Hedge Fund Database

GREENWOOD GEARHART INC.

Adviser information for GREENWOOD GEARHART INC. last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Arkansas, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,496 $1.1B
Non-Discretionary 0 $0
Total 2,496 $1.1B

Clients

Type Number RAUM
Individuals 448 $96.9M
HNW Individuals 374 $916.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 4 $265,513
Pension and profit sharing plans 31 $69.3M
Charitable organizations 11 $17.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 3 $6.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-17703
SEC ERA File Number 801-17703
SEC CIK Numbers 1084683
SEC CRD Numbers 110379
Legal Entity Identifier None

Principal Office

26 E CENTER ST
FAYETTEVILLE
AR
United States
Monday - Friday, 8-5
Tel: 479-521-5353, Fax: None

Websites

greenwoodgearhart.com www.facebook.com/greenwoodgearhart twitter.com/ggi_nwa www.instagram.com/greenwoodgearhart/ www.linkedin.com/company/greenwoodgearhart

Chief Compliance Officer

LISA A. BROWN
PRESIDENT AND CHIEF COMPLIANCE OFFICER
26 EAST CENTER STREET
FAYETTEVILLE
AR
United States
Tel: 479-521-5353
(Full email address available in API data)

Regulatory Contact

G. BROCK GEARHART
CHIEF EXECUTIVE OFFICER
26 EAST CENTER
FAYETTEVILLE
AR
United States
Tel: 479-521-5353
(Full email address available in API data)

Industry Affiliates

N/A Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
GG CT SPV 1, LLC Real Estate Fund $1.5M $0.0M 27
GG Z SPV 1, LLC Private Equity Fund $3.1M $0.0M 47

Control Persons

Name Type Entity Title Since Ownership
GEARHART, GEORGE, B Individual – CHIEF EXECUTIVE OFFICER 04/2013 < 5%
BROWN, LISA, ANN Individual – PRESIDENT AND CHIEF COMPLIANCE OFFICER 03/2020 < 5%
GEARHART FAMILY TRUST Domestic Entity – TRUST 06/2019 > 75%
GEARHART, GEORGE, B Individual GEARHART FAMILY TRUST TRUSTEE 06/2019
Gearhart, Lindsey, Marie Individual GEARHART FAMILY TRUST TRUSTEE 06/2019

No. Employees, Historic

20100201920202021202220232024202511 on 6/18/201911 on 3/24/202011 on 5/6/202011 on 5/19/202011 on 5/20/202011 on 2/8/202111 on 3/30/202111 on 6/4/202111 on 6/16/202111 on 10/20/202111 on 10/20/202111 on 12/1/202112 on 3/21/202212 on 3/29/202212 on 9/1/202216 on 3/17/202316 on 3/27/202316 on 4/28/202316 on 1/5/202415 on 3/18/2024

RAUM, Historic

2B1B02019202020212022202320242025462810348 on 6/18/2019512947200 on 3/24/2020512947200 on 5/6/2020512947200 on 5/19/2020512947200 on 5/20/2020512947200 on 2/8/2021603614317 on 3/30/2021603614317 on 6/4/2021603614317 on 6/16/2021603614317 on 10/20/2021603614317 on 10/20/2021603614317 on 12/1/2021844164509 on 3/21/2022844164509 on 3/29/2022844164509 on 9/1/2022877800675 on 3/17/2023877800675 on 3/27/2023877800675 on 4/28/2023877800675 on 1/5/20241107171077 on 3/18/2024

No. Clients, Historic

90045002019202020212022202320242025529 on 6/18/2019609 on 3/24/2020609 on 5/6/2020609 on 5/19/2020609 on 5/20/2020609 on 2/8/2021637 on 3/30/2021637 on 6/4/2021637 on 6/16/2021637 on 10/20/2021637 on 10/20/2021637 on 12/1/2021723 on 3/21/2022723 on 3/29/2022723 on 9/1/2022794 on 3/17/2023794 on 3/27/2023794 on 4/28/2023794 on 1/5/2024871 on 3/18/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
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S&P 500 Index ETF 461K 848 0
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Health Care Select ETF ETF 31M 213K 0
Regions Financial Corp Stock 491K 25K 0
iShares Russell 1000 Growth ETF ETF 1M 4K 0
Schwab Intl Equity ETF ETF 422K 11K 0
U.S. Large-Cap ETF ETF 102M 2M 0
Consumer Staples Sector ETF ETF 29M 384K 0
JP Morgan Ultra-short Income ETF ETF 30M 599K 0
Aon PLC Stock 1M 5K 0
U.S. Large-Cap Growth ETF ETF 548K 5K 0
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Vanguard Information Technology Index Fund ETF 225K 390 0
U.S. Large-Cap Value ETF ETF 532K 7K 0
Pinterest Inc Cl A Stock 213K 5K 0
S&P 500 Index ETF ETF 107M 215K 0
General Motors Co Stock 279K 6K 0
Eli Lilly & Co Stock 720K 795 0
Schwab U.S. Mid-Cap ETF ETF 316K 4K 0
Vanguard International ETF ETF 23M 378K 0
iShares Russell 2000 ETF ETF 17M 84K 0
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