CLAYTON WEALTH PARTNERS
CLAYTON FINANCIAL SERVICES INC Legal Name
Adviser information for CLAYTON WEALTH PARTNERS last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,757 | $695.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1,757 | $695.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 590 | $179.7M |
| HNW Individuals | 104 | $438.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 15 | $77.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $346,131 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 12 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 710 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
716 SOUTH KANSAS AVENUETOPEKA
KS
United States
Monday - Friday, 08:30 A.M. TO 04:30 P.M.
Tel: 785-232-3266, Fax: 785-232-9602
Chief Compliance Officer
CLINTON PATTY
MANAGING PARTNER/PRESIDENT
716 SOUTH KANSAS AVENUE
TOPEKA
KS
United States
Tel:
785-232-3266
Fax:
785-232-9602
C****@************************M
(Full email address available in API data)
Regulatory Contact
CAROL COWGER
BUSINESS OPERATIONS MANAGER
716 SOUTH KANSAS AVENUE
TOPEKA
KS
United States
Tel:
785-232-3266
Fax:
785-232-9602
C****@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CLAYTON, DEBRA, ANN | Individual | – | FOUNDING PARTNER/DIRECTOR | 03/1989 | 10-25% |
| CLAYTON, RANDY, JOE | Individual | – | FOUNDING PARTNER/DIRECTOR | 08/1984 | 10-25% |
| Patty, Clinton, E | Individual | – | CHIEF COMPLIANCE OFFICER/MANAGING PARTNER/DIRECTOR | 06/2016 | 10-25% |
| Duncan, BARBARA, JEAN | Individual | – | PARTNER/SENIOR WEALTH ADVISOR/DIRECTOR | 02/2018 | 10-25% |
| YOUNG, ELIZABETH, ANN | Individual | – | PARTNER/SENIOR WEALTH ADVISOR/DIRECTOR | 02/2018 | 10-25% |
| WALDEN, JAMES, MICHAEL | Individual | – | PARTNER/CHIEF INVESTMENT OFFICER/DIRECTOR | 01/2020 | 10-25% |