PENINSULA ASSET MANAGEMENT INC

Adviser information for PENINSULA ASSET MANAGEMENT INC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 186 $250.1M
Non-Discretionary 5 $6.0M
Total 191 $256.1M

Clients

Type Number RAUM
Individuals 117 $51.4M
HNW Individuals 70 $199.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $2.7M
Charitable organizations <5 $2.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesCHARITABLE ORGANIZATIONS
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 1.1M
Both for Same 0
Portfolio Manager to Program Sponsor
PRIVATE ADVISOR SERVICE WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Identifiers

SEC RIA File Number 801-17065
SEC ERA File Number 801-17065
SEC CIK Numbers 1091923
SEC CRD Numbers 108600
Legal Entity Identifier None

Principal Office

1001 3RD AVENUE WEST
SUITE 220
BRADENTON
FL
United States
Monday - Friday, 9:00 - 5:00
Tel: (941) 748-8680, Fax: (941) 748-2654

Chief Compliance Officer

BRIAN S MILLER
SENIOR VICE PRESIDENT & COMPLIANCE OFFICER
1001 3RD AVENUE WEST
SUITE 220
BRADENTON
FL
United States
Tel: (941) 748-8680
Fax: (941) 748-2654
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MIDDLEBROOKS, WILLIAM, ERASTUS Individual PRESIDENT 02/1982 25-50%
MILLER, BRIAN, SCOTT Individual SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER 04/1998 25-50%
CHAPPIE, DANIEL, ROBERT Individual SENIOR VICE PRESIDENT 03/2004 25-50%

No. Employees, Historic

10502020202120222023202420254 on 3/30/20204 on 6/22/20204 on 3/30/20214 on 4/1/20224 on 3/28/20233 on 3/26/2024

RAUM, Historic

300M150M0202020212022202320242025241503449 on 3/30/2020241503449 on 6/22/2020254558045 on 3/30/2021290588964 on 4/1/2022246415341 on 3/28/2023256123529 on 3/26/2024

No. Clients, Historic

2001000202020212022202320242025189 on 3/30/2020189 on 6/22/2020191 on 3/30/2021197 on 4/1/2022198 on 3/28/2023187 on 3/26/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 18K 175 0
ABBOTT LABS COM 3M 29K 0
AFLAC INC COM 92K 1K 0
AFLAC INC COM 6M 63K 0
ALBEMARLE CORP COM 12K 125 0
ALBEMARLE CORP COM 2M 18K 0
ALPHABET INC CAP STK CL A 26K 145 0
ALPHABET INC CAP STK CL A 5M 28K 0
APPLE INC COM 53K 250 0
APPLE INC COM 11M 52K 0
AUTOMATIC DATA PROCESSING IN COM 143K 600 0
AUTOMATIC DATA PROCESSING IN COM 5M 23K 0
BECTON DICKINSON & CO COM 191K 817 0
BECTON DICKINSON & CO COM 4M 16K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 277K 682 0
BROWN FORMAN CORP CL B 53K 1K 0
BROWN FORMAN CORP CL B 2M 48K 0
CINCINNATI FINL CORP COM 21K 175 0
CINCINNATI FINL CORP COM 4M 32K 0
CINTAS CORP COM 273K 390 0
CINTAS CORP COM 9M 14K 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 12K 175 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 2M 30K 0
COLGATE PALMOLIVE CO COM 233K 2K 0
DISNEY WALT CO COM 261K 3K 0
DISNEY WALT CO COM 20K 200 0
ECOLAB INC COM 30K 125 0
ECOLAB INC COM 5M 20K 0
EMERSON ELEC CO COM 69K 625 0
EMERSON ELEC CO COM 5M 44K 0
EXXON MOBIL CORP COM 285K 2K 0
EXXON MOBIL CORP COM 2M 21K 0
GRAINGER W W INC COM 438K 485 0
GRAINGER W W INC COM 5M 6K 0
HORMEL FOODS CORP COM 43K 1K 0
HORMEL FOODS CORP COM 2M 76K 0
INVESCO QQQ TR UNIT SER 1 664K 1K 0
ISHARES TR CORE S&P MCP ETF 19M 333K 0
ISHARES TR CORE S&P SCP ETF 12M 108K 0
ISHARES TR CORE S&P500 ETF 551K 1K 0
JOHNSON & JOHNSON COM 241K 2K 0
LOWES COS INC COM 375K 2K 0
LOWES COS INC COM 6M 29K 0
MCCORMICK & CO INC COM NON VTG 11K 150 0
MCCORMICK & CO INC COM NON VTG 1M 20K 0
MICROSOFT CORP COM 134K 300 0
MICROSOFT CORP COM 8M 18K 0
NEXTERA ENERGY INC COM 23K 325 0
NEXTERA ENERGY INC COM 5M 67K 0
NORDSON CORP COM 23K 100 0
NORDSON CORP COM 3M 15K 0
NUCOR CORP COM 28K 175 0
NUCOR CORP COM 4M 22K 0
PEPSICO INC COM 87K 525 0
PEPSICO INC COM 4M 24K 0
PPG INDS INC COM 13K 100 0
PPG INDS INC COM 3M 22K 0
PROCTER AND GAMBLE CO COM 247K 2K 0
PROCTER AND GAMBLE CO COM 597K 4K 0
ROPER TECHNOLOGIES INC COM 20K 35 0
ROPER TECHNOLOGIES INC COM 4M 8K 0
S&P GLOBAL INC COM 45K 100 0
S&P GLOBAL INC COM 8M 19K 0
SHERWIN WILLIAMS CO COM 37K 125 0
SHERWIN WILLIAMS CO COM 7M 22K 0
SOUTHERN CO COM 511K 7K 0
SOUTHERN CO COM 39K 500 0
SPDR GOLD TR GOLD SHS 257K 1K 0
SPDR S&P 500 ETF TR TR UNIT 2M 3K 0
STRYKER CORPORATION COM 22K 65 0
STRYKER CORPORATION COM 6M 19K 0
SYSCO CORP COM 14K 200 0
SYSCO CORP COM 3M 40K 0
WALMART INC COM 25K 375 0
WALMART INC COM 4M 64K 0
WEST PHARMACEUTICAL SVSC INC COM 21K 65 0
WEST PHARMACEUTICAL SVSC INC COM 3M 10K 0