON COMMUNICATIONS INC. | COM | 4K | 101K | – |
VISA INC. | COM | 210 | 800 | – |
VODAFONE GROUP PLC SPONS ADR | COM | 289 | 33K | – |
WALMART INC. | COM | 5K | 81K | – |
YUM BRANDS INC. (FORMERLY TRIC | COM | 805 | 6K | – |
ZIMMER BIOMET HOLDINGS(FRMLY Z | COM | 727 | 7K | – |
ZOETIS INC. | COM | 6K | 34K | – |
BROOKFIELD PRPTY PTNRS LP 6.5 | PREFERRED | 1K | 100K | – |
JPMORGAN CHASE 6.00 CALLABLE | PREFERRED | 753 | 30K | – |
PRUDENTIAL FINANCIAL INC 5.625 | PREFERRED | 2K | 73K | – |
PUBLIC STORAGE 5.15 SER F CAL | PREFERRED | 925 | 40K | – |