KEMPNER CAPITAL MANAGEMENT, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Texas, United States

Employees

Total Number of Employees	9
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	29	$195.6M
Non-Discretionary	0	$0
Total	29	$195.6M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	18	$25.6M
Banking or thrift institutions	0	$0
Investment companies	1	$82.4M
Business development companies	0	$0
Pooled investment vehicles	1	$69.8M
Pension and profit sharing plans	0	$0
Charitable organizations	7	$10.2M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$7.7M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-17585
SEC ERA File Number	801-17585
SEC CIK Numbers	898399
SEC CRD Numbers	104784
Legal Entity Identifier	None

Principal Office

2201 MARKET STREET
12TH FLOOR
GALVESTON
TX
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic