COZAD ASSET MANAGEMENT INC
Adviser information for COZAD ASSET MANAGEMENT INC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 20 |
| Licensed Agents of an Insurance Company | 13 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,269 | $1.9B |
| Non-Discretionary | 32 | $62.0M |
| Total | 3,301 | $1.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,020 | $346.7M |
| HNW Individuals | 854 | $1.5B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $55.8M |
| Charitable organizations | 29 | $42.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 18 | $17.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agentAccountant or accounting firm |
Principal Office
2501 GALEN DRIVECHAMPAIGN
IL
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 217-356-8363, Fax: 217-355-1359
Chief Compliance Officer
STEPHEN CRAIG KIDDOO
DIRECTOR OF IT
2501 GALEN DRIVE
CHAMPAIGN
IL
United States
Tel:
217-356-8363
Fax:
217-355-1359
C****@*************M
(Full email address available in API data)
Regulatory Contact
WILL BUERKETT
DIRECTOR OF ASSET MANAGEMENT REPORTING DEPARTMENT
2501 GALEN DRIVE
CHAMPAIGN
IL
United States
Tel:
217-356-8363
Fax:
217-355-1359
W***@*************M
(Full email address available in API data)
Industry Affiliates
| MANAGED TAX SERVICES, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KIDDOO, RONALD, LANE | Individual | – | CHAIRMAN OF THE BOARD, VICE PRESIDENT, CHIEF INVESTMENT OFFICER/DIRECTOR | 01/1982 | 5-10% |
| COZAD, GREGORY, DALE | Individual | – | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 11/1993 | 5-10% |
| MEACHAM, STUART, THOMAS | Individual | – | VICE PRES.CHIEF OPERATIONS OFFICER, DIRECTOR | 10/1982 | 5-10% |
| MCGRATH, MARY, FRANCES | Individual | – | EXEC. VICE PRESIDENT, DIRECTOR | 05/2000 | 5-10% |
| KIDDOO, STEPHEN, CRAIG | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2013 | < 5% |
| STORSVED, ANNE, JOELLE | Individual | – | DIRECTOR OF TAX DEPARTMENT & DIRECTOR | 01/2013 | < 5% |
| NORRIS, CYNTHIA, C | Individual | – | SHAREHOLDER | 08/1994 | 5-10% |
| NORRIS, JOHNSTON, ALLEN | Individual | – | SHAREHOLDER | 01/1992 | 5-10% |
| ANDERSON, BRADEN, LEE | Individual | – | CHIEF FINANCIAL OFFICER, SECRETARY & TREASURER | 12/2021 | < 5% |
| ANDERSON, BRETT | Individual | – | DIRECTOR | 12/2021 | < 5% |
| WHITE, B., JOSEPH | Individual | – | DIRECTOR | 12/2021 | < 5% |
| GEORGE SHAPLAND ESTATE | Domestic Entity | – | SHAREHOLDER | 12/2023 | 25-50% |
| KANG, DAE-WOUNG | Individual | – | DIRECTOR | 12/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Fidelity Merrimack Str Total Bond Fund ETF | COM | 3M | 68K | – |
| Eaton Vance Municipal Income TR | COM | 172K | 17K | – |
| First Trust Managed Municipal ETF | COM | 319K | 6K | – |
| PIMCO Intermediate Muni Bd Actv - ETF | COM | 200K | 4K | – |
| iShares National Muni Bond ETF | COM | 357K | 3K | – |
| First Trust Senior Loan Fund ETF | COM | 540K | 12K | – |
| Invesco BulletShares 2024 Corp Bond ETF | COM | 375K | 18K | – |
| Invesco BulletShares 2025 Corp Bond ETF | COM | 266K | 13K | – |
| JPMorgan Ultra-Short Income ETF | COM | 2M | 40K | – |
| Janus Henderson AAA CLO - ETF | COM | 548K | 11K | – |
| Vanguard Bd Index - Total Bd Market ETF | COM | 273K | 4K | – |
| AB Ultra Short Income ETF | COM | 223K | 4K | – |
| First Tr TCW Opportunistic Fixed Inc ETF | COM | 869K | 20K | – |
| First Trust Water ETF | COM | 1M | 15K | – |
| Amazon.com, Inc. | COM | 20M | 102K | – |
| AutoZone, Inc. | COM | 222K | 75 | – |
| Best Buy Company, Inc. | COM | 2M | 29K | – |
| Booking Holdings, Inc. | COM | 345K | 87 | – |
| Chipotle Mexican Grill, A | COM | 15M | 238K | – |
| Dicks Sporting Goods | COM | 3M | 13K | – |
| Expedia Group Inc. | COM | 3M | 26K | – |
| Ferrari N V New Com. | COM | 212K | 520 | – |
| Garmin Ltd. | COM | 4M | 24K | – |
| Genuine Parts Co. | COM | 2M | 13K | – |
| Hilton Worldwide Holdings, Inc. | COM | 3M | 15K | – |
| Home Depot, Inc. | COM | 9M | 25K | – |
| Isuzu Motors Ltd. | COM | 153K | 11K | – |
| Lowe's Cos | COM | 725K | 3K | – |
| McDonalds Corp. | COM | 2M | 9K | – |
| Tesla Motors Inc. | COM | 883K | 4K | – |
| Unilever PLC ADR | COM | 561K | 10K | – |
| W D 40 Co. | COM | 305K | 1K | – |
| Yum Brands, Inc. | COM | 301K | 2K | – |
| Altria Group, Inc. | COM | 648K | 14K | – |
| Archer Daniels Midland | COM | 8M | 132K | – |
| Cal-Maine Foods, Inc. | COM | 2M | 28K | – |
| Caseys General Stores, Inc. | COM | 206K | 541 | – |
| Coca Cola | COM | 3M | 54K | – |
| Coca Cola European Partners PLC | COM | 416K | 6K | – |
| Colgate Palmolive Co. | COM | 559K | 6K | – |
| Constellation Brands, Inc. | COM | 529K | 2K | – |
| Costco Wholesale Corp. | COM | 16M | 18K | – |
| General Mills | COM | 2M | 32K | – |
| Kimberly Clark Corp | COM | 209K | 2K | – |
| Mondelez International, Inc. | COM | 749K | 11K | – |
| Mowi ASA ADR | COM | 208K | 13K | – |
| PepsiCo Inc | COM | 3M | 18K | – |
| Philip Morris Internat'l. | COM | 1M | 14K | – |
| Procter and Gamble | COM | 2M | 14K | – |
| Target Corp. | COM | 2M | 12K | – |
| Wal-Mart Stores | COM | 4M | 55K | – |
| BP Amoco PLC ADR | COM | 911K | 25K | – |
| Cheniere Energy, Inc | COM | 6M | 35K | – |
| Chevron Corp. | COM | 1M | 6K | – |
| Civitas Resources, Inc. | COM | 2M | 23K | – |
| ConocoPhillips | COM | 663K | 6K | – |
| Enbridge Inc. | COM | 2M | 54K | – |
| Energy Select Sector SPDR ETF | COM | 711K | 8K | – |
| Exxon Mobil Corp. | COM | 2M | 14K | – |
| First TR. Ex. Tr. FD N. American Energy | COM | 484K | 16K | – |
| Marathon Petroleum Corp. | COM | 705K | 4K | – |
| Petroleo Brasileiro Petrobras ADR | COM | 220K | 15K | – |
| Phillips 66 | COM | 6M | 40K | – |
| Shell PLC ADR | COM | 585K | 8K | – |
| Total Energies SE | COM | 218K | 3K | – |
| Valero Energy | COM | 218K | 1K | – |
| Williams Companies | COM | 3M | 62K | – |
| AFLAC, Inc. | COM | 1M | 13K | – |
| AGNC Investment Corp | COM | 1M | 140K | – |
| American Express | COM | 713K | 3K | – |
| Apollo Global Mgmt Inc. Cl. A | COM | 1M | 9K | – |
| BB Seguridade Participacoes ADR | COM | 163K | 27K | – |
| Bank of America | COM | 444K | 11K | – |
| Bank of Montreal | COM | 269K | 3K | – |
| Barings BDC, Inc. | COM | 135K | 14K | – |
| Berkshire Hathaway, Cl. A | COM | 612K | 1 | – |
| Berkshire Hathaway, Cl. B | COM | 6M | 14K | – |
| Blackstone Group Inc. Cl. A | COM | 12M | 99K | – |
| Capital Southwest Corp. | COM | 2M | 65K | – |
| Charles Schwab Corp. | COM | 538K | 7K | – |
| Discover Financial Services, Inc. | COM | 266K | 2K | – |
| Essent Group Ltd. | COM | 2M | 28K | – |
| Everest Reinsur. Group, Ltd. | COM | 459K | 1K | – |
| Fifth Third Bancorp | COM | 512K | 14K | – |
| First Busey Corp. | COM | 9M | 375K | – |
| Fiserv, Inc. | COM | 8M | 57K | – |
| Gallagher, Arthur J & Co. | COM | 410K | 2K | – |
| Global Payments Inc. | COM | 4M | 39K | – |
| Interactive Brokers Group, Inc. | COM | 6M | 51K | – |
| Intercontinental Exchange Group | COM | 7M | 49K | – |
| J.P. Morgan Chase & Co. | COM | 2M | 12K | – |
| KeyCorp | COM | 2M | 137K | – |
| M & T Bank Corp. | COM | 2M | 11K | – |
| MGIC Investment Corp. | COM | 2M | 90K | – |
| MasterCard, Inc. | COM | 12M | 28K | – |
| Mitsubishi UFJ Fin'l. Grp. ADR | COM | 280K | 26K | – |
| Moody's Corp. | COM | 455K | 1K | – |
| Old Republic Nat'l. Corp. | COM | 3M | 85K | – |
| Ping An Insurance Company of China ADR | COM | 101K | 11K | – |
| Prudential Financial, Inc. | COM | 212K | 2K | – |
| RLI Corp. | COM | 240K | 2K | – |
| Regions Financial Corp. | COM | 210K | 10K | – |
| S&P Global, Inc. | COM | 2M | 4K | – |
| Sun Life Financial, Inc. | COM | 265K | 5K | – |
| Swiss Re Ltd. | COM | 253K | 8K | – |
| Travelers Companies Inc. | COM | 530K | 3K | – |
| UBS Group AG | COM | 245K | 8K | – |
| Visa Inc. | COM | 1M | 5K | – |
| WEX, Inc. | COM | 358K | 2K | – |
| Wells Fargo & Co. | COM | 231K | 4K | – |
| AbbVie, Inc. | COM | 3M | 19K | – |
| Abbott Laboratories | COM | 2M | 17K | – |
| Amerisource Bergen | COM | 843K | 4K | – |
| Amgen, Inc. | COM | 511K | 2K | – |
| AstraZeneca PLC ADR | COM | 3M | 41K | – |
| Becton Dickinson & Co. | COM | 598K | 3K | – |
| Bristol-Myers Squibb | COM | 253K | 6K | – |
| CVS Health Corp. | COM | 593K | 10K | – |
| Cardinal Health | COM | 3M | 33K | – |
| Centene Corp. | COM | 242K | 4K | – |
| DaVita HealthCare Partners, Inc. | COM | 222K | 2K | – |
| Danaher Corp. | COM | 518K | 2K | – |
| Edwards Lifesciences Corp. | COM | 242K | 3K | – |
| Elevance Health | COM | 471K | 870 | – |
| First Trust NYSE Arca Biotech ETF | COM | 333K | 2K | – |
| Gilead Sciences Inc. | COM | 596K | 9K | – |
| GlaxoSmithKline PLC | COM | 254K | 7K | – |
| HCA Healthcare Co. | COM | 10M | 31K | – |
| Health Care Select Sector SPDR ETF | COM | 348K | 2K | – |
| IShares US Healthcare ETF | COM | 729K | 12K | – |
| Johnson & Johnson | COM | 2M | 14K | – |
| Lilly (Eli) | COM | 14M | 16K | – |
| Merck & Co Inc. | COM | 5M | 43K | – |
| Microport Scientific Corp. | COM | 360K | 505K | – |
| Novartis AG ADR | COM | 246K | 2K | – |
| Novo Nordisk A.S. ADR | COM | 3M | 21K | – |
| Pfizer, Inc. | COM | 1M | 44K | – |
| Regeneron Pharmaceuticals | COM | 4M | 3K | – |
| Stryker Corporation | COM | 295K | 867 | – |
| Takeda Pharmaceutical Co. | COM | 132K | 10K | – |
| Thermo Fisher Scientific, Inc. | COM | 6M | 11K | – |
| UnitedHealth Group | COM | 11M | 22K | – |
| Universal Health Svcs., Cl. B | COM | 4M | 23K | – |
| Vanguard World Health Care ETF | COM | 2M | 9K | – |
| Vertex Pharmaceutical | COM | 422K | 900 | – |
| 3M Company | COM | 239K | 2K | – |
| AB Volvo ADR | COM | 250K | 10K | – |
| ABB Ltd. Sponsored ADR | COM | 339K | 6K | – |
| Boeing Company | COM | 202K | 1K | – |
| CSX Corp. | COM | 253K | 8K | – |
| Caterpillar Inc. | COM | 2M | 7K | – |
| Cummins Engine Inc. | COM | 940K | 3K | – |
| Deere & Co. | COM | 2M | 4K | – |
| Delta Airlines Inc. | COM | 1M | 24K | – |
| Eaton Corp., PLC | COM | 2M | 6K | – |
| Emerson Electric Co. | COM | 451K | 4K | – |
| Fedex Corp. | COM | 232K | 774 | – |
| Frontline, LTD. | COM | 334K | 13K | – |
| General Dynamics | COM | 264K | 909 | – |
| General Electric | COM | 223K | 1K | – |
| H&E Equipment Services, Inc. | COM | 2M | 41K | – |
| Illinois Tool Works | COM | 2M | 8K | – |
| Industrial Select Sector SPDR ETF | COM | 426K | 3K | – |
| Lockheed Martin Corp. | COM | 406K | 870 | – |
| Masco Corp. | COM | 436K | 7K | – |
| Norfolk Southern Corp. | COM | 296K | 1K | – |
| Northrop Grumman | COM | 306K | 703 | – |
| Owens Corning | COM | 10M | 57K | – |
| Quanta Services, Inc. | COM | 4M | 16K | – |
| RPM Inc. Ohio | COM | 3M | 30K | – |
| RTX Corp. | COM | 478K | 5K | – |
| Saia, Inc. | COM | 2M | 4K | – |
| Snap-on Incorporated | COM | 2M | 9K | – |
| Terex Corp. | COM | 2M | 32K | – |
| Timken Co. | COM | 3M | 33K | – |
| Uber Technologies Inc. | COM | 481K | 7K | – |
| Union Pacific Corp. | COM | 721K | 3K | – |
| United Parcel Service, Inc. | COM | 275K | 2K | – |
| United Rentals, Inc. | COM | 14M | 21K | – |
| Waste Management, Inc. | COM | 694K | 3K | – |
| American Tower Corp. | COM | 277K | 1K | – |
| Digital Realty Trust Inc. | COM | 3M | 21K | – |
| Essex Property Trust | COM | 2M | 8K | – |
| Farmland Partners, Inc. | COM | 364K | 32K | – |
| IShares Cohen & Steers REIT ETF | COM | 417K | 7K | – |
| IShares Residential Real Estate Capped ETF | COM | 364K | 5K | – |
| Realty Income Corp. | COM | 255K | 5K | – |
| Vanguard REIT ETF | COM | 546K | 7K | – |
| W. P. Carey Inc. | COM | 3M | 60K | – |
| ASML Hldg N V | COM | 12M | 12K | – |
| Adobe Systems, Inc. | COM | 461K | 829 | – |
| Advanced Micro Devices | COM | 983K | 6K | – |
| Analog Devices Inc. | COM | 326K | 1K | – |
| Apple Inc. | COM | 37M | 173K | – |
| Applied Materials | COM | 798K | 3K | – |
| Arista Networks, Inc. | COM | 285K | 813 | – |
| Autodesk | COM | 240K | 970 | – |
| Automatic Data Processing | COM | 1M | 6K | – |
| Avnet Inc. | COM | 3M | 54K | – |
| Broadcom Inc. | COM | 21M | 13K | – |
| Cisco Systems | COM | 1M | 23K | – |
| Corning Inc. | COM | 2M | 51K | – |
| Crowdstrike Holdings, Inc. | COM | 323K | 844 | – |
| First Solar, Inc. | COM | 401K | 2K | – |
| Flextronics Internat'l. Ltd. | COM | 9M | 304K | – |
| Gen Digital Inc. | COM | 2M | 80K | – |
| Hewlett Packard Enterprise Co. | COM | 3M | 143K | – |
| Honeywell Internat'l. | COM | 813K | 4K | – |
| I.B.M. | COM | 2M | 9K | – |
| IShares US Technology ETF | COM | 209K | 1K | – |
| Infosys Technologies, Ltd. | COM | 358K | 19K | – |
| Intel Corp. | COM | 531K | 17K | – |
| Invesco QQQ Tr Unit Ser. 1 ETF | COM | 7M | 14K | – |
| Jabil Circuit, Inc. | COM | 5M | 48K | – |
| LAM Research Corp. | COM | 17M | 16K | – |
| Leidos Holdings, Inc. | COM | 857K | 6K | – |
| Logitech Internat'l. SA | COM | 471K | 5K | – |
| MercadoLibre Inc. | COM | 493K | 300 | – |
| Microchip Technology, Inc. | COM | 11M | 117K | – |
| Micron Technology, Inc. | COM | 1M | 11K | – |
| Microsoft Corporation | COM | 25M | 56K | – |
| Motorola Solutions, Inc. | COM | 372K | 963 | – |
| NXP Semiconductors NV Com | COM | 6M | 23K | – |
| Nvidia Corp. | COM | 29M | 238K | – |
| Onto Innovations, Inc. | COM | 220K | 1K | – |
| Oracle Corp | COM | 1M | 10K | – |
| Palo Alto Networks, Inc. | COM | 2M | 6K | – |
| PayChex Inc. | COM | 3M | 25K | – |
| Qualcomm Inc. | COM | 416K | 2K | – |
| Salesforce.com | COM | 4M | 14K | – |
| Seagate Technology Holdings PLC | COM | 466K | 5K | – |
| ServiceNow, Inc. | COM | 281K | 357 | – |
| Siemens AG ADR | COM | 251K | 3K | – |
| Taiwan Semiconductor Mfg. Co. Ltd. | COM | 2M | 11K | – |
| Technology Select Sector SPDR ETF | COM | 574K | 3K | – |
| United Microelectronics ADR | COM | 288K | 33K | – |
| Vanguard Information Technology ETF | COM | 3M | 5K | – |
| Air Products & Chem | COM | 380K | 1K | – |
| Amyris, Inc. | COM | 21 | 10K | – |
| BHP Billiton, Ltd. ADR | COM | 249K | 4K | – |
| Ball Corp. | COM | 230K | 4K | – |
| Corteva Inc. | COM | 575K | 11K | – |
| Dow Inc. | COM | 301K | 6K | – |
| Gerdau SA ADR | COM | 106K | 32K | – |
| Graphic Packaging Holding Company | COM | 2M | 77K | – |
| International Paper | COM | 2M | 39K | – |
| Linde PLC | COM | 768K | 2K | – |
| Materials Select Sector SPDR ETF | COM | 342K | 4K | – |
| Mosaic Co. | COM | 1M | 49K | – |
| Nucor Corp. | COM | 3M | 18K | – |
| Rio Tinto PLC ADR F | COM | 626K | 9K | – |
| Sherwin Williams Company | COM | 4M | 14K | – |
| Sprott Physical Gold Trust | COM | 388K | 21K | – |
| Yara International ADR | COM | 214K | 15K | – |
| AT&T Inc. | COM | 499K | 26K | – |
| Alphabet Inc., Cl. A | COM | 20M | 107K | – |
| Alphabet Inc., Cl. C | COM | 3M | 18K | – |
| Comcast Corp., Cl. A | COM | 217K | 6K | – |
| Meta Platforms, Inc. | COM | 12M | 23K | – |
| Netflix Inc. | COM | 593K | 879 | – |
| Omnicom Group | COM | 2M | 24K | – |
| T-Mobile US Inc. | COM | 4M | 25K | – |
| Verizon Communications | COM | 418K | 10K | – |
| Vodafone Group PLC ADR | COM | 162K | 18K | – |
| Walt Disney Co | COM | 587K | 6K | – |
| Allete, Inc. | COM | 2M | 25K | – |
| Alliant Energy Corp. | COM | 2M | 31K | – |
| Ameren Corp. | COM | 350K | 5K | – |
| American States Water Co. | COM | 2M | 27K | – |
| Black Hills Corp. | COM | 990K | 18K | – |
| Duke Energy Corp | COM | 262K | 3K | – |
| Equinor ASA | COM | 320K | 11K | – |
| Eversource Energy Com. | COM | 231K | 4K | – |
| National Fuel Gas Co. | COM | 1M | 27K | – |
| National Grid PLC ADR | COM | 254K | 4K | – |
| NextEra Energy | COM | 1M | 16K | – |
| Southern Company | COM | 396K | 5K | – |
| Veolia Environment ADR | COM | 210K | 14K | – |
| Vanguard S&P Mid-Cap 400 Index Fund - ETF | COM | 236K | 2K | – |
| IShares US Real Estate ETF | COM | 286K | 3K | – |
| First Trust Preferred Secs & Inc ETF | COM | 178K | 10K | – |
| Vanguard Small Cap Growth ETF | COM | 634K | 3K | – |
| IShares Russell 2000 Index ETF | COM | 3M | 13K | – |
| IShares S&P SmallCap 600 Index ETF | COM | 5M | 50K | – |
| John Hancock Multifactor Mid Cap ETF | COM | 522K | 9K | – |
| Schwab Fundamental US Small Company ETF | COM | 302K | 6K | – |
| Schwab Strategic US Small-Cap ETF | COM | 902K | 19K | – |
| Vanguard Index Small Cap ETF | COM | 6M | 27K | – |
| iShares MSCI Multifactor USA Small-Cap ETF | COM | 3M | 46K | – |
| Avantis U.S. Small Cap Value - ETF | COM | 2M | 22K | – |
| First Trust SMID Cap Rising Div Achv ETF | COM | 2M | 68K | – |
| IShares Russell 2000 Value Index ETF | COM | 1M | 8K | – |
| IShares S&P SmallCap 600 Barra Value ETF | COM | 588K | 6K | – |
| Pacer U.S. Small Cap Cash Cows 100 - ETF | COM | 4M | 83K | – |
| Vanguard Small Cap Value ETF | COM | 647K | 4K | – |
| IShares Russell Midcap Growth Index ETF | COM | 230K | 2K | – |
| Vanguard Mid-Cap Growth ETF | COM | 1M | 5K | – |
| First Trust Mid Cap Core AlphaDEX ETF | COM | 2M | 15K | – |
| IShares Russell Midcap Index ETF | COM | 2M | 30K | – |
| IShares S&P Midcap 400 Index ETF | COM | 4M | 61K | – |
| SPDR S&P MidCap 400 ETF | COM | 1M | 2K | – |
| Schwab US Mid-Cap ETF | COM | 825K | 11K | – |
| Vanguard Extended Market ETF | COM | 321K | 2K | – |
| Vanguard Mid Cap ETF | COM | 8M | 33K | – |
| IShares Russell Midcap Value Index ETF | COM | 781K | 6K | – |
| IShares S&P MidCap 400/Barra Value ETF | COM | 1M | 9K | – |
| Pacer FDS TR Cash Cows - ETF | COM | 299K | 8K | – |
| Pacer U.S. Cash Cows 100 - ETF | COM | 10M | 176K | – |
| ProShares S&P MidCap 400 Dividend Aristo. | COM | 827K | 11K | – |
| Vanguard Mid-Cap Value ETF | COM | 1M | 8K | – |
| American Century U.S. Quality Growth - ETF | COM | 241K | 3K | – |
| Capital Group Growth - ETF | COM | 3M | 98K | – |
| FT CBOE Vest Fund of Buffer - ETF | COM | 828K | 29K | – |
| First Trust Dow Jones Internet ETF | COM | 216K | 1K | – |
| First Trust NASDAQ-100 Equal Wtd ETF | COM | 3M | 26K | – |
| IShares MSCI USA Momentum Factor ETF | COM | 5M | 26K | – |
| IShares Russell 1000 Growth Index ETF | COM | 1M | 3K | – |
| IShares S&P 500 Barra Growth Index ETF | COM | 329K | 4K | – |
| JPMorgan Nasdaq Equity Premium Inc ETF | COM | 329K | 6K | – |
| Nuveen TR ESG Large Cap Growth ETF | COM | 876K | 11K | – |
| SPDR Portfolio S&P 500 Growth ETF | COM | 203K | 3K | – |
| Schwab US Large-Cap Growth ETF | COM | 1M | 12K | – |
| Vanguard Growth ETF | COM | 3M | 9K | – |
| Vanguard Mega Cap Growth ETF | COM | 471K | 1K | – |
| Vanguard Russell 1000 Growth ETF | COM | 4M | 45K | – |
| Vanguard S&P 500 Growth ETF | COM | 7M | 20K | – |
| iShares Russell Top 200 Growth ETF | COM | 4M | 19K | – |
| American Centy ETF TR Avantis US Equity | COM | 1M | 13K | – |
| Capital Group Core Equity - ETF | COM | 272K | 8K | – |
| First Tr Large Cap Core AlphaDex Fd ETF | COM | 795K | 8K | – |
| First Trust Capital Strength ETF | COM | 3M | 34K | – |
| Goldman Sachs ActiveBeta US LargeCp Eq ETF | COM | 10M | 89K | – |
| IShares - Russell 200 Index ETF | COM | 736K | 5K | – |
| IShares Edge MSCI USA Quality Factor ETF | COM | 1M | 8K | – |
| IShares MSCI USA Minimum Volatility ETF | COM | 4M | 49K | – |
| IShares Russell 1000 Index Fund ETF | COM | 968K | 3K | – |
| IShares Russell 3000 Index ETF | COM | 4M | 15K | – |
| IShares S&P 500 Index ETF | COM | 1M | 2K | – |
| IShares Tr. S&P 1500 Index ETF | COM | 238K | 2K | – |
| Invesco Russell 1000 Dynamic Multi ETF | COM | 5M | 99K | – |
| Invesco S&P 500 GARP - ETF | COM | 7M | 69K | – |
| Invesco S&P 500 Low Volatility ETF | COM | 4M | 63K | – |
| Invesco S&P 500 Quality ETF A | COM | 13M | 209K | – |
| JPMorgan Equity Focus - ETF | COM | 5M | 79K | – |
| JPMorgan Equity Premium Income ETF | COM | 865K | 15K | – |
| SPDR S&P 500 ETF | COM | 7M | 12K | – |
| Schwab US Broad Market ETF | COM | 4M | 61K | – |
| Schwab US Large-Cap ETF | COM | 1M | 17K | – |
| VanEck Morningstar Wide Moat - ETF | COM | 1M | 15K | – |
| Vanguard Dividend Appreciation ETF | COM | 15M | 84K | – |
| Vanguard ESG US Stock - ETF | COM | 765K | 8K | – |
| Vanguard Large Cap ETF | COM | 830K | 3K | – |
| Vanguard Mega Cap ETF | COM | 15M | 76K | – |
| Vanguard Russell 1000 ETF | COM | 8M | 34K | – |
| Vanguard Russell 3000 ETF | COM | 595K | 2K | – |
| Vanguard S&P 500 ETF | COM | 6M | 12K | – |
| Vanguard Total Stock Market ETF | COM | 27M | 102K | – |
| WisdomTree US Quality Dividend Gr ETF | COM | 291K | 4K | – |
| Capital Group Dividend Value - ETF | COM | 1M | 42K | – |
| Dimensional US Marketwide Value - ETF | COM | 369K | 9K | – |
| First Trust Morningstar Div Leaders ETF | COM | 6M | 149K | – |
| First Trust Rising Dividend Achievers ETF | COM | 4M | 77K | – |
| First Trust Value Line Dividend ETF | COM | 3M | 82K | – |
| IShares Core US Value ETF | COM | 975K | 11K | – |
| IShares Russell 1000 Value Index ETF | COM | 333K | 2K | – |
| IShares Select Dividend ETF | COM | 2M | 14K | – |
| Invesco S&P 500 High Div/Low Volat. ETF | COM | 218K | 5K | – |
| Invesco S&P 500 Revenue ETF | COM | 625K | 7K | – |
| ProShares S&P 500 Dividend Aristocrats ETF | COM | 5M | 54K | – |
| SPDR Dow Jones Industrial Average ETF | COM | 1M | 4K | – |
| SPDR S&P Dividend ETF | COM | 2M | 17K | – |
| SPDR S&P Value ETF | COM | 5M | 98K | – |
| Schwab Fundamental US Broad Market ETF | COM | 746K | 11K | – |
| Schwab US Div Equity ETF | COM | 14M | 185K | – |
| T. Rowe Price Dividend Growth ETF | COM | 1M | 27K | – |
| Vanguard High Dividend Yield ETF | COM | 2M | 19K | – |
| Vanguard Russell 1000 Value ETF | COM | 1M | 13K | – |
| Vanguard S&P 500 Value ETF | COM | 616K | 4K | – |
| Vanguard Value ETF | COM | 1M | 7K | – |
| WisdomTree U.S. LargeCap Dividend ETF | COM | 609K | 8K | – |
| Global X S&P 500 Catholic Values ETF | COM | 215K | 3K | – |
| Pacer Global Cash Cows Dividend ETF | COM | 631K | 19K | – |
| IShares Core MSCI Total Int'l Stk ETF | COM | 711K | 11K | – |
| Avantis Emerging Markets Equity - ETF | COM | 451K | 7K | – |
| WisdomTree International Hdgd Div Gr ETF | COM | 1M | 25K | – |
| Goldman Sachs ActiveBeta Int'l Eq ETF | COM | 3M | 99K | – |
| IShares - MSCI ACWI ex US ETF | COM | 217K | 4K | – |
| IShares MSCI EAFE ETF | COM | 307K | 4K | – |
| Vanguard FTSE All-World (ex. US) ETF | COM | 1M | 25K | – |
| Vanguard Tax-Mgd Int'l Dev. Markets ETF | COM | 556K | 11K | – |
| Pacer FDS TR Developed Mrkts Int'l CC ETF | COM | 2M | 55K | – |
| Goldman Sachs ActiveBeta Emerging Mkts ETF | COM | 357K | 11K | – |
| SPDR S&P Emerging Markets ETF | COM | 934K | 25K | – |
| Vanguard Emerging Mkts. ETF | COM | 675K | 15K | – |
| First TR Global Tactical Commodity ETF | COM | 479K | 20K | – |
| Ishares Bitcoin Trust | COM | 392K | 11K | – |
| SPDR Gold Shares ETF | COM | 797K | 4K | – |