BRANDON FINANCIAL PLANNING, INC.
Adviser information for BRANDON FINANCIAL PLANNING, INC. last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 19 | $18.2M |
| Non-Discretionary | 695 | $309.5M |
| Total | 714 | $327.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 103 | $107.7M |
| HNW Individuals | 131 | $211.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $8.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-17960 |
|---|---|
| SEC ERA File Number | 801-17960 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110267 |
| Legal Entity Identifier | None |
Principal Office
5101 WHEELIS ROADSUITE 112
MEMPHIS
TN
United States
Monday - Friday, 8:30-4:30
Tel: 901-324-6600, Fax: 901-324-5743
Websites
Chief Compliance Officer
JIM CULLEN
475 TAUNTON AVENUE
EAST PROVIDENCE
RI
United States
Tel:
401-466-6010
Fax:
401-466-6012
J********@******************M
(Full email address available in API data)
Industry Affiliates
| BRANDON INVESTMENTS, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRANDON, RAYMOND, WILSON | Individual | – | PRESIDENT | 02/1989 | 50-75% |
| BRANDON, ELVIS, DENBY | Individual | – | VICE PRESIDENT | 08/1983 | 50-75% |
| CULLEN, JAMES, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2022 | < 5% |