Hedge Fund Database

MASON INVESTMENT ADVISORY SERVICES INC

Adviser information for MASON INVESTMENT ADVISORY SERVICES INC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 79
Investment Advisory/Research 36
Registered Broker-Dealer Representatives 32
Registered State Investment Advisers 33
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,011 $11.5B
Non-Discretionary 16 $613.7M
Total 1,027 $12.2B

Clients

Type Number RAUM
Individuals 293 $141.3M
HNW Individuals 650 $5.6B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 5 $329.3M
Charitable organizations 75 $4.0B
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $2.1B
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-18054
SEC ERA File Number 801-18054
SEC CIK Numbers 1635007
SEC CRD Numbers 111113
Legal Entity Identifier None

Principal Office

11921 FREEDOM DRIVE
SUITE 1000
RESTON
VA
United States
Monday - Friday, 9:00 A.M. TO 5:00 PM
Tel: 703-716-6000, Fax: 703-716-6020

Websites

www.masoncompanies.com www.linkedin.com/company/the-mason-companies/ twitter.com/masoninvests

Chief Compliance Officer

JOHN M DELANEY
CHIEF COMPLIANCE OFFICER
11921 FREEDOM DRIVE
SUITE 1000
RESTON
VA
United States
Tel: 703.716.6000
Fax: 703.716.6020
(Full email address available in API data)

Industry Affiliates

MASON ASSOCIATES, INC. Insurance company or agency
MASON SECURITIES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MASON INTERNATIONAL, INC. Domestic Entity – PARENT CORPORATION 07/1982 > 75%
MASON, WILLIAM, NOYES Individual – CHAIRMAN 07/1982 < 5%
GEORGE, SCOTT, STANLEY Individual – PRESIDENT 02/2014 < 5%
MASON, WILLIAM, NOYES Individual MASON INTERNATIONAL, INC. SHAREHOLDER 07/1982 > 75%
SCHREINER, CHRISTOPHER, LEE Individual – CHIEF OPERATING OFFICER 07/2004 < 5%
DELANEY, JOHN, MURPHY Individual – CHIEF COMPLIANCE OFFICER 10/2023 < 5%
SCHREINER, CHRISTOPHER, LEE Individual – CO-CHIEF EXECUTIVE OFFICER 01/2024 < 5%
GEORGE, SCOTT, STANLEY Individual – CO-CHIEF EXECUTIVE OFFICER 01/2024 < 5%

No. Employees, Historic

8040020202021202220232024202568 on 3/31/202068 on 6/29/202071 on 3/30/202171 on 5/17/202171 on 5/17/202171 on 5/24/202171 on 6/1/202172 on 3/29/202272 on 3/29/202272 on 6/28/202272 on 6/28/202278 on 3/28/202378 on 6/19/202380 on 8/22/202380 on 10/23/202380 on 2/1/202479 on 3/29/2024

RAUM, Historic

20B10B02020202120222023202420258330740673 on 3/31/20208330740673 on 6/29/20209527636487 on 3/30/20219527636487 on 5/17/20219527636487 on 5/17/20219527636487 on 5/24/20219527636487 on 6/1/202111226716174 on 3/29/202211226716174 on 3/29/202211226716174 on 6/28/202211226716174 on 6/28/202210094475873 on 3/28/202310094475873 on 6/19/202310094475873 on 8/22/202310094475873 on 10/23/202310094475873 on 2/1/202412155269613 on 3/29/2024

No. Clients, Historic

2,0001,00002020202120222023202420251108 on 3/31/20201108 on 6/29/2020727 on 3/30/2021727 on 5/17/2021727 on 5/17/2021727 on 5/24/2021727 on 6/1/2021787 on 3/29/2022787 on 3/29/2022787 on 6/28/2022787 on 6/28/2022827 on 3/28/2023827 on 6/19/2023827 on 8/22/2023827 on 10/23/2023827 on 2/1/20241027 on 3/29/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AIM ETF PRODUCTS TRUST US LARCP B20 MAR 272K 9K –
ALBERTSONS COS INC COMMON STOCK 2M 81K –
ALPHABET INC CAP STK CL A 441K 2K –
ALPHABET INC CAP STK CL C 381K 2K –
AMAZON COM INC COM 626K 3K –
AMERICAN CENTY ETF TR INTL SMCP VLU 153M 2M –
AMERICAN CENTY ETF TR AVANTIS US SMALL 166M 3M –
AMERICAN CENTY ETF TR US SML CP VALU 245M 3M –
APPLE INC COM 2M 8K –
ARISTA NETWORKS INC COM 614K 2K –
CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI 2M 74K –
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 353K 11K –
CAPITAL GROUP INTL FOCUS EQT SHS CREATION UNI 205K 8K –
COSTCO WHSL CORP NEW COM 495K 582 –
DIMENSIONAL ETF TRUST US TARGETED VLU 6M 118K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 1M 39K –
ELI LILLY & CO COM 258K 285 –
HESS CORP COM 384K 3K –
HOME DEPOT INC COM 449K 1K –
INGREDION INC COM 213K 2K –
INTUIT COM 527K 801 –
ISHARES TR TIPS BD ETF 300K 3K –
ISHARES TR CORE S&P TTL STK 268K 2K –
ISHARES TR EAFE SML CP ETF 819K 13K –
ISHARES TR EAFE VALUE ETF 2M 31K –
ISHARES TR RUS MID CAP ETF 218K 3K –
ISHARES TR CORE S&P MCP ETF 422K 7K –
ISHARES TR MSCI USA VALUE 464M 4M –
ISHARES TR CORE S&P500 ETF 801K 1K –
ISHARES TR CORE S&P US VLU 337K 4K –
ISHARES TR RUS 1000 GRW ETF 653K 2K –
ISHARES TR RUS 1000 VAL ETF 599K 3K –
ISHARES TR RUS 2000 GRW ETF 483K 2K –
MICROSOFT CORP COM 1M 2K –
NVIDIA CORPORATION COM 406K 3K –
PIMCO ETF TR ENHAN SHRT MA AC 69M 681K –
PROCTER AND GAMBLE CO COM 439K 3K –
RAYONIER INC COM 200K 7K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 1M 42K –
SCHWAB STRATEGIC TR US TIPS ETF 393K 8K –
SCHWAB STRATEGIC TR US REIT ETF 221K 11K –
SELECT SECTOR SPDR TR ENERGY 237K 3K –
SELECTQUOTE INC COM 41K 15K –
SPDR INDEX SHS FDS S&P INTL SMLCP 245K 8K –
SPDR INDEX SHS FDS GLB NAT RESRCE 815K 15K –
SPDR S&P 500 ETF TR TR UNIT 3M 5K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 1M 2K –
SPDR SER TR PRTFLO S&P500 VL 802K 16K –
SPDR SER TR PORTFOLIO S&P500 864K 13K –
T ROWE PRICE ETF INC GROWTH ETF 196M 6M –
VANGUARD INDEX FDS EXTEND MKT ETF 660K 4K –
VANGUARD INDEX FDS REAL ESTATE ETF 573K 7K –
VANGUARD INDEX FDS S&P 500 ETF SHS 494K 988 –
VANGUARD INDEX FDS SMALL CP ETF 204K 935 –
VANGUARD INDEX FDS GROWTH ETF 656K 2K –
VANGUARD INDEX FDS TOTAL STK MKT 914K 3K –
VANGUARD INDEX FDS LARGE CAP ETF 881K 4K –
VANGUARD INDEX FDS SM CP VAL ETF 52M 285K –
VANGUARD INDEX FDS VALUE ETF 487K 3K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 217M 2M –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 6M 149K –
VANGUARD MUN BD FDS TAX EXEMPT BD 531K 11K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 340K 4K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 858K 5K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 228K 5K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 241K 4K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 596K 5K –
VANGUARD WORLD FD ENERGY ETF 731K 6K –
VANGUARD WORLD FD MATERIALS ETF 509K 3K –
VISA INC COM CL A 417K 2K –
WISDOMTREE TR INTL QULTY DIV 287K 8K –
WISDOMTREE TR US LARGECAP DIVD 273K 4K –
WISDOMTREE TR US MIDCAP FUND 1M 17K –