RICHMOND CAPITAL MANAGEMENT INC
Adviser information for RICHMOND CAPITAL MANAGEMENT INC last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 13 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 167 | $5.5B |
| Non-Discretionary | 7 | $48.5M |
| Total | 174 | $5.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 24 | $84.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $1.4B |
| Pension and profit sharing plans | 27 | $1.2B |
| Charitable organizations | 38 | $513.3M |
| State or municipal gov entities | 33 | $1.1B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 7 | $274.8M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 43 | $954.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsEducational seminars/workshops |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 13.4M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| UBS MANAGED ACCOUNT CONSULTING WRAP PROGRAM | UBS |
Principal Office
1509A BELLEVILLE STREETRICHMOND
VA
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: 804-379-8280, Fax: None
Chief Compliance Officer
GEOFFREY B. SALE
1509A BELLEVILLE STREET
RICHMOND
VA
United States
Tel:
804-419-2143
G****@**************M
(Full email address available in API data)
Regulatory Contact
HOWARD K. BOS
PRESIDENT
1509A BELLEVILLE STREET
RICHMOND
VA
United States
Tel:
804-379-8283
H***@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PROLOAN BOND FUND, LLC | COMMINGLED FIXED INCOME FUND | $1,006.8M | $1.0M | 52 |
| RCM CONSTRUCTION MBS OPPORTUNITIES FUND, L.P. | COMMINGLED FIXED INCOME FUND | $136.7M | $1.0M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCDOWELL, ROY, WHEATLEY | Individual | – | MANAGING DIRECTOR | 02/2007 | 10-25% |
| BOS, HOWARD, KYGER | Individual | – | PRESIDENT | 12/2012 | 10-25% |
| HARRIS, ELIZABETH, MCDERMOTT | Individual | – | MANAGING DIRECTOR | 01/2002 | 10-25% |
| BARON, BETH, LYNN | Individual | – | MANAGING DIRECTOR | 02/2007 | 5-10% |
| ROARK, PATTON, HOWELL | Individual | – | MANAGING DIRECTOR | 02/2007 | 10-25% |
| LUNDMARK, PAUL, HERMAN | Individual | – | MANAGING DIRECTOR | 02/2007 | 10-25% |
| SALE, GEOFFREY, BONNER | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2012 | < 5% |
| SCHULTZ, DAVID, WILLIAM | Individual | – | MANAGING DIRECTOR | 03/2022 | < 5% |
| SIDES, JOHN, RANDOLPH | Individual | – | MANAGING DIRECTOR | 03/2022 | < 5% |
| GLATT, OTTO, GREGORY | Individual | – | MANAGING DIRECTOR | 03/2022 | < 5% |
| Burks, Tammie, Ann | Individual | – | MANAGING DIRECTOR | 03/2022 | < 5% |
| Little, Lori, Gates | Individual | – | VICE PRESIDENT | 03/2022 | < 5% |
| Crocker, Linda, Ann | Individual | – | VICE PRESIDENT | 03/2022 | < 5% |