HARRINGTON INVESTMENTS, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	JUNE
Legal Location	California, United States

Employees

Total Number of Employees	5
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	3
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	228	$316.2M
Non-Discretionary	1	$569,711
Total	229	$316.7M

Clients

Type	Number	RAUM
Individuals	22	$10.0M
HNW Individuals	84	$241.9M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	17	$51.7M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$13.2M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	1-10

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation	% of AUMHourly charges
Other Business Activities	CERTIFIED FINANCIAL PLANNING

Identifiers

SEC RIA File Number	801-17932
SEC ERA File Number	801-17932
SEC CIK Numbers	1386364
SEC CRD Numbers	110790
Legal Entity Identifier	None

Principal Office

1001 SECOND STREET
SUITE 325
NAPA
CA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic