TRUSTAGE INVESTMENT MANAGEMENT
MEMBERS CAPITAL ADVISORS, INC. Legal Name
Adviser information for TRUSTAGE INVESTMENT MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Iowa, United States |
Employees
| Total Number of Employees | 64 |
|---|---|
| Investment Advisory/Research | 43 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 234 | $32.7B |
| Non-Discretionary | 116 | $2.7B |
| Total | 350 | $35.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 333 | $5.9B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 8 | $26.9B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $2.6B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 116 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesFEE FROM AFFILIATES. |
Identifiers
| SEC RIA File Number | 801-18140 |
|---|---|
| SEC ERA File Number | 801-18140 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105960 |
| Legal Entity Identifier | MEMBERS CAPITAL |
Principal Office
5910 MINERAL POINT RDMADISON
WI
United States
Monday - Friday, 8:00 AM TO 5:00 PM CT
Tel: 6082385851, Fax: None
Chief Compliance Officer
MELISSA HABERSTICH
CHIEF COMPLIANCE OFFICER
5910 MINERAL POINT ROAD
MADISON
WI
United States
Tel:
319-483-2359
Fax:
608-236-6972
M*****************@***********M
(Full email address available in API data)
Regulatory Contact
SCHMELZLE, JUAN
COMPLIANCE SENIOR CONSULTANT
5910 MINERAL POINT ROAD
MADISON
WI
United States
Tel:
608-665-6730
J***************@***********M
(Full email address available in API data)
Industry Affiliates
| CUNA BROKERAGE SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| MCA FUND I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MCA FUND II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MCA FUND III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MCA FUND IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MCA FUND V GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MCA FUND VI GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MCA FUND I LP | Private Equity Fund | $73.7M | $0.0M | 1 |
| MCA FUND II LP | Private Equity Fund | $177.9M | $0.0M | 2 |
| MCA FUND III LP | Private Equity Fund | $576.9M | $0.0M | 1 |
| MCA FUND IV LP | Private Equity Fund | $1,029.5M | $0.0M | 1 |
| MCA FUND V LP | Private Equity Fund | $566.3M | $0.0M | 1 |
| MCA FUND VI LP | Private Equity Fund | $0.1M | $0.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CUNA MUTUAL INVESTMENT CORPORATION | Domestic Entity | – | 100% OWNER | 06/2008 | > 75% |
| WEBBER, THOMAS, JAMES | Individual | – | VICE PRESIDENT, MANAGING DIRECTOR - INVESTMENTS | 02/2012 | < 5% |
| CAMERON, AMY, M | Individual | – | PRESIDENT, EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | 09/2021 | < 5% |
| JENSEN, THOMAS, C | Individual | – | VICE PRESIDENT - MANAGING DIRECTOR - INVESTMENTS | 07/2019 | < 5% |
| CANTRELL, ALLEN, RANDOLPH | Individual | – | VICE PRESIDENT - MANAGING DIRECTOR - INVESTMENTS | 02/2012 | < 5% |
| BORAKOVE, BRIAN, J | Individual | – | TREASURER | 12/2012 | < 5% |
| FINUCANE, ANNE, MARIE | Individual | – | SENIOR VICE PRESIDENT AND MANAGING DIRECTOR, DEPUTY CHIEF INVESTMENT OFFICER- - INVESTMENTS | 09/2021 | < 5% |
| WYDICK, BENJAMIN, T | Individual | – | SENIOR VICE PRESIDENT - CHIEF RISK OFFICER | 09/2021 | < 5% |
| MICKS, JASON, THEODORE | Individual | – | VICE PRESIDENT - MANAGING DIRECTOR - INVESTMENT RESEARCH | 07/2019 | < 5% |
| VAN AARTSEN, STAN J | Individual | – | VICE PRESIDENT - MANAGING DIRECTOR - INVESTMENTS | 08/2021 | < 5% |
| COOMBE, KEVIN, CHARLES | Individual | – | VICE PRESIDENT - MANAGING DIRECTOR - INVESTMENTS | 08/2021 | < 5% |
| LYONS, STEVEN J | Individual | – | VICE PRESIDENT - MANAGING DIRECTOR - INVESTMENTS | 08/2021 | < 5% |
| HABERSTICH, MELISSA, M | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| THOMAS, BARTH, THOMAS | Individual | – | SECRETARY, VICE PRESIDENT AND DIRECTOR | 12/2023 | < 5% |