PENINSULA ASSET MANAGEMENT INC
Adviser information for PENINSULA ASSET MANAGEMENT INC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Florida, United States |
Employees
Total Number of Employees | 3 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 3 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 186 | $250.1M |
Non-Discretionary | 5 | $6.0M |
Total | 191 | $256.1M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 117 | $51.4M |
HNW Individuals | 70 | $199.5M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $2.7M |
Charitable organizations | <5 | $2.6M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesCHARITABLE ORGANIZATIONS |
---|---|
Compensation | % of AUM |
Wrap Fee Program
Offers Wrap Fee Program | Yes |
---|
Acting As | RAUM |
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Sponsor | 0 |
Portfolio Manager | 1.1M |
Both for Same | 0 |
Portfolio Manager to Program | Sponsor |
---|---|
PRIVATE ADVISOR SERVICE | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC |
Principal Office
1001 3RD AVENUE WESTSUITE 220
BRADENTON
FL
United States
Monday - Friday, 9:00 - 5:00
Tel: (941) 748-8680, Fax: (941) 748-2654
Websites
Chief Compliance Officer
BRIAN S MILLER
SENIOR VICE PRESIDENT & COMPLIANCE OFFICER
1001 3RD AVENUE WEST
SUITE 220
BRADENTON
FL
United States
Tel:
(941) 748-8680
Fax:
(941) 748-2654
B*****@*****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
MIDDLEBROOKS, WILLIAM, ERASTUS | Individual | – | PRESIDENT | 02/1982 | 25-50% |
MILLER, BRIAN, SCOTT | Individual | – | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 04/1998 | 25-50% |
CHAPPIE, DANIEL, ROBERT | Individual | – | SENIOR VICE PRESIDENT | 03/2004 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBOTT LABS | COM | 18K | 175 | 0 |
ABBOTT LABS | COM | 3M | 29K | 0 |
AFLAC INC | COM | 92K | 1K | 0 |
AFLAC INC | COM | 6M | 63K | 0 |
ALBEMARLE CORP | COM | 12K | 125 | 0 |
ALBEMARLE CORP | COM | 2M | 18K | 0 |
ALPHABET INC | CAP STK CL A | 26K | 145 | 0 |
ALPHABET INC | CAP STK CL A | 5M | 28K | 0 |
APPLE INC | COM | 53K | 250 | 0 |
APPLE INC | COM | 11M | 52K | 0 |
AUTOMATIC DATA PROCESSING IN | COM | 143K | 600 | 0 |
AUTOMATIC DATA PROCESSING IN | COM | 5M | 23K | 0 |
BECTON DICKINSON & CO | COM | 191K | 817 | 0 |
BECTON DICKINSON & CO | COM | 4M | 16K | 0 |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 277K | 682 | 0 |
BROWN FORMAN CORP | CL B | 53K | 1K | 0 |
BROWN FORMAN CORP | CL B | 2M | 48K | 0 |
CINCINNATI FINL CORP | COM | 21K | 175 | 0 |
CINCINNATI FINL CORP | COM | 4M | 32K | 0 |
CINTAS CORP | COM | 273K | 390 | 0 |
CINTAS CORP | COM | 9M | 14K | 0 |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 12K | 175 | 0 |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 2M | 30K | 0 |
COLGATE PALMOLIVE CO | COM | 233K | 2K | 0 |
DISNEY WALT CO | COM | 261K | 3K | 0 |
DISNEY WALT CO | COM | 20K | 200 | 0 |
ECOLAB INC | COM | 30K | 125 | 0 |
ECOLAB INC | COM | 5M | 20K | 0 |
EMERSON ELEC CO | COM | 69K | 625 | 0 |
EMERSON ELEC CO | COM | 5M | 44K | 0 |
EXXON MOBIL CORP | COM | 285K | 2K | 0 |
EXXON MOBIL CORP | COM | 2M | 21K | 0 |
GRAINGER W W INC | COM | 438K | 485 | 0 |
GRAINGER W W INC | COM | 5M | 6K | 0 |
HORMEL FOODS CORP | COM | 43K | 1K | 0 |
HORMEL FOODS CORP | COM | 2M | 76K | 0 |
INVESCO QQQ TR | UNIT SER 1 | 664K | 1K | 0 |
ISHARES TR | CORE S&P MCP ETF | 19M | 333K | 0 |
ISHARES TR | CORE S&P SCP ETF | 12M | 108K | 0 |
ISHARES TR | CORE S&P500 ETF | 551K | 1K | 0 |
JOHNSON & JOHNSON | COM | 241K | 2K | 0 |
LOWES COS INC | COM | 375K | 2K | 0 |
LOWES COS INC | COM | 6M | 29K | 0 |
MCCORMICK & CO INC | COM NON VTG | 11K | 150 | 0 |
MCCORMICK & CO INC | COM NON VTG | 1M | 20K | 0 |
MICROSOFT CORP | COM | 134K | 300 | 0 |
MICROSOFT CORP | COM | 8M | 18K | 0 |
NEXTERA ENERGY INC | COM | 23K | 325 | 0 |
NEXTERA ENERGY INC | COM | 5M | 67K | 0 |
NORDSON CORP | COM | 23K | 100 | 0 |
NORDSON CORP | COM | 3M | 15K | 0 |
NUCOR CORP | COM | 28K | 175 | 0 |
NUCOR CORP | COM | 4M | 22K | 0 |
PEPSICO INC | COM | 87K | 525 | 0 |
PEPSICO INC | COM | 4M | 24K | 0 |
PPG INDS INC | COM | 13K | 100 | 0 |
PPG INDS INC | COM | 3M | 22K | 0 |
PROCTER AND GAMBLE CO | COM | 247K | 2K | 0 |
PROCTER AND GAMBLE CO | COM | 597K | 4K | 0 |
ROPER TECHNOLOGIES INC | COM | 20K | 35 | 0 |
ROPER TECHNOLOGIES INC | COM | 4M | 8K | 0 |
S&P GLOBAL INC | COM | 45K | 100 | 0 |
S&P GLOBAL INC | COM | 8M | 19K | 0 |
SHERWIN WILLIAMS CO | COM | 37K | 125 | 0 |
SHERWIN WILLIAMS CO | COM | 7M | 22K | 0 |
SOUTHERN CO | COM | 511K | 7K | 0 |
SOUTHERN CO | COM | 39K | 500 | 0 |
SPDR GOLD TR | GOLD SHS | 257K | 1K | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 2M | 3K | 0 |
STRYKER CORPORATION | COM | 22K | 65 | 0 |
STRYKER CORPORATION | COM | 6M | 19K | 0 |
SYSCO CORP | COM | 14K | 200 | 0 |
SYSCO CORP | COM | 3M | 40K | 0 |
WALMART INC | COM | 25K | 375 | 0 |
WALMART INC | COM | 4M | 64K | 0 |
WEST PHARMACEUTICAL SVSC INC | COM | 21K | 65 | 0 |
WEST PHARMACEUTICAL SVSC INC | COM | 3M | 10K | 0 |