AON INVESTMENTS USA INC.
Adviser information for AON INVESTMENTS USA INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 286 |
|---|---|
| Investment Advisory/Research | 265 |
| Registered Broker-Dealer Representatives | 21 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 283 | $118.5B |
| Non-Discretionary | 3 | $4.5B |
| Total | 286 | $122.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | 21 | $1.1B |
| Investment companies | 2 | $3.4B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 42 | $35.9B |
| Pension and profit sharing plans | 275 | $79.3B |
| Charitable organizations | 8 | $1.1B |
| State or municipal gov entities | 155 | $95.4M |
| Other investment advisers | 36 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 3 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 82 | $2.0B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 423 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-17219 |
|---|---|
| SEC ERA File Number | 801-17219 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105596 |
| Legal Entity Identifier | None |
Principal Office
200 EAST RANDOLPH STREETSUITE 700
CHICAGO
IL
United States
Monday - Friday, 8:30 AM THROUGH 5:00 PM
Tel: 312-381-1200, Fax: 312-715-1952
Chief Compliance Officer
MATTHEW WALLACE
CHIEF COMPLIANCE OFFICER
200 EAST RANDOLPH STREET
SUITE 700
CHICAGO
IL
United States
Tel:
312-381-7963
M***********@******M
(Full email address available in API data)
Regulatory Contact
JESSICA TERHORST
DEPUTY CHIEF COMPLIANCE OFFICER
200 EAST RANDOLPH STREET
SUITE 700
CHICAGO
IL
United States
Tel:
312-381-4042
J***************@******M
(Full email address available in API data)
Industry Affiliates
| AON ADVANTAGE FUNDS LLC | Other investment adviser, including financial planners |
| AON HEWITT INC. | Pension consultant |
| AON INVESTMENTS CANADA INC. | Other investment adviser, including financial planners |
| AON INVESTMENTS LIMITED | Other investment adviser, including financial planners |
| AON IP ADVANTAGE FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| AON SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| AON SOLUTIONS IRELAND LIMITED | Other investment adviser, including financial planners |
| AON SOLUTIONS UK LIMITED | Other investment adviser, including financial planners |
| AON TRUST COMPANY LLC | Banking or thrift institution |
| MARILLA INVESTMENT MANAGEMENT LTD. | Other investment adviser, including financial planners |
| TOWNSEND GROUP EUROPE LIMITED | Other investment adviser, including financial planners |
| TOWNSEND HOLDINGS LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AON ALTERNATIVES FUND SPC - AON OPPORTUNISTIC CREDIT PORTFOLIO SP | Hedge Fund | $346.8M | $1.0M | 32 |
| AON ALTERNATIVES FUND SPC - AON RETURN ENHANCING ALTERNATIVES PORTFOLIO SP | Hedge Fund | $702.6M | $1.0M | 38 |
| AON DIVERSIFYING ALTERNATIVES PORTFOLIO LTD. | Hedge Fund | $171.6M | $0.0M | 19 |
| AON PRIVATE CREDIT OPPORTUNITIES FUND , LLC | PRIVATE CREDIT OPPORTUNITIES FUND | $226.4M | $0.0M | 15 |
| AON PRIVATE CREDIT OPPORTUNITIES FUND II, LP | PRIVATE CREDIT OPPORTUNITIES FUND | $209.7M | $0.0M | 43 |
| CORE PLUS BOND FUND, A SERIES OF AON INSTITUTIONAL FUNDS, LLC | CORE BOND PLUS | $0.0M | $0.0M | 0 |
| CREDIT OPPORTUNITIES FUND, A SERIES OF AON INSTITUTIONAL FUNDS, LLC | CREDIT OPPORTUNITIES FUND | $0.0M | $0.0M | 0 |
| KHF FUND, LP | KHF FUND | $175.1M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TESTORE, DAVID, JONATHAN | Individual | – | CHIEF OPERATING OFFICER | 08/2008 | < 5% |
| IVINJACK, RUSSELL, KENNETH | Individual | – | GLOBAL CHIEF INVESTMENT OFFICER | 02/2020 | < 5% |
| AON CONSULTING, INC. | Domestic Entity | – | OWNER | 01/2011 | > 75% |
| AON PLC | Foreign Entity | RANDOLPH FINANCE UNLIMITED COMPANY | OWNER | 06/2014 | > 75% |
| AON GLOBAL HOLDINGS PLC | Foreign Entity | AON CORPORATION | OWNER | 01/2015 | > 75% |
| AON CORPORATION | Domestic Entity | AON GROUP, INC. | OWNER | 12/2018 | > 75% |
| AON GROUP, INC. | Domestic Entity | AON CONSULTING, INC. | OWNER | 12/2018 | > 75% |
| RANSFORD, TERRENCE, JOSEPH | Individual | – | GLOBAL HEAD OF INVESTMENT OPERATIONS | 01/2018 | < 5% |
| WARD, BRYAN, RICHARD | Individual | – | HEAD OF U.S. INVESTMENTS | 03/2024 | < 5% |
| AON GLOBAL LIMITED | Foreign Entity | AON GLOBAL HOLDINGS PLC | OWNER | 09/2014 | > 75% |
| RANDOLPH FINANCE UNLIMITED COMPANY | Foreign Entity | AON GLOBAL LIMITED | OWNER | 04/2012 | > 75% |
| WALLACE, MATTHEW, BRADLEY | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2021 | < 5% |
| JACOBS, ARI, NOAH | Individual | – | GLOBAL HEAD OF INVESTMENTS | 11/2023 | < 5% |