CAPITAL MANAGEMENT ASSOCIATES INC

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	New York, United States

Employees

Total Number of Employees	9
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	7
Registered State Investment Advisers	3
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	26	$93.5M
Non-Discretionary	0	$0
Total	26	$93.5M

Clients

Type	Number	RAUM
Individuals	7	$2.7M
HNW Individuals	18	$39.5M
Banking or thrift institutions	0	$0
Investment companies	1	$51.3M
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	42.1M

Portfolio Manager to Program	Sponsor
CAPITAL MANAGEMENT ASSOCIATES, WRAP FEE PROGRAM	CAPITAL MANAGEMENT ASSOCIATES, INC

Identifiers

SEC RIA File Number	801-17691
SEC ERA File Number	801-17691
SEC CIK Numbers	825293
SEC CRD Numbers	104783
Legal Entity Identifier	254900QIK2KQXJQN2F95

Principal Office

140 BROADWAY, 44TH FLOOR
NEW YORK
NY
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic